3465 Stocks in Asset Management of United States of America

SPDR S&P 500 ETF Trust

SPY

VanEck Vectors Gold Miners ETF

GDX

iShares MSCI Emerging Markets ETF

EEM

Financial Select Sector SPDR Fund

XLF

iShares MSCI EAFE ETF

EFA

Invesco QQQ Trust

QQQ

Vanguard FTSE Emerging Markets Index Fund ETF Shares

VWO

iShares China Large-Cap ETF

FXI

iShares Russell 2000 ETF

IWM

Alerian MLP ETF

AMLP

iPath Series B S&P 500 VIX Short-Term Futures ETN

VXX

Vanguard FTSE Developed Markets Index Fund ETF Shares

VEA

SPDR Gold Shares

GLD

United States Oil Fund, LP

USO

VanEck Vectors Oil Services ETF

OIH

iShares Core MSCI Emerging Markets ETF

IEMG

Technology Select Sector SPDR Fund

XLK

SPDR S&P Oil & Gas Exploration & Production ETF

XOP

iShares MSCI Japan ETF

EWJ

Utilities Select Sector SPDR Fund

XLU

iShares Core MSCI EAFE ETF

IEFA

Invesco Senior Loan ETF

BKLN

iShares MSCI Eurozone ETF

EZU

VanEck Vectors Junior Gold Miners ETF

GDXJ

Xtrackers MSCI EAFE Hedged Equity ETF

DBEF

The Bank of New York Mellon Corporation

BK

Energy Select Sector SPDR Fund

XLE

Consumer Staples Select Sector SPDR Fund

XLP

Blackstone Inc.

BX

iShares Gold Trust

IAU

Vanguard Total Stock Market Index Fund ETF Shares

VTI

iShares MSCI Germany ETF

EWG

SPDR S&P Regional Banking ETF

KRE

Industrial Select Sector SPDR Fund

XLI

iShares Silver Trust

SLV

iShares MSCI United Kingdom ETF

EWU

ProShares UltraPro Short QQQ

SQQQ

SPDR Bloomberg Barclays Convertible Securities ETF

CWB

Northern Trust Corporation

NTRS

Xtrackers MSCI Japan Hedged Equity ETF

DBJP

KKR & Co. Inc.

KKR

iShares Core MSCI Europe ETF

IEUR

SPDR S&P Biotech ETF

XBI

iShares MSCI Mexico ETF

EWW

iShares Core MSCI Total International Stock ETF

IXUS

iShares MSCI Taiwan ETF

EWT

SPDR S&P Bank ETF

KBE

Innovator Laddered Fund of S&P 500 Power Buffer ETFs

BUFF

Vanguard FTSE Europe Index Fund ETF Shares

VGK

iShares Core S&P Small-Cap ETF

IJR

iShares U.S. Real Estate ETF

IYR

SPDR EURO STOXX 50 ETF

FEZ

iShares MSCI South Korea ETF

EWY

iShares Currency Hedged MSCI EAFE ETF

HEFA

Invesco Ltd.

IVZ

iShares U.S. Home Construction ETF

ITB

iShares Russell 1000 Value ETF

IWD

iShares MSCI USA Min Vol Factor ETF

USMV

ProShares UltraShort 20+ Year Treasury

TBT

Vanguard Real Estate Index Fund ETF Shares

VNQ

SPDR S&P Metals and Mining ETF

XME

SPDR S&P Homebuilders ETF

XHB

Ares Capital Corporation

ARCC

Consumer Discretionary Select Sector SPDR Fund

XLY

Franklin Resources, Inc.

BEN

SPDR S&P Retail ETF

XRT

iShares MSCI Hong Kong ETF

EWH

ProShares Ultra S&P500

SSO

WisdomTree Europe Hedged Equity Fund

HEDJ

Materials Select Sector SPDR Fund

XLB

iShares MSCI Brazil ETF

EWZ

WisdomTree Japan Hedged Equity Fund

DXJ

The Gabelli Equity Trust Inc.

GAB

ProShares UltraPro S&P500

UPRO

iShares MSCI China ETF

MCHI

iShares MSCI India ETF

INDA

iShares MSCI Canada ETF

EWC

iShares J.P. Morgan USD Emerging Markets Bond ETF

EMB

VanEck Vectors Semiconductor ETF

SMH

Health Care Select Sector SPDR Fund

XLV

iShares MSCI Switzerland ETF

EWL

iShares Biotechnology ETF

IBB

The Real Estate Select Sector SPDR Fund

XLRE

T. Rowe Price Group, Inc.

TROW

iShares Russell 1000 Growth ETF

IWF

iShares Core U.S. Aggregate Bond ETF

AGG

Vanguard FTSE All-World ex-US Index Fund ETF Shares

VEU

iShares MSCI Australia ETF

EWA

iShares Core S&P 500 ETF

IVV

iShares MSCI Spain ETF

EWP

Xtrackers MSCI Europe Hedged Equity ETF

DBEU

Schwab U.S. Broad Market ETF

SCHB

iShares MSCI EAFE Small-Cap ETF

SCZ

State Street Corporation

STT

SPDR Dow Jones Industrial Average ETF Trust

DIA

Vanguard Value Index Fund ETF Shares

VTV

Liberty All-Star Equity Fund

USA

Vanguard Total World Stock Index Fund ETF Shares

VT

Direxion Daily Small Cap Bull 3X Shares

TNA

Schwab U.S. Large-Cap ETF

SCHX

Xtrackers Harvest CSI 300 China A-Shares ETF

ASHR

iShares Core S&P Mid-Cap ETF

IJH

iShares Core S&P Total U.S. Stock Market ETF

ITOT

Vanguard S&P 500 ETF

VOO

SEI Investments Company

SEIC

Vanguard Dividend Appreciation Index Fund ETF Shares

VIG

VanEck Vectors High Yield Muni ETF

HYD

JPMorgan Alerian MLP Index ETN

AMJ

New Mountain Finance Corporation

NMFC

WisdomTree India Earnings Fund

EPI

iShares MSCI ACWI ETF

ACWI

ProShares Ultra Bloomberg Crude Oil

UCO

iShares Currency Hedged MSCI Japan ETF

HEWJ

United States Natural Gas Fund, LP

UNG

ProShares UltraPro QQQ

TQQQ

Schwab International Equity ETF

SCHF

Schwab U.S. Dividend Equity ETF

SCHD

iShares MSCI Italy ETF

EWI

Invesco S&P 500 Equal Weight ETF

RSP

VanEck Vectors J.P. Morgan EM Local Currency Bond ETF

EMLC

Ares Management Corporation

ARES

VanEck Vectors Morningstar Wide Moat ETF

MOAT

Invesco DB Commodity Index Tracking Fund

DBC

Invesco Ultra Short Duration ETF

GSY

iShares Europe ETF

IEV

iShares MSCI Indonesia ETF

EIDO

Invesco DB Agriculture Fund

DBA

BlackRock, Inc.

BLK

SPDR Dow Jones International Real Estate ETF

RWX

iShares Core High Dividend ETF

HDV

Invesco Emerging Markets Sovereign Debt ETF

PCY

SPDR S&P Dividend ETF

SDY

iShares MSCI All Country Asia ex Japan ETF

AAXJ

iShares Russell 1000 ETF

IWB

Ameriprise Financial, Inc.

AMP

iShares Latin America 40 ETF

ILF

Prospect Capital Corporation

PSEC

WisdomTree Investments, Inc.

WETF

iShares MSCI USA Value Factor ETF

VLUE

Vanguard Growth Index Fund ETF Shares

VUG

Blucora, Inc.

BCOR

iShares TIPS Bond ETF

TIP

iShares MBS ETF

MBB

Direxion Daily FTSE China Bear 3X Shares

YANG

iShares S&P 500 Value ETF

IVE

Vanguard Total International Stock Index Fund ETF Shares

VXUS

Invesco DB Oil Fund

DBO

Vanguard High Dividend Yield Index Fund ETF Shares

VYM

iShares U.S. Treasury Bond ETF

GOVT

iShares Currency Hedged MSCI Germany ETF

HEWG

BlackRock Capital Investment Corporation

BKCC

Invesco Preferred ETF

PGX

Credit Suisse X-Links Silver Shares Covered Call ETN

SLVO

iShares National Muni Bond ETF

MUB

iShares S&P 100 ETF

OEF

Schwab Emerging Markets Equity ETF

SCHE

Artisan Partners Asset Management Inc.

APAM

iShares MSCI Sweden ETF

EWD

Schwab U.S. Large-Cap Value ETF

SCHV

ProShares UltraShort MSCI Emerging Markets

EEV

iShares MSCI EAFE Min Vol Factor ETF

EFAV

Invesco S&P 500 Low Volatility ETF

SPLV

iShares Select Dividend ETF

DVY

iShares MSCI Europe Financials ETF

EUFN

iShares Preferred and Income Securities ETF

PFF

iShares S&P GSCI Commodity-Indexed Trust

GSG

ProShares Ultra QQQ

QLD

iShares U.S. Energy ETF

IYE

iShares MSCI France ETF

EWQ

SPDR Portfolio S&P 500 Growth ETF

SPYG

iShares Currency Hedged MSCI Eurozone ETF

HEZU

iShares S&P 500 Growth ETF

IVW

Invesco Variable Rate Preferred ETF

VRP

Virtus Dividend, Interest & Premium Strategy Fund

NFJ

Cohen & Steers, Inc.

CNS

Eaton Vance Senior Floating-Rate Trust

EFR

SPDR Portfolio Developed World ex-US ETF

SPDW

Kayne Anderson Energy Infrastructure Fund, Inc.

KYN

iShares Semiconductor ETF

SOXX

Schwab U.S. Large-Cap Growth ETF

SCHG

iShares MSCI Poland ETF

EPOL

SPDR Portfolio S&P 500 Value ETF

SPYV

BlackRock Enhanced Equity Dividend Trust

BDJ

iShares Core Dividend Growth ETF

DGRO

Eaton Vance Tax-Managed Buy-Write Opportunities Fund

ETV

iShares Global Infrastructure ETF

IGF

WisdomTree U.S. Quality Dividend Growth Fund

DGRW

iShares MSCI Pacific ex Japan ETF

EPP

iShares MSCI Malaysia ETF

EWM

Adams Diversified Equity Fund, Inc.

ADX

Vanguard Index Funds - Vanguard Small-Cap ETF

VB

Cornerstone Strategic Value Fund, Inc.

CLM

iShares Exponential Technologies ETF

XT

iShares Core S&P U.S. Growth ETF

IUSG

Schwab U.S. Small-Cap ETF

SCHA

Nuveen Municipal Value Fund, Inc.

NUV

Invesco S&P 500 High Dividend Low Volatility ETF

SPHD

iShares Core S&P U.S. Value ETF

IUSV

InfraCap MLP ETF

AMZA

iShares International Select Dividend ETF

IDV

VanEck Vectors Vietnam ETF

VNM

BlackRock Corporate High Yield Fund, Inc.

HYT

ProShares UltraPro Dow30

UDOW

iShares MSCI USA Momentum Factor ETF

MTUM

Hercules Capital, Inc.

HTGC

Royce Value Trust Inc.

RVT

Apollo Investment Corporation

AINV

Western Asset Emerging Markets Debt Fund Inc.

EMD

Global X Lithium & Battery Tech ETF

LIT

SPDR Bloomberg Barclays Investment Grade Floating Rate ETF

FLRN

BlackRock Enhanced International Dividend Trust

BGY

AllianceBernstein Holding L.P.

AB

iShares MSCI South Africa ETF

EZA

iShares MSCI India Small-Cap ETF

SMIN

Affiliated Managers Group, Inc.

AMG

iShares MSCI EAFE Value ETF

EFV

First Trust Preferred Securities and Income ETF

FPE

SPDR MSCI ACWI ex-US ETF

CWI

ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF

NOBL

Goldman Sachs ActiveBeta Emerging Markets Equity ETF

GEM

iShares MSCI Singapore ETF

EWS

The Gabelli Utility Trust

GUT

VanEck Merk Gold Trust

OUNZ

SPDR S&P Insurance ETF

KIE

Vanguard Mortgage-Backed Securities Index Fund ETF Shares

VMBS

Hamilton Lane Incorporated

HLNE

SPDR S&P Oil & Gas Equipment & Services ETF

XES

WisdomTree International SmallCap Dividend Fund

DLS

Aberdeen Total Dynamic Dividend Fund

AOD

BlackRock TCP Capital Corp.

TCPC

Goldman Sachs MLP and Energy Renaissance Fund

GER

ProShares Ultra Silver

AGQ

Vanguard Information Technology Index Fund ETF Shares

VGT

Invesco CurrencyShares Euro Currency Trust

FXE

Schwab Fundamental Emerging Markets Large Company Index ETF

FNDE

Boulder Growth & Income Fund, Inc.

BIF

ProShares Investment Grade—Interest Rate Hedged

IGHG

Invesco India ETF

PIN

iShares 1-3 Year Treasury Bond ETF

SHY

Vanguard FTSE All-World ex-US Small-Cap Index Fund ETF Shares

VSS

Schwab U.S. Mid-Cap ETF

SCHM

iShares MSCI Thailand ETF

THD

Fidelity MSCI Information Technology Index ETF

FTEC

Calamos Strategic Total Return Fund

CSQ

Morgan Stanley India Investment Fund, Inc.

IIF

iShares U.S. Telecommunications ETF

IYZ

United States Brent Oil Fund, LP

BNO

TCG BDC, Inc.

CGBD

iShares MSCI Netherlands ETF

EWN

SPDR S&P China ETF

GXC

Golub Capital BDC, Inc.

GBDC

iShares International Developed Real Estate ETF

IFGL

The Carlyle Group Inc.

CG

Invesco S&P 500 Pure Value ETF

RPV

SPDR Bloomberg Barclays 1-3 Month T-Bill ETF

BIL

Vanguard Short-Term Bond Index Fund ETF Shares

BSV

Invesco Exchange-Traded Fund Trust - Invesco International Dividend Achievers ETF

PID

Invesco S&P 500 Quality ETF

SPHQ

Aberdeen Standard Gold ETF Trust

SGOL

Vanguard Large-Cap Index Fund ETF Shares

VV

First Trust Dow Jones Internet Index Fund

FDN

Blackstone/GSO Strategic Credit Fund

BGB

iShares MSCI ACWI ex U.S. ETF

ACWX

Vanguard Financials Index Fund ETF Shares

VFH

Main Street Capital Corporation

MAIN

iPath Bloomberg Commodity Index Total Return(SM) ETN

DJP

iShares Global Energy ETF

IXC

iShares India 50 ETF

INDY

iShares Trust - iShares MSCI EAFE Growth ETF

EFG

First Trust New Opportunities MLP & Energy Fund

FPL

Invesco China Technology ETF

CQQQ

SPDR S&P MIDCAP 400 ETF Trust

MDY

Tortoise Midstream Energy Fund, Inc.

NTG

Invesco CurrencyShares Canadian Dollar Trust

FXC

iShares MSCI Japan Small-Cap ETF

SCJ

Invesco Municipal Opportunity Trust

VMO

First Trust Rising Dividend Achievers ETF

RDVY

Cornerstone Total Return Fund, Inc.

CRF

SPDR Portfolio Emerging Markets ETF

SPEM

Center Coast Brookfield MLP & Energy Infrastructure Fund

CEN

iShares U.S. Aerospace & Defense ETF

ITA

First Trust Nasdaq Bank ETF

FTXO

ClearBridge Energy Midstream Opportunity Fund Inc

EMO

SSGA Active Trust - SPDR Blackstone Senior Loan ETF

SRLN

Invesco CurrencyShares Japanese Yen Trust

FXY

Sixth Street Specialty Lending, Inc.

TSLX

WisdomTree U.S. MidCap Dividend Fund

DON

Oxford Lane Capital Corp.

OXLC

ProShares UltraShort Russell2000

TWM

iShares U.S. Financials ETF

IYF

PennantPark Investment Corporation

PNNT

Safeguard Scientifics, Inc.

SFE

WisdomTree Europe SmallCap Dividend Fund

DFE

iShares North American Natural Resources ETF

IGE

Direxion Daily Semiconductor Bull 3X Shares

SOXL

ASA Gold and Precious Metals Limited

ASA

iShares MSCI Turkey ETF

TUR

iShares MSCI Chile ETF

ECH

SLR Investment Corp.

SLRC

Fidelity MSCI Financials Index ETF

FNCL

iShares Russell 2000 Value ETF

IWN

Global X SuperDividend ETF

SDIV

Invesco Dynamic Large Cap Value ETF

PWV

iShares MSCI Austria ETF

EWO

BlackRock MuniHoldings California Quality Fund, Inc.

MUC

Gladstone Capital Corporation

GLAD

Invesco Exchange-Traded Fund Trust - Invesco FTSE RAFI US 1000 ETF

PRF

iShares Expanded Tech-Software Sector ETF

IGV

iShares MSCI USA Quality Factor ETF

QUAL

iShares MSCI Brazil Small-Cap ETF

EWZS

SPDR S&P International Dividend ETF

DWX

Duff & Phelps Select MLP and Midstream Energy Fund

DSE

Global X MSCI China Consumer Disc ETF

CHIQ

Xtrackers Russell US Multifactor ETF

DEUS

Morgan Stanley Emerging Markets Domestic Debt Fund, Inc.

EDD

BlackRock MuniYield California Quality Fund, Inc.

MCA

The Cushing MLP & Infrastructure Total Return Fund

SRV

First Trust Natural Gas ETF

FCG

Manning & Napier, Inc.

MN

First Trust North American Energy Infrastructure Fund

EMLP

iShares Russell Mid-Cap ETF

IWR

VictoryShares US 500 Enhanced Volatility Wtd ETF

CFO

Invesco S&P 500 High Beta ETF

SPHB

ClearBridge MLP and Midstream Total Return Fund Inc.

CTR

BlackRock MuniHoldings Investment Quality Fund

MFL

Direxion Daily FTSE China Bull 3X Shares

YINN

SPDR Nuveen Bloomberg Barclays Short Term Municipal Bond ETF

SHM

Invesco Municipal Trust

VKQ

Invesco Solar ETF

TAN

Schwab U.S. REIT ETF

SCHH

Aberdeen Standard Physical Silver Shares ETF

SIVR

Cohen & Steers Infrastructure Fund, Inc

UTF

SPDR Bloomberg Barclays International Corporate Bond ETF

IBND

iShares Russell Mid-Cap Value ETF

IWS

iShares 3-7 Year Treasury Bond ETF

IEI

Vanguard Mid-Cap Index Fund ETF Shares

VO

iShares Russell 3000 ETF

IWV

NexPoint Strategic Opportunities Fund

NHF

Pioneer Floating Rate Fund, Inc.

PHD

FlexShares iBoxx 3-Year Target Duration TIPS Index Fund

TDTT

iShares Russell Mid-Cap Growth ETF

IWP

Nuveen Nasdaq 100 Dynamic Overwrite Fund

QQQX

iShares Russell Top 200 Growth ETF

IWY

Tortoise Energy Infrastructure Corporation

TYG

iShares MSCI Philippines ETF

EPHE

Schwab Fundamental U.S. Large Company Index ETF

FNDX

VanEck Vectors Fallen Angel High Yield Bond ETF

ANGL

ProShares UltraShort FTSE China 50

FXP

PennantPark Floating Rate Capital Ltd.

PFLT

Direxion Daily S&P Biotech Bull 3X Shares

LABU

VanEck Vectors Preferred Securities ex Financials ETF

PFXF

ProShares Ultra Dow30

DDM

iShares 0-5 Year TIPS Bond ETF

STIP

SPDR Portfolio S&P 600 Small Cap ETF

SPSM

iShares MSCI Saudi Arabia ETF

KSA

iShares Russell 2000 Growth ETF

IWO

Goldman Sachs ActiveBeta U.S. Large Cap Equity ETF

GSLC

ALPS International Sector Dividend Dogs ETF

IDOG

Blackrock Resources & Commodities Strategy Trust

BCX

iShares MSCI Emerging Markets Min Vol Factor ETF

EEMV

Fidus Investment Corporation

FDUS

Invesco S&P SmallCap Low Volatility ETF

XSLV

Tekla Healthcare Investors

HQH

iShares Russell Top 200 Value ETF

IWX

Morgan Stanley China A Share Fund, Inc.

CAF

WisdomTree Japan Hedged SmallCap Equity Fund

DXJS

VanEck Vectors Intermediate Muni ETF

ITM

ProShares UltraPro Short 20+ Year Treasury

TTT

iShares MSCI BRIC ETF

BKF

WisdomTree International Equity Fund

DWM

SPDR Portfolio S&P 400 Mid Cap ETF

SPMD

SPDR Portfolio S&P 500 ETF

SPLG

Tekla Healthcare Opportunities Fund

THQ

WisdomTree U.S. MidCap Earnings Fund

EZM

iShares U.S. Technology ETF

IYW

John Hancock Financial Opportunities Fund

BTO

Amplify Transformational Data Sharing ETF

BLOK

ClearBridge MLP and Midstream Fund Inc

CEM

Voya Emerging Markets High Dividend Equity Fund

IHD

iShares Global Tech ETF

IXN

Invesco High Yield Equity Dividend Achievers ETF

PEY

Schwab Fundamental U.S. Broad Market Index ETF

FNDB

IQ Hedge Multi-Strategy Tracker ETF

QAI

Pzena Investment Management, Inc

PZN

Invesco International Corporate Bond ETF

PICB

iShares MSCI USA Multifactor ETF

LRGF

BNY Mellon Strategic Municipals, Inc.

LEO

iShares Asia 50 ETF

AIA

Tekla Life Sciences Investors

HQL

Western Asset Investment Grade Defined Opportunity Trust Inc.

IGI

BlackRock Science and Technology Trust

BST

Columbia Seligman Premium Technology Growth Fund

STK

ProShares UltraShort FTSE Europe

EPV

Duff & Phelps Utility and Infrastructure Fund Inc.

DPG

Invesco CurrencyShares Swiss Franc Trust

FXF

First Trust Energy AlphaDEX Fund

FXN

ProShares Ultra Gold

UGL

Invesco Dynamic Credit Opportunities Fund

VTA

BlackRock MuniYield Quality Fund II, Inc.

MQT

First Trust Industrials/Producer Durables AlphaDEX Fund

FXR

Vanguard Health Care Index Fund ETF Shares

VHT

Vanguard Small-Cap Growth Index Fund ETF Shares

VBK

SPDR S&P International Small Cap ETF

GWX

First Trust NASDAQ-100-Technology Sector Index Fund

QTEC

ProShares S&P MidCap 400 Dividend Aristocrats ETF

REGL

Salient Midstream & MLP Fund

SMM

iShares MSCI Frontier and Select EM ETF

FM

iShares Mortgage Real Estate Capped ETF

REM

Invesco International BuyBack Achievers ETF

IPKW

Schwab International Small-Cap Equity ETF

SCHC

SPDR FTSE International Government Inflation-Protected Bond ETF

WIP

WisdomTree Emerging Markets SmallCap Dividend Fund

DGS

Nuveen Select Maturities Municipal Fund

NIM

ProShares Short 20+ Year Treasury

TBF

First Trust Specialty Finance and Financial Opportunities Fund

FGB

BlackRock MuniYield Pennsylvania Quality Fund

MPA

Columbia Emerging Markets Consumer ETF

ECON

Xtrackers USD High Yield Corporate Bond ETF

HYLB

WisdomTree Emerging Markets High Dividend Fund

DEM

Invesco DWA Momentum ETF

PDP

First Trust NYSE Arca Biotechnology Index Fund

FBT

iShares Core Moderate Allocation ETF

AOM

First Trust Germany AlphaDEX Fund

FGM

Gladstone Investment Corporation

GAIN

Ares Dynamic Credit Allocation Fund, Inc.

ARDC

Eagle Point Credit Company Inc.

ECC

First Trust Low Duration Opportunities ETF

LMBS

BlackRock MuniYield New Jersey Fund, Inc.

MYJ

VanEck Vectors Rare Earth/Strategic Metals ETF

REMX

First Trust Value Line Dividend Index Fund

FVD

iShares Currency Hedged MSCI ACWI ex U.S. ETF

HAWX

RiverFront Dynamic US Dividend Advantage ETF

RFDA

DB Gold Double Short ETN

DZZ

Source Capital, Inc.

SOR

Invesco Dynamic Oil & Gas Services ETF

PXJ

Kayne Anderson NextGen Energy & Infrastructure, Inc.

KMF

KraneShares CSI China Internet ETF

KWEB

WisdomTree Dynamic Currency Hedged International Equity Fund

DDWM

ETFMG Prime Cyber Security ETF

HACK

Direxion Daily CSI China Internet Bull 2X Shares

CWEB

SPDR S&P Emerging Markets Small Cap ETF

EWX

StoneCastle Financial Corp.

BANX

Teucrium Sugar

CANE

Tortoise Energy Independence Fund, Inc.

NDP

Invesco FTSE RAFI US 1500 Small-Mid ETF

PRFZ

BlackRock MuniVest Fund, Inc.

MVF

iShares New York Muni Bond ETF

NYF

Newtek Business Services Corp.

NEWT

Nuveen S&P 500 Dynamic Overwrite Fund

SPXX

iShares Transportation Average ETF

IYT

Siren Nasdaq NexGen Economy ETF

BLCN

DoubleLine Opportunistic Credit Fund

DBL

iShares MSCI Peru ETF

EPU

FlexShares Morningstar Emerging Markets Factor Tilt Index Fund

TLTE

Liberty All-Star Growth Fund, Inc.

ASG

Invesco CEF Income Composite ETF

PCEF

Invesco S&P 500 Pure Growth ETF

RPG

First Trust NASDAQ Technology Dividend Index Fund

TDIV

Invesco BulletShares 2024 Corporate Bond ETF

BSCO

ProShares Ultra Nasdaq Biotechnology

BIB

United States Copper Index Fund, LP

CPER

Fiduciary/Claymore Energy Infrastructure Fund

FMO

Cohen & Steers Closed-End Opportunity Fund, Inc.

FOF

First Trust Capital Strength ETF

FTCS

Voya Infrastructure, Industrials and Materials Fund

IDE

iShares MSCI Europe Small-Cap ETF

IEUS

iShares US Consumer Staples ETF

IYK

Legg Mason International Low Volatility High Dividend ETF

LVHI

Western Asset Managed Municipals Fund Inc.

MMU

Nuveen ESG International Developed Markets Equity ETF

NUDM

Invesco NASDAQ Internet ETF

PNQI

Invesco Aerospace & Defense ETF

PPA

Invesco FTSE RAFI Emerging Markets ETF

PXH

First Trust RiverFront Dynamic Developed International ETF

RFDI

Firsthand Technology Value Fund, Inc.

SVVC

ProShares Ultra Real Estate

URE

Invesco Trust for Investment Grade Municipals

VGM

ProShares VIX Mid-Term Futures ETF

VIXM

BlackRock Debt Strategies Fund, Inc.

DSU

Vanguard Mid-Cap Value Index Fund ETF Shares

VOE

EMQQ The Emerging Markets Internet & Ecommerce ETF

EMQQ

SPDR Portfolio S&P 500 High Dividend ETF

SPYD

ProShares UltraPro Short Russell2000

SRTY

Invesco S&P Emerging Markets Low Volatility ETF

EELV

ETFMG Alternative Harvest ETF

MJ

Vanguard Mid-Cap Growth Index Fund ETF Shares

VOT

Direxion Daily Healthcare Bull 3X Shares

CURE

SPDR MSCI EAFE StrategicFactors ETF

QEFA

VanEck Vectors Morningstar International Moat ETF

MOTI

Invesco S&P Ultra Dividend Revenue ETF

RDIV

Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF

PDBC

Guggenheim Strategic Opportunities Fund

GOF

WisdomTree Japan SmallCap Dividend Fund

DFJ

iShares Core Conservative Allocation ETF

AOK

WisdomTree Emerging Markets Quality Dividend Growth Fund

DGRE

Fidelity MSCI Real Estate Index ETF

FREL

iShares S&P Small-Cap 600 Growth ETF

IJT

ETFMG Prime Mobile Payments ETF

IPAY

FlexShares International Quality Dividend Index Fund

IQDF

The New Ireland Fund, Inc.

IRL

Nuveen Tax-Advantaged Total Return Strategy Fund

JTA

The Korea Fund, Inc.

KF

Neuberger Berman California Municipal Fund Inc.

NBW

John Hancock Premium Dividend Fund

PDT

Royce Micro-Cap Trust, Inc.

RMT

ProShares Short High Yield

SJB

Vanguard Extended Market Index Fund ETF Shares

VXF

Vanguard Intermediate-Term Treasury Index Fund ETF Shares

VGIT

First Trust NASDAQ-100 Equal Weighted Index Fund

QQEW

Aberdeen Australia Equity Fund, Inc.

IAF

First Trust Horizon Managed Volatility Developed International ETF

HDMV

Invesco S&P International Developed Low Volatility ETF

IDLV

SPDR DoubleLine Total Return Tactical ETF

TOTL

Schwab U.S. TIPS ETF

SCHP

Victory Capital Holdings, Inc.

VCTR

John Hancock Multifactor Mid Cap ETF

JHMM

Vanguard Tax-Exempt Bond Index Fund ETF Shares

VTEB

JPMorgan Diversified Return International Equity ETF

JPIN

iShares S&P Small-Cap 600 Value ETF

IJS

Vanguard Consumer Staples Index Fund ETF Shares

VDC

ProShares Hedge Replication ETF

HDG

First Trust Emerging Markets Small Cap AlphaDEX Fund

FEMS

SPDR Portfolio S&P 1500 Composite Stock Market ETF

SPTM

Vanguard Consumer Discretionary Index Fund ETF Shares

VCR

Schwab Fundamental U.S. Small Company Index ETF

FNDA

SPDR S&P Emerging Asia Pacific ETF

GMF

SPDR S&P 400 Mid Cap Growth ETF

MDYG

Stellus Capital Investment Corporation

SCM

Virtus LifeSci Biotech Clinical Trials ETF

BBC

BlackRock Energy and Resources Trust

BGR

BlackRock Utilities, Infrastructure & Power Opportunities Trust

BUI

WisdomTree U.S. SmallCap Dividend Fund

DES

SPDR S&P Emerging Markets Dividend ETF

EDIV

First Trust Senior Floating Rate 2022 Target Term Fund

FIV

Great Elm Capital Corp.

GECC

Western Asset High Yield Defined Opportunity Fund Inc.

HYI

WisdomTree International Hedged Quality Dividend Growth Fund

IHDG

iShares U.S. Medical Devices ETF

IHI

iShares U.S. Basic Materials ETF

IYM

KraneShares FTSE Emerging Markets Consumer Technology Index ETF

KEMQ

Monroe Capital Corporation

MRCC

BlackRock MuniYield New York Quality Fund, Inc.

MYN

Nuveen Enhanced Municipal Value Fund

NEV

Invesco S&P SmallCap Energy ETF

PSCE

Sprott Junior Gold Miners ETF

SGDJ

VanEck Vectors Short High Yield Muni ETF

SHYD

Vanguard Energy Index Fund ETF Shares

VDE

iPath Series B S&P 500 VIX Mid-Term Futures ETN

VXZ

PIMCO 25+ Year Zero Coupon U.S. Treasury Index Exchange-Traded Fund

ZROZ

iShares S&P Mid-Cap 400 Value ETF

IJJ

Fidelity High Dividend ETF

FDVV

WisdomTree Emerging Markets Local Debt Fund

ELD

DB Gold Double Long ETN

DGP

First Trust Senior Loan Fund

FTSL

Invesco Golden Dragon China ETF

PGJ

SPDR Portfolio Long Term Treasury ETF

SPTL

VanEck Agribusiness ETF

MOO

ProShares Ultra Russell2000

UWM

ARK Innovation ETF

ARKK

BlackRock MuniHoldings New Jersey Quality Fund, Inc.

MUJ

VanEck Vectors Steel ETF

SLX

IQ Merger Arbitrage ETF

MNA

Western Asset Mortgage Opportunity Fund Inc.

DMO

Nuveen Tax-Advantaged Dividend Growth Fund

JTD

RiverFront Dynamic US Flex-Cap ETF

RFFC

Invesco Dynamic Building & Construction ETF

PKB

Vanguard Communication Services Index Fund ETF Shares

VOX

Nuveen ESG Emerging Markets Equity ETF

NUEM

Invesco Dynamic Pharmaceuticals ETF

PJP

Global X SuperIncome Preferred ETF

SPFF

ARK Autonomous Technology & Robotics ETF

ARKQ

VanEck Vectors Biotech ETF

BBH

Blackstone / GSO Senior Floating Rate Term Fund

BSL

Central Securities Corp.

CET

iShares Trust - iShares MSCI ACWI Low Carbon Target ETF

CRBN

WisdomTree International LargeCap Dividend Fund

DOL

WisdomTree Europe Hedged SmallCap Equity Fund

EUSC

The Gabelli Healthcare & Wellness Trust

GRX

iShares Intermediate Government/Credit Bond ETF

GVI

iShares Cohen & Steers REIT ETF

ICF

Nuveen Core Equity Alpha Fund

JCE

Nuveen Credit Opportunities 2022 Target Term Fund

JCO

Knowledge Leaders Developed World ETF

KLDW

BlackRock MuniYield Quality Fund, Inc.

MQY

BlackRock MuniYield Quality Fund III, Inc.

MYI

Invesco Actively Managed Exchange-Traded Fund Trust - Invesco S&P 500 Downside Hedged ETF

PHDG

Voya Prime Rate Trust

PPR

SLR Senior Investment Corp.

SUNS

VictoryShares US Multi-Factor Minimum Volatility ETF

VSMV

John Hancock Investors Trust

JHI

VanEck Vectors Indonesia Index ETF

IDX

ARK Next Generation Internet ETF

ARKW

First Trust SSI Strategic Convertible Securities ETF

FCVT

Fidelity MSCI Industrials Index ETF

FIDU

Invesco Dynamic Biotechnology & Genome ETF

PBE

First Trust Utilities AlphaDEX Fund

FXU

iShares Core U.S. REIT ETF

USRT

Vanguard FTSE Pacific Index Fund ETF Shares

VPL

SPDR S&P 400 Mid Cap Value ETF

MDYV

United States Gasoline Fund, LP

UGA

iShares MSCI Intl Momentum Factor ETF

IMTM

SPDR S&P 600 Small Cap Value ETF

SLYV

Aberdeen Standard Physical Platinum Shares ETF

PPLT

First Trust US Equity Opportunities ETF

FPX

Vanguard Mega Cap Growth Index Fund ETF Shares

MGK

Invesco WilderHill Clean Energy ETF

PBW

SPDR S&P Pharmaceuticals ETF

XPH

First Trust Materials AlphaDEX Fund

FXZ

First Trust Switzerland AlphaDEX Fund

FSZ

First Trust Brazil AlphaDEX Fund

FBZ

iShares S&P Mid-Cap 400 Growth ETF

IJK

Adams Natural Resources Fund, Inc.

PEO

Diamond Hill Investment Group, Inc.

DHIL

First Trust NASDAQ Cybersecurity ETF

CIBR

ProShares Ultra FTSE China 50

XPP

SPDR Bloomberg Barclays 1-10 Year TIPS ETF

TIPX

United States Commodity Index Fund, LP

USCI

First Trust RBA American Industrial RenaissanceTM ETF

AIRR

ARK Genomic Revolution ETF

ARKG

Invesco Taxable Municipal Bond ETF

BAB

VanEck Vectors Brazil Small-Cap ETF

BRF

AGFiQ U.S. Market Neutral Anti-Beta Fund

BTAL

Nuveen Dow 30 Dynamic Overwrite Fund

DIAX

iShares MSCI Emerging Markets Asia ETF

EEMA

iShares MSCI Norway ETF

ENOR

Fidelity MSCI Energy Index ETF

FENY

First Trust Energy Infrastructure Fund

FIF

VanEck Vectors Investment Grade Floating Rate ETF

FLTR

Schwab Fundamental International Large Company Index ETF

FNDF

Goldman Sachs ActiveBeta International Equity ETF

GSIE

iShares U.S. Industrials ETF

IYJ

Invesco KBW Bank ETF

KBWB

Western Asset Municipal Partners Fund Inc.

MNP

Neuberger Berman High Yield Strategies Fund Inc.

NHS

Nuveen Intermediate Duration Quality Municipal Term Fund

NIQ

OFS Capital Corporation

OFS

RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.

OPP

Invesco Financial Preferred ETF

PGF

Invesco S&P SmallCap Consumer Discretionary ETF

PSCD

Alpha Architect U.S. Quantitative Value ETF

QVAL

ProShares Ultra Technology

ROM

Western Asset Intermediate Muni Fund Inc.

SBI

ALPS Sector Dividend Dogs ETF

SDOG

Cambria Shareholder Yield ETF

SYLD

ProShares Ultra 20+ Year Treasury

UBT

Invesco Variable Rate Investment Grade ETF

VRIG

Vanguard Russell 3000 Index Fund ETF Shares

VTHR

Invesco Trust for Investment Grade New York Municipals

VTN

Vident Core U.S. Equity Fund

VUSE

SPDR S&P Semiconductor ETF

XSD

Virtus Investment Partners, Inc.

VRTS

ProShares Ultra Bloomberg Natural Gas

BOIL

Invesco S&P SmallCap Industrials ETF

PSCI

Capitala Finance Corp.

CPTA

Invesco S&P MidCap Low Volatility ETF

XMLV

Vanguard Small-Cap Value Index Fund ETF Shares

VBR

iShares Core MSCI Pacific ETF

IPAC

Invesco VRDO Tax-Free ETF

PVI

Schwab 1000 ETF

SCHK

Nuveen California Municipal Value Fund

NCA

Vanguard Russell 1000 Value Index Fund ETF Shares

VONV

ProShares Ultra Financials

UYG

Fidelity Nasdaq Composite Index ETF

ONEQ

Schwab Intermediate-Term U.S. Treasury ETF

SCHR

AI Powered Equity ETF

AIEQ

SPDR S&P Aerospace & Defense ETF

XAR

iShares Core Growth Allocation ETF

AOR

Vanguard Industrials Index Fund ETF Shares

VIS

SPDR Dow Jones REIT ETF

RWR

iShares CMBS ETF

CMBS

DB Gold Short ETN

DGZ

SPDR S&P Capital Markets ETF

KCE

Invesco S&P MidCap 400 Pure Value ETF

RFV

Amplify Online Retail ETF

IBUY

Pacer Trendpilot European Index ETF

PTEU

iShares Core Aggressive Allocation ETF

AOA

Innovator IBD 50 ETF

FFTY

iShares Micro-Cap ETF

IWC

iShares MSCI KLD 400 Social ETF

DSI

GAMCO Investors, Inc.

GBL

ProShares Ultra Semiconductors

USD

SPDR Bloomberg Barclays Short Term International Treasury Bond ETF

BWZ

SPDR S&P 600 Small Cap Growth ETF

SLYG

Apollo Senior Floating Rate Fund Inc.

AFT

Invesco BulletShares 2026 Corporate Bond ETF

BSCQ

Barclays ETN+ Shiller Capet ETN

CAPE

Global X S&P 500 Catholic Values ETF

CATH

Teucrium Corn Fund

CORN

Invesco S&P Spin-Off ETF

CSD

The Herzfeld Caribbean Basin Fund Inc.

CUBA

Xtrackers MSCI Emerging Markets Hedged Equity ETF

DBEM

Davis Select Financial ETF

DFNL

BNY Mellon High Yield Strategies Fund

DHF

WisdomTree U.S. High Dividend Fund

DHS

Davis Select International ETF

DINT

Invesco DWA SmallCap Momentum ETF

DWAS

ProShares MSCI EAFE Dividend Growers ETF

EFAD

BlackRock Enhanced Government Fund, Inc.

EGF

iShares MSCI Ireland ETF

EIRL

Invesco S&P 100 Equal Weight ETF

EQWL

iShares ESG Aware MSCI EM ETF

ESGE

Fidelity MSCI Consumer Discretionary Index ETF

FDIS

First Trust Morningstar Dividend Leaders Index Fund

FDL

First Trust Developed Markets Ex-US AlphaDEX Fund

FDT

Fidelity MSCI Health Care Index ETF

FHLC

Flaherty & Crumrine Total Return Fund Inc.

FLC

Fidelity Limited Term Bond ETF

FLTB

First Trust Mid Cap Core AlphaDEX Fund

FNX

First Trust Mid Cap Growth AlphaDEX Fund

FNY

Franklin Universal Trust

FT

First Trust Large Cap Growth AlphaDEX Fund

FTC

First Trust Long/Short Equity ETF

FTLS

First Trust Financials AlphaDEX Fund

FXO

The GDL Fund

GDL

Guggenheim Credit Allocation Fund

GGM

The Gabelli Multimedia Trust Inc.

GGT

Aberdeen Standard Physical Precious Metals Basket Shares ETF

GLTR

Goldman Sachs BDC, Inc.

GSBD

Cambria Global Value ETF

GVAL

First Trust Horizon Managed Volatility Domestic ETF

HUSV

iShares U.S. Broker-Dealers & Securities Exchanges ETF

IAI

iShares U.S. Insurance ETF

IAK

iShares U.S. Regional Banks ETF

IAT

Invesco S&P International Developed Quality ETF

IDHQ

iShares U.S. Oil Equipment & Services ETF

IEZ

Columbia India Consumer ETF

INCO

iShares Russell Top 200 ETF

IWL

ARK Israel Innovative Technology ETF

IZRL

iShares Morningstar U.S. Equity ETF

ILCB

iShares Morningstar Growth ETF

ILCG

iShares JPX-Nikkei 400 ETF

JPXN

Invesco KBW High Dividend Yield Financial ETF

KBWD

Invesco KBW Premium Yield Equity REIT ETF

KBWY

PIMCO 15+ Year U.S. TIPS Index Exchange-Traded Fund

LTPZ

MCAP Acquisition Corporation

MACQW

Senstar Technologies Ltd.

MAGS

VanEck Vectors Long Muni ETF

MLN

BlackRock MuniAssets Fund, Inc.

MUA

ProShares Ultra MidCap400

MVV

BlackRock MuniYield Fund, Inc.

MYD

Nuveen Intermediate Duration Municipal Term Fund

NID

Invesco FTSE RAFI Developed Markets ex-U.S. Small-Mid ETF

PDN

PPL Capital Funding, Inc. JR SUB NT-B 73

PPX

Invesco S&P SmallCap Materials ETF

PSCM

SPDR ICE Preferred Securities ETF

PSK

Pacer Trendpilot US Mid Cap ETF

PTMC

WisdomTree CBOE S&P 500 PutWrite Strategy Fund

PUTW

Invesco Dynamic Energy Exploration & Production ETF

PXE

Invesco FTSE RAFI Developed Markets ex-U.S. ETF

PXF

Invesco DWA Energy Momentum ETF

PXI

First Trust NASDAQ ABA Community Bank Index Fund

QABA

FlexShares Quality Dividend Index Fund

QDF

Direxion NASDAQ-100 Equal Weighted Index Shares

QQQE

First Trust RiverFront Dynamic Emerging Markets ETF

RFEM

Invesco S&P MidCap 400 Pure Growth ETF

RFG

SPDR SSgA Multi-Asset Real Return ETF

RLY

ETFMG Prime Junior Silver Miners ETF

SILJ

First Trust Cloud Computing ETF

SKYY

PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund

STPZ

Tekla World Healthcare Fund

THW

FlexShares Morningstar US Market Factors Tilt Index Fund

TILT

Tortoise Pipeline & Energy Fund, Inc.

TTP

ProShares UltraPro Russell2000

URTY

Cambria Value and Momentum ETF

VAMO

Vanguard Materials Index Fund ETF Shares

VAW

Vanguard International Dividend Appreciation Index Fund ETF Shares

VIGI

Vanguard S&P Small-Cap 600 Growth Index Fund ETF Shares

VIOG

Teucrium Wheat

WEAT

WhiteHorse Finance, Inc.

WHF

SPDR S&P Health Care Services ETF

XHS

SPDR NYSE Technology ETF

XNTK

WisdomTree Emerging Markets ex-State-Owned Enterprises Fund

XSOE

SPDR S&P Software & Services ETF

XSW

ProShares Ultra Yen

YCL

Invesco S&P SmallCap 600 Pure Growth ETF

RZG

First Trust RiverFront Dynamic Europe ETF

RFEU

Xtrackers Harvest CSI 500 China-A Shares Small Cap ETF

ASHS

Xtrackers FTSE Developed ex US Multifactor ETF

DEEF

JPMorgan Diversified Return U.S. Equity ETF

JPUS

iShares MSCI Emerging Markets Multifactor ETF

EMGF

Fidelity Value Factor ETF

FVAL

WisdomTree International High Dividend Fund

DTH

Aberdeen Standard Physical Palladium Shares ETF

PALL

Invesco Dynamic Leisure and Entertainment ETF

PEJ

WisdomTree U.S. LargeCap Dividend Fund

DLN

WisdomTree Enhanced Commodity Strategy Fund

GCC

ProShares UltraShort Semiconductors

SSG

iShares MSCI Global Metals & Mining Producers ETF

PICK

VanEck Vectors Retail ETF

RTH

Invesco S&P 500 Top 50 ETF

XLG

First Trust S&P REIT Index Fund

FRI

Hartford Multifactor Emerging Markets ETF

ROAM

SPDR S&P Transportation ETF

XTN

First Trust Eurozone AlphaDEX ETF

FEUZ

Vanguard Extended Duration Treasury Index Fund ETF Shares

EDV

JPMorgan Diversified Return Emerging Markets Equity ETF

JPEM

Invesco S&P MidCap 400 Revenue ETF

RWK

VanEck Vectors Oil Refiners ETF

CRAK

MFS Investment Grade Municipal Trust

CXH

First Trust Dorsey Wright Dynamic Focus 5 ETF

FVC

IQ U.S. Real Estate Small Cap ETF

ROOF

O’Shares U.S. Quality Dividend ETF

OUSA

First Trust Small Cap Value AlphaDEX Fund

FYT

Invesco Dynamic Food & Beverage ETF

PBJ

WisdomTree China ex-State-Owned Enterprises Fund

CXSE

Invesco S&P 500 Revenue ETF

RWL

Vanguard Russell 2000 Value Index Fund ETF Shares

VTWV

Franklin FTSE Europe ETF

FLEE

WisdomTree U.S. SmallCap Earnings Fund

EES

ALPS Emerging Sector Dividend Dogs ETF

EDOG

Direxion Daily Pharmaceutical & Medical Bull 3X Shares ETF

PILL

TriplePoint Venture Growth BDC Corp.

TPVG

WisdomTree Global High Dividend Fund

DEW

iShares Emerging Markets Dividend ETF

DVYE

Cambria Tail Risk ETF

TAIL

Global X Next Emerging & Frontier ETF

EMFM

AdvisorShares Dorsey Wright ADR ETF

AADR

Altisource Asset Management Corporation

AAMC

American Customer Satisfaction ETF

ACSI

VanEck Vectors Africa Index ETF

AFK

Pacer CSOP FTSE China A50 ETF

AFTY

Ashford Inc.

AINC

UBS ETRACS Alerian MLP Index ETN Series B

AMUB

Arrow Reserve Capital Management ETF

ARCM

FlexShares Real Assets Allocation Index Fund

ASET

Ameriserv Financial Capital Trust I PFD A GTD 8.45

ASRVP

Blue Owl Capital Inc.

OWL

Barclays ETN+ Select MLP ETN

ATMP

GraniteShares Gold Trust

BAR

Virtus LifeSci Biotech Products ETF

BBP

Aberdeen Standard Bloomberg All Commodity Longer Dated Strategy K-1 Free ETF

BCD

Aberdeen Standard Bloomberg All Commodity Strategy K-1 Free ETF

BCI

Bancroft Fund Ltd.

BCV

UBS ETRACS Wells Fargo Business Development Company Index ETN

BDCZ

Breakwave Dry Bulk Shipping ETF

BDRY

Inspire 100 ETF

BIBL

ProShares UltraShort Nasdaq Biotechnology

BIS

VanEck Vectors Gaming ETF

BJK

BlackRock Investment Quality Municipal Trust Inc.

BKN

Inspire Global Hope ETF

BLES

BlackRock Health Sciences Trust

BME

FlexShares Core Select Bond Fund

BNDC

BlackRock Long-Term Municipal Advantage Trust

BTA

Principal Healthcare Innovators Index ETF

BTEC

ClearBridge All Cap Growth ESG ETF

CACG

Pacer US Small Cap Cash Cows 100 ETF

CALF

First Trust NASDAQ Global Auto Index Fund

CARZ

Core Alternative ETF

CCOR

VictoryShares US Large Cap High Div Volatility Wtd ETF

CDL

Saba Closed-End Funds ETF

CEFS

WisdomTree Emerging Currency Strategy Fund

CEW

VictoryShares US 500 Volatility Wtd ETF

CFA

Invesco S&P Global Water Index ETF

CGW

Change Finance U.S. Large Cap Fossil Fuel Free ETF

CHGX

The China Fund, Inc.

CHN

VictoryShares International High Div Volatility Wtd ETF

CID

VictoryShares International Volatility Wtd ETF

CIL

VictoryShares Developed Enhanced Volatility Wtd ETF

CIZ

ProShares Long Online/Short Stores ETF

CLIX

iShares Commodity Optimized Trust

CMDT

MFS High Yield Municipal Trust

CMU

Loncar Cancer Immunotherapy ETF

CNCR

VanEck Vectors ChinaAMC SME-ChiNext ETF

CNXT

iShares MSCI China A ETF

CNYA

Direxion Auspice Broad Commodity Strategy ETF

COM

GraniteShares Bloomberg Commodity Broad Strategy No K-1 ETF

COMB

Pacer US Cash Cows 100 ETF

COWZ

Capitala Finance Corp.

CPTAG

Capitala Finance Corp.

CPTAL

VictoryShares US Small Cap Volatility Wtd ETF

CSA

VictoryShares US Small Cap High Div Volatility Wtd ETF

CSB

VictoryShares US Discovery Enhanced Volatility Wtd ETF

CSF

ProShares Large Cap Core Plus

CSM

IQ Chaikin U.S. Small Cap ETF

CSML

Capital Southwest Corporation

CSWC

AdvisorShares Focused Equity ETF

CWS

Invesco Zacks Mid-Cap ETF

CZA

Anfield Capital Diversified Alternatives ETF

DALT

Xtrackers MSCI All World ex U.S. Hedged Equity ETF

DBAW

Invesco DB Base Metals Fund

DBB

Invesco DB Energy Fund

DBE

Xtrackers MSCI Eurozone Hedged Equity ETF

DBEZ

Invesco DB Precious Metals Fund

DBP

WisdomTree Dynamic Currency Hedged International SmallCap Equity Fund

DDLS

Siren DIVCON Dividend Defender ETF

DFND

WisdomTree U.S. SmallCap Quality Dividend Growth Fund

DGRS

SPDR Global Dow ETF

DGT

ProShares Ultra Oil & Gas

DIG

WisdomTree International MidCap Dividend Fund

DIM

iShares U.S. Dividend and Buyback ETF

DIVB

Invesco Dow Jones Industrial Average Dividend ETF

DJD

WisdomTree U.S. Total Dividend Fund

DTD

ALPS Disruptive Technologies ETF

DTEC

Davis Select U.S. Equity ETF

DUSA

Direxion Daily Industrials Bull 3X Shares Direxion Daily Industrials Bull 3

DUSL

iShares Asia/Pacific Dividend ETF

DVYA

Davis Select Worldwide ETF

DWLD

SPDR Bloomberg Barclays Emerging Markets Local Bond ETF

EBND

Eagle Point Credit Company Inc.

ECCB

iShares MSCI China Small-Cap ETF

ECNS

iShares MSCI Denmark ETF

EDEN

First Trust Dow 30 Equal Weight ETF

EDOW

AAM S&P Emerging Markets High Dividend Value ETF

EEMD

Invesco S&P Emerging Markets Momentum ETF

EEMO

iShares MSCI Emerging Markets Small-Cap ETF

EEMS

SPDR MSCI Emerging Markets Fossil Fuel Free ETF

EEMX

ProShares Ultra MSCI Emerging Markets

EET

SPDR MSCI EAFE Fossil Fuel Free ETF

EFAX

iShares MSCI Finland ETF

EFNL

ProShares Ultra MSCI EAFE

EFO

Eaton Vance 2021 Target Term Trust

EHT

iShares MSCI Israel ETF

EIS

ProShares MSCI Emerging Markets Dividend Growers ETF

EMDV

Templeton Emerging Markets Fund

EMF

iShares Trust - iShares Emerging Markets Infrastructure ETF

EMIF

SPDR DoubleLine Emerging Markets Fixed Income ETF

EMTL

ProShares Decline of the Retail Store ETF

EMTY

iShares MSCI Emerging Markets ex China ETF

EMXC

Alerian Energy Infrastructure ETF

ENFR

ERShares Entrepreneur ETF

ENTR

iShares MSCI New Zealand ETF

ENZL

Eaton Vance National Municipal Opportunities Trust

EOT

Innovator S&P Investment Grade Preferred ETF

EPRF

WisdomTree U.S. Earnings 500 Fund

EPS

Invesco Russell 1000 Equal Weight ETF

EQAL

ALPS Equal Sector Weight ETF

EQL

ProShares Equities for Rising Rates ETF

EQRR

Equus Total Return, Inc.

EQS

FlexShares STOXX US ESG Select Index Fund

ESG

iShares Trust - iShares ESG Aware MSCI EAFE ETF

ESGD

Columbia Sustainable International Equity Income ETF

ESGN

iShares ESG Aware MSCI USA ETF

ESGU

Etho Climate Leadership U.S. ETF

ETHO

WisdomTree Europe Quality Dividend Growth Fund

EUDG

ProShares MSCI Europe Dividend Growers ETF

EUDV

iShares MSCI USA Equal Weighted ETF

EUSA

VanEck Vectors Environmental Services ETF

EVX

iShares MSCI Belgium ETF

EWK

iShares MSCI United Kingdom Small-Cap ETF

EWUS

Eaton Vance Tax-Advantaged Bond and Option Strategies Fund

EXD

Cambria Emerging Shareholder Yield ETF

EYLD

ProShares Ultra MSCI Japan

EZJ

First Trust Alternative Absolute Return Strategy ETF

FAAR

First Trust Multi Cap Value AlphaDEX Fund

FAB

First Trust Multi Cap Growth AlphaDEX Fund

FAD

UBS AG FI Enhanced Large Cap Growth ETN

FBGX

First Trust China AlphaDEX Fund

FCA

First Trust California Municipal High Income ETF

FCAL

Fidelity MSCI Communication Services Index ETF

FCOM

Fidelity Corporate Bond ETF

FCOR

First Trust STOXX European Select Dividend Index Fund

FDD

First Trust Strategic Income ETF

FDIV

Fidelity Low Volatility Factor ETF

FDLO

First Trust Dow Jones Select MicroCap Index Fund

FDM

Fidelity Momentum Factor ETF

FDMO

Fidelity Dividend ETF for Rising Rates

FDRR

First Trust Developed Markets ex-US Small Cap AlphaDEX Fund

FDTS

First Trust Emerging Markets AlphaDEX Fund

FEM

First Trust/Aberdeen Emerging Opportunity Fund

FEO

First Trust Europe AlphaDEX Fund

FEP

First Trust Large Cap Core AlphaDEX Fund

FEX

Fidelity International High Dividend ETF

FIDI

Fidelity International Value Factor ETF

FIVA

First Trust Water ETF

FIW

First Trust TCW Opportunistic Fixed Income ETF

FIXD

First Trust Japan AlphaDEX Fund

FJP

First Trust United Kingdom AlphaDEX Fund

FKU

Franklin FTSE Australia ETF

FLAU

Franklin FTSE Asia ex Japan ETF

FLAX

Franklin FTSE Brazil ETF

FLBR

Franklin FTSE Canada ETF

FLCA

Franklin FTSE China ETF

FLCH

Franklin Liberty Investment Grade Corporate ETF

FLCO

Franklin FTSE United Kingdom ETF

FLGB

Franklin FTSE Germany ETF

FLGR

Franklin FTSE Hong Kong ETF

FLHK

Franklin FTSE India ETF

FLIN

Franklin FTSE Japan Hedged ETF

FLJH

Franklin FTSE Japan ETF

FLJP

Franklin FTSE South Korea ETF

FLKR

Franklin Liberty U.S. Low Volatility ETF

FLLV

Franklin FTSE Mexico ETF

FLMX

First Trust Latin America AlphaDEX Fund

FLN

Franklin LibertyQ U.S. Equity ETF

FLQL

Franklin LibertyQ U.S. Mid Cap Equity ETF

FLQM

Franklin LibertyQ U.S. Small Cap Equity ETF

FLQS

Franklin FTSE Switzerland ETF

FLSW

Franklin FTSE Taiwan ETF

FLTW

Fidelity MSCI Materials Index ETF

FMAT

First Trust Managed Municipal ETF

FMB

First Trust Managed Futures Strategy Fund

FMF

Schwab Fundamental International Small Company Index ETF

FNDC

MicroSectors FANG+ Index -3X Inverse Leveraged ETN

FNGD

First Trust Mid Cap Value AlphaDEX Fund

FNK

First Trust Asia Pacific Ex-Japan AlphaDEX Fund

FPA

First Trust Institutional Preferred Securities and Income ETF

FPEI

First Trust International Equity Opportunities ETF

FPXI

Fidelity Quality Factor ETF

FQAL

Fidelity MSCI Consumer Staples Index ETF

FSTA

First Trust Large Cap Value AlphaDEX Fund

FTA

First Trust Taiwan AlphaDEX® Fund

FTW

First Trust Nasdaq Food & Beverage ETF

FTXG

First Trust Nasdaq Pharmaceuticals ETF

FTXH

First Trust Nasdaq Semiconductor ETF

FTXL

First Trust Nasdaq Oil & Gas ETF

FTXN

First Trust Nasdaq Transportation ETF

FTXR

Fidelity MSCI Utilities Index ETF

FUTY

First Trust Dorsey Wright Focus 5 ETF

FV

Invesco CurrencyShares Australian Dollar Trust

FXA

Invesco CurrencyShares British Pound Sterling Trust

FXB

First Trust Consumer Discretionary AlphaDEX Fund

FXD

First Trust Consumer Staples AlphaDEX Fund

FXG

First Trust Health Care AlphaDEX Fund

FXH

First Trust Technology AlphaDEX Fund

FXL

First Trust Small Cap Growth AlphaDEX Fund

FYC

Cambria Foreign Shareholder Yield ETF

FYLD

First Trust Small Cap Core AlphaDEX Fund

FYX

Gladstone Investment Corporation

GAINM

Gladstone Investment Corporation 5.00% Notes Due 2026

GAINN

General American Investors Company, Inc.

GAM

Wedbush ETFMG Video Game Tech ETF

GAMR

iShares Government/Credit Bond ETF

GBF

Goldman Sachs Access Treasury 0-1 Year ETF

GBIL

Great Elm Capital Corp. 6.75% Notes Due 2025

GECCM

The Gabelli Go Anywhere Trust

GGO

iShares US & Intl High Yield Corp Bond ETF

GHYG

Goldman Sachs Access Investment Grade Corporate Bond ETF

GIGB

Strats Trust For Procter & Gambel Security CTF 2006-1

GJR

Credit Suisse X-Links Gold Shares Covered Call ETN

GLDI

Global X Gold Explorers ETF

GOEX

FlexShares Global Quality Real Estate Index Fund

GQRE

Eagle Capital Growth Fund, Inc.

GRF

First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund

GRID

iPath Series B Carbon ETN

GRN

Goldman Sachs ActiveBeta Europe Equity ETF

GSEU

Goldman Sachs Equal Weight U.S. Large Cap Equity ETF

GSEW

Goldman Sachs ActiveBeta Japan Equity ETF

GSJY

Goldman Sachs ActiveBeta U.S. Small Cap Equity ETF

GSSC

Invesco Total Return Bond ETF

GTO

Goldman Sachs Hedge Industry VIP ETF

GVIP

VanEck Vectors Natural Resources ETF

HAP

Xtrackers MSCI All World ex US High Dividend Yield Hedged Equity ETF

HDAW

Xtrackers MSCI EAFE High Dividend Yield Equity ETF

HDEF

iShares Currency Hedged MSCI Emerging Markets ETF

HEEM

IQ 50 Percent Hedged FTSE International ETF

HFXI

Hartford Municipal Opportunities ETF

HMOP

Strategy Shares Nasdaq 7 Handl Index ETF

HNDL

Hennessy Advisors, Inc.

HNNA

Horizon Technology Finance Corporation

HRZN

iShares Currency Hedged MSCI EAFE Small-Cap ETF

HSCZ

Hartford Total Return Bond ETF

HTRB

Hull Tactical US ETF

HTUS

ProShares High Yield—Interest Rate Hedged

HYHG

First Trust Tactical High Yield ETF

HYLS

iShares iBonds Dec 2024 Term Corporate ETF

IBDP

Pacer Developed Markets International Cash Cows 100 ETF

ICOW

iShares Ultra Short-Term Bond ETF

ICSH

iShares Core MSCI International Developed Markets ETF

IDEV

Invesco S&P International Developed Momentum ETF

IDMO

iShares U.S. Utilities ETF

IDU

iShares U.S. Oil & Gas Exploration & Production ETF

IEO

First Trust Dorsey Wright International Focus 5 ETF

IFV

iShares Expanded Tech Sector ETF

IGM

iShares International Dividend Growth ETF

IGRO

iShares U.S. Pharmaceuticals ETF

IHE

iShares U.S. Healthcare Providers ETF

IHF

Invesco High Income 2024 Target Term Fund

IHTA

Alpha Architect International Quantitative Momentum ETF

IMOM

Nifty India Financials ETF

INDF

iShares Edge MSCI Multifactor Intl ETF

INTF

Renaissance IPO ETF

IPO

Renaissance International IPO ETF

IPOS

FlexShares International Quality Dividend Defensive Index Fund

IQDE

WisdomTree International Quality Dividend Growth Fund

IQDG

FlexShares International Quality Dividend Dynamic Index Fund

IQDY

iShares MSCI Intl Quality Factor ETF

IQLT

iShares MSCI Intl Small-Cap Multifactor ETF

ISCF

iShares 1-3 Year International Treasury Bond ETF

ISHG

Inspire Small/Mid Cap Impact ETF

ISMD

VanEck Vectors Israel ETF

ISRA

BlueStar Israel Technology ETF

ITEQ

Alpha Architect International Quantitative Value ETF

IVAL

iShares Edge MSCI Intl Value Factor ETF

IVLU

Vanguard S&P Mid-Cap 400 Growth Index Fund ETF Shares

IVOG

Vanguard S&P Mid-Cap 400 Index Fund ETF Shares

IVOO

Vanguard S&P Mid-Cap 400 Value Index Fund ETF Shares

IVOV

iShares US Consumer Discretionary ETF

IYC

iShares U.S. Financial Services ETF

IYG

iShares U.S. Healthcare ETF

IYH

iShares Dow Jones U.S. ETF

IYY

Nuveen Emerging Markets Debt 2022 Target Term Fund

JEMD

Aberdeen Japan Equity Fund, Inc.

JEQ

John Hancock Multifactor Developed International ETF

JHMD

John Hancock Multifactor Large Cap ETF

JHML

John Hancock Multifactor Utilities ETF

JHMU

John Hancock Multifactor Small Cap ETF

JHSC

iShares Morningstar Value ETF

ILCV

iShares Morningstar Mid-Cap ETF

IMCB

iShares Morningstar Mid-Cap Growth ETF

IMCG

iShares Morningstar Mid-Cap Value ETF

IMCV

iShares Morningstar Small-Cap ETF

ISCB

iShares Morningstar Small-Cap Growth ETF

ISCG

iShares Morningstar Small-Cap Value ETF

ISCV

JPMorgan U.S. Momentum Factor ETF

JMOM

JPMorgan Diversified Return U.S. Mid Cap Equity ETF

JPME

JPMorgan Diversified Return U.S. Small Cap Equity ETF

JPSE

JPMorgan U.S. Quality Factor ETF

JQUA

Janus Henderson Small/Mid Cap Growth Alpha ETF

JSMD

Janus Henderson Small Cap Growth Alpha ETF

JSML

JPMorgan U.S. Value Factor ETF

JVAL

KraneShares Electric Vehicles and Future Mobility Index ETF

KARS

KraneShares Bosera MSCI China A ETF

KBA

Invesco KBW Property & Casualty Insurance ETF

KBWP

Invesco KBW Regional Banking ETF

KBWR

KraneShares MSCI China Clean Technology ETF

KGRN

Corts Trust For Peco Energy Capital Trust III

KTH

KraneShares MSCI All China Health Care Index ETF

KURE

PIMCO Enhanced Low Duration Active Exchange-Traded Fund

LDUR

Siren DIVCON Leaders Dividend ETF

LEAD

First Trust Indxx Innovative Transaction & Process ETF

LEGR

VanEck Vectors Long/Flat Trend ETF

LFEQ

SPDR SSGA US Large Cap Low Volatility Index ETF

LGLV

FlexShares Credit-Scored US Long Corporate Bond Index Fund

LKOR

ClearBridge Large Cap Growth ESG ETF

LRGE

ProShares Ultra Telecommunications

LTL

Legg Mason Low Volatility High Dividend ETF

LVHD

Point Bridge GOP Stock Tracker ETF

MAGA

FlexShares Disciplined Duration MBS Index Fund

MBSD

Barings Corporate Investors

MCI

Medley Management Inc.

MDLY

PIMCO RAFI Dynamic Multi-Factor International Equity ETF

MFDX

PIMCO RAFI Dynamic Multi-Factor Emerging Markets Equity ETF

MFEM

PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF

MFUS

MFS Special Value Trust

MFV

Vanguard Mega Cap Index Fund ETF Shares

MGC

BlackRock MuniHoldings Fund, Inc.

MHD

BlackRock MuniHoldings New York Quality Fund, Inc.

MHN

BlackRock MuniYield Michigan Quality Fund, Inc.

MIY

UBS ETRACS Alerian MLP Infrastructure Index ETN Series B

MLPB

MainStay MacKay DefinedTerm Municipal Opportunities Fund

MMD

IQ MacKay Municipal Insured ETF

MMIN

IQ MacKay Municipal Intermediate ETF

MMIT

SPDR S&P 1500 Momentum Tilt ETF

MMTM

Barings Participation Investors

MPV

ProShares Merger ETF

MRGR

Morgan Stanley Emerging Markets Debt Fund, Inc.

MSD

BlackRock MuniHoldings Quality Fund II, Inc.

MUE

BlackRock MuniVest Fund II, Inc.

MVT

Blackrock MuniYield California Fund, Inc.

MYC

SPDR S&P North American Natural Resources ETF

NANR

Neuberger Berman Municipal Fund Inc.

NBH

Neuberger Berman New York Municipal Fund, Inc.

NBO

Virtus Newfleet Multi-Sector Bond ETF

NFLT

VanEck Vectors Uranium+Nuclear Energy ETF

NLR

Nuveen New York Municipal Value Fund

NNY

Nuveen ESG Large-Cap Growth ETF

NULG

Nuveen ESG Large-Cap Value ETF

NULV

Nuveen ESG Mid-Cap Growth ETF

NUMG

Nuveen ESG Mid-Cap Value ETF

NUMV

Nuveen ESG Small-Cap ETF

NUSC

Nuveen AMT-Free Municipal Value Fund

NUW

KraneShares MSCI One Belt One Road Index ETF

OBOR

ClearShares OCIO ETF

OCIO

O’Shares Europe Quality Dividend ETF

OEUR

ProShares K-1 Free Crude Oil Strategy ETF

OILK

Invesco Russell 1000 Dynamic Multifactor ETF

OMFL

Invesco Russell 2000 Dynamic Multifactor ETF

OMFS

SPDR Russell 1000 Momentum Focus ETF

ONEO

SPDR Russell 1000 Low Volatility Focus ETF

ONEV

SPDR Russell 1000 Yield Focus ETF

ONEY

O’Shares U.S. Small-Cap Quality Dividend ETF

OUSM

Oxford Lane Capital Corp.

OXLCM

Oxford Lane Capital Corp.

OXLCO

Invesco S&P 500 BuyWrite ETF

PBP

Invesco PureBeta 0-5 Yr US TIPS ETF

PBTP

Invesco PureBeta MSCI USA ETF

PBUS

PCM Fund Inc.

PCM

Invesco DWA Consumer Cyclicals Momentum ETF

PEZ

InfraCap REIT Preferred ETF

PFFR

Invesco DWA Financial Momentum ETF

PFI

Invesco Fundamental Investment Grade Corporate Bond ETF

PFIG

Invesco Dividend Achievers ETF

PFM

Invesco Water Resources ETF

PHO

Invesco DWA Emerging Markets Momentum ETF

PIE

Invesco Global Water ETF

PIO

Invesco DWA Developed Markets Momentum ETF

PIZ

Invesco BuyBack Achievers ETF

PKW

GraniteShares Platinum Trust

PLTM

Putnam Municipal Opportunities Trust

PMO

VanEck Vectors Pharmaceutical ETF

PPH

Principal Spectrum Preferred Securities Active ETF

PREF

Invesco DWA Industrials Momentum ETF

PRN

The 3D Printing ETF

PRNT

Principal U.S. Small-Cap Multi-Factor ETF

PSC

Invesco S&P SmallCap Consumer Staples ETF

PSCC

Invesco S&P SmallCap Financials ETF

PSCF

Invesco S&P SmallCap Health Care ETF

PSCH

Invesco S&P SmallCap Information Technology ETF

PSCT

Invesco S&P SmallCap Utilities & Communication Services ETF

PSCU

Principal Quality ETF

PSET

Invesco Dynamic Semiconductors ETF

PSI

Invesco DWA Consumer Staples Momentum ETF

PSL

Invesco Active U.S. Real Estate Fund

PSR

Invesco DWA Technology Momentum ETF

PTF

Invesco DWA Healthcare Momentum ETF

PTH

Pacer Trendpilot US Large Cap ETF

PTLC

Pacer Trendpilot 100 ETF

PTNQ

Invesco DWA Utilities Momentum ETF

PUI

Invesco Dynamic Large Cap Growth ETF

PWB

Pacer WealthShield ETF

PWS

Principal Value ETF

PY

Invesco DWA Basic Materials Momentum ETF

PYZ

Invesco MSCI Sustainable Future ETF

ERTH

iShares MSCI Qatar ETF

QAT

First Trust NASDAQ Clean Edge Green Energy Index Fund

QCLN

FlexShares Quality Dividend Defensive Index Fund

QDEF

SPDR MSCI Emerging Markets StrategicFactors ETF

QEMM

FlexShares US Quality Large Cap Index Fund

QLC

Alpha Architect U.S. Quantitative Momentum ETF

QMOM

First Trust NASDAQ-100 Ex-Technology Sector Index Fund

QQXT

SPDR MSCI USA StrategicFactors ETF

QUS

SPDR MSCI World StrategicFactors ETF

QWLD

Rand Capital Corporation

RAND

FlexShares Ready Access Variable Income Fund

RAVI

RENN Fund, Inc.

RCG

Direxion Daily Retail Bull 3X Shares

RETL

iShares Residential and Multisector Real Estate ETF

REZ

Cohen & Steers Total Return Realty Fund, Inc.

RFI

ProShares Inflation Expectations ETF

RINF

RiverNorth Opportunities Fund, Inc.

RIV

First Trust Emerging Markets Equity Select ETF

RNEM

First Trust Mid Cap US Equity Select ETF

RNMC

First Trust Small Cap US Equity Select ETF

RNSC

First Trust Nasdaq Artificial Intelligence and Robotics ETF

ROBT

Hartford Multifactor Developed Markets (ex-US) ETF

RODM

Hartford Multifactor US Equity ETF

ROUS

Invesco S&P SmallCap 600 Revenue ETF

RWJ

ProShares UltraShort Health Care

RXD

ProShares Ultra Health Care

RXL

Invesco S&P SmallCap 600 Pure Value ETF

RZV

ProShares Ultra SmallCap600

SAA

Silvercrest Asset Management Group Inc.

SAMG

Saratoga Investment Corp.

SAR

ALPS Medical Breakthroughs ETF

SBIO

ProShares UltraShort Consumer Services

SCC

First Trust Exchange-Traded Fund VI - First Trust SMID Cap Rising Dividend Achievers ETF

SDVY

Main Sector Rotation ETF

SECT

WisdomTree U.S. Short-Term Corporate Bond Fund

SFIG

Sprott Gold Miners ETF

SGDM

SPDR SSGA Gender Diversity Index ETF

SHE

Xtrackers Short Duration High Yield Bond ETF

SHYL

iShares MSCI USA Size Factor ETF

SIZE

AlphaMark Actively Managed Small Cap ETF

SMCP

ProShares Russell 2000 Dividend Growers ETF

SMDV

iShares MSCI USA Small-Cap Multifactor ETF

SMLF

SPDR SSGA US Small Cap Low Volatility Index ETF

SMLV

iShares Russell 2500 ETF

SMMD

iShares MSCI USA Small-Cap Min Vol Factor ETF

SMMV

Teucrium Soybean

SOYB

AAM S&P 500 High Dividend Value ETF

SPDV

Special Opportunities Fund, Inc.

SPE

Invesco S&P 500 Momentum ETF

SPMO

Invesco S&P 500 Minimum Variance ETF

SPMV

Direxion Daily S&P 500 Bull 2X Shares

SPUU

Invesco S&P 500 Value with Momentum ETF

SPVM

Invesco S&P 500 Enhanced Value ETF

SPVU

ProShares S&P 500 ex-Energy ETF

SPXE

ProShares S&P 500 ex-Financials ETF

SPXN

ProShares S&P 500 ex-Technology ETF

SPXT

ProShares S&P 500 ex-Health Care ETF

SPXV

SPDR S&P 500 Fossil Fuel Reserves Free ETF

SPYX

Legg Mason Small-Cap Quality Value ETF

SQLV

iShares MSCI USA ESG Select ETF

SUSA

The Swiss Helvetia Fund Inc.

SWZ

Teucrium Agricultural Fund

TAGS

ProShares Short 7-10 Year Treasury

TBX

FlexShares iBoxx 5-Year Target Duration TIPS Index Fund

TDTF

PIMCO Broad U.S. TIPS Index Exchange-Traded Fund

TIPZ

FlexShares Morningstar Developed Markets ex-US Factor Tilt Index Fund

TLTD

Motley Fool 100 Index ETF

TMFC

iShares MSCI Kokusai ETF

TOK

TriplePoint Venture Growth BDC Corp.

TPVY

Tortoise North American Pipeline Fund

TPYP

Tortoise Power and Energy Infrastructure Fund, Inc.

TPZ

TrimTabs U.S. Free Cash Flow Quality ETF

TTAC

TrimTabs International Free Cash Flow Quality ETF

TTAI

180 Degree Capital Corp.

TURN

Tri-Continental Corporation

TY

Direxion Daily 7-10 Year Treasury Bear 3X Shares

TYO

iShares MSCI UAE ETF

UAE

ProShares Ultra MSCI Brazil Capped

UBR

ProShares Ultra Consumer Services

UCC

UBS ETRACS UBS Bloomberg Constant Maturity Commodity Index (CMCI) Total Return ETN Series B

UCIB

VictoryShares USAA MSCI Emerging Markets Value Momentum ETF

UEVM

ProShares Ultra Consumer Goods

UGE

VictoryShares USAA MSCI International Value Momentum ETF

UIVM

ProShares Ultra High Yield

UJB

ProShares Ultra Euro

ULE

VictoryShares USAA MSCI USA Value Momentum ETF

ULVM

ProShares UltraPro MidCap400

UMDD

United States 12 Month Natural Gas Fund, LP

UNL

ProShares Ultra FTSE Europe

UPV

ProShares Ultra Utilities

UPW

iShares MSCI World ETF

URTH

Pacer American Energy Independence ETF

USAI

WisdomTree Floating Rate Treasury Fund

USFR

United States 12 Month Oil Fund, LP

USL

Principal U.S. Mega-Cap ETF

USMC

WisdomTree U.S. Multifactor Fund

USMF

Credit Suisse X-Links Crude Oil Shares Covered Call ETNs

USOI

ProShares Ultra 7-10 Year Treasury

UST

VictoryShares USAA MSCI USA Small Cap Value Momentum ETF

USVM

Virtus Reaves Utilities ETF

UTES

ProShares Ultra Industrials

UXI

ProShares Ultra Basic Materials

UYM

American Century STOXX U.S. Quality Value ETF

VALQ

AdvisorShares STAR Global Buy-Write ETF

VEGA

Vanguard U.S. Multifactor ETF Shares

VFMF

Vanguard U.S. Momentum Factor ETF ETF Shares

VFMO

Vanguard U.S. Minimum Volatility ETF ETF Shares

VFMV

Vanguard U.S. Quality Factor ETF ETF Shares

VFQY

Vanguard U.S. Value Factor ETF ETF Shares

VFVA

Vanguard Long-Term Treasury Index Fund ETF Shares

VGLT

Vident International Equity Fund

VIDI

Vanguard S&P Small-Cap 600 Index Fund ETF Shares

VIOO

Vanguard S&P Small-Cap 600 Value Index Fund ETF Shares

VIOV

SPDR S&P 1500 Value Tilt ETF

VLU

Alpha Architect Value Momentum Trend ETF

VMOT

Vanguard Russell 1000 Index Fund ETF Shares

VONE

Vanguard Russell 1000 Growth Index Fund ETF Shares

VONG

Vanguard S&P 500 Growth Index Fund ETF Shares

VOOG

Vanguard S&P 500 Value Index Fund ETF Shares

VOOV

Vanguard Utilities Index Fund ETF Shares

VPU

VictoryShares Dividend Accelerator ETF

VSDA

Vanguard Total Corporate Bond ETF ETF Shares

VTC

Vanguard Russell 2000 Growth Index Fund ETF Shares

VTWG

Vanguard Russell 2000 Index Fund ETF Shares

VTWO

Vanguard International High Dividend Yield Index Fund ETF Shares

VYMI

WBI BullBear Value 3000 ETF

WBIF

WBI BullBear Yield 3000 ETF

WBIG

WBI Power Factor High Dividend ETF

WBIY

WisdomTree U.S. High Yield Corporate Bond Fund

WFHY

Affinity World Leaders Equity ETF

WLDR

iShares International Developed Property ETF

WPS

WisdomTree Managed Futures Strategy Fund

WTMF

Columbia EM Core ex-China ETF

XCEM

SPDR S&P Health Care Equipment ETF

XHE

SPDR FactSet Innovative Technology ETF

XITK

Invesco S&P 500 ex-Rate Sensitive Low Volatility ETF

XRLV

Invesco S&P SmallCap High Dividend Low Volatility ETF

XSHD

Invesco S&P SmallCap Quality ETF

XSHQ

SPDR S&P Telecom ETF

XTL

Principal Active High Yield ETF

YLD

ClearBridge Dividend Strategy ESG ETF

YLDE

Polen Growth Fund Institutional Class

POLIX

AssetMark Financial Holdings, Inc.

AMK

Bain Capital Specialty Finance, Inc.

BCSF

BlackRock Science and Technology Trust II

BSTZ

BrightSphere Investment Group Inc.

BSIG

FS KKR Capital Corp.

FSK

PIMCO Energy and Tactical Credit Opportunities Fund

NRGX

RiverNorth Specialty Finance Corporation

RSF

Ecofin Sustainable and Social Impact Term Fund

TEAF

First Trust Dorsey Wright Momentum & Dividend ETF

DDIV

First Trust Dorsey Wright Momentum & Low Volatility ETF

DVOL

First Trust Dorsey Wright Momentum & Value ETF

DVLU

First Trust Dorsey Wright DALI 1 ETF

DALI

First Trust Dow Jones International Internet ETF

FDNI

First Trust India NIFTY 50 Equal Weight ETF

NFTY

First Trust IndXX NextG ETF

NXTG

First Trust IPOX Europe Equity Opportunities ETF

FPXE

First Trust Low Duration Strategic Focus ETF

LDSF

First Trust S&P International Dividend Aristocrats ETF

FID

Focus Financial Partners Inc.

FOCS

Gladstone Investment Corporation

GAINL

Global X Cloud Computing ETF Global X Cloud Computing ETF

CLOU

Global X Artificial Intelligence & Technology ETF

AIQ

Invesco RAFI Strategic US ETF

IUS

Investcorp Credit Management BDC, Inc.

ICMB

iShares Trust - iShares ESG MSCI USA Leaders ETF

SUSL

iShares 5-10 Year Investment Grade Corporate Bond ETF

IGIB

iShares Trust - iShares MSCI Global Impact ETF

SDG

iShares MSCI Japan Value ETF

EWJV

OFS Credit Company, Inc.

OCCI

OFS Credit Company, Inc.

OCCIP

Oxford Square Capital Corp.

OXSQ

Pacer Cash Cows Fund of Funds ETF

HERD

Pacer Emerging Markets Cash Cows 100 ETF

ECOW

SuRo Capital Corp.

SSSS

Wahed FTSE USA Shariah ETF

HLAL

Western Asset Short Duration Income ETF

WINC

Western Asset Total Return ETF

WBND

Pershing Square Holdings, Ltd.

PSH.AS

BetaPro Canadian Gold Miners 2x Daily Bull ETF

HGU.TO

iShares MSCI EAFE Index ETF (CAD-Hedged)

XIN.TO

iShares S&P/TSX Completion Index ETF

XMD.TO

Virtus AllianzGI Technology Fund Class C

RCGTX

AXS Thomson Reuters Venture Capital Return Tracker Fund Class A Shares

LDVAX

ProFunds Internet UltraSector Fund Investor Class

INPIX

ProFunds Internet UltraSector Fund Service Class

INPSX

Virtus Zevenbergen Innovative Growth Stock Fund Class I

SCATX

Calvert Balanced Fund Class I

CBAIX

Berkshire Focus Fund

BFOCX

Calvert Balanced Fund Class C

CSGCX

USAA NASDAQ-100 Index Fund

USNQX

AMG Veritas China Fund Class N

MMCFX

CGM Realty Fund

CGMRX

ProFunds NASDAQ-100 Fund Investor Class

OTPIX

Victory Munder Mid-Cap Core Growth Fund Class A

MGOAX

Touchstone Mid Cap Growth Fund Class Y

TEGYX

ProFunds NASDAQ-100 Fund Service Class

OTPSX

AIG Small-Cap Quality Fund Class W

SASWX

Rydex NASDAQ-100 Fund Class C

RYCOX

Fidelity Growth Discovery Fund Class K

FGDKX

T. Rowe Price Large-Cap Growth Fund I Class

TRLGX

Needham Aggressive Growth Fund Retail Class

NEAGX

RBC Small Cap Core Fund Class R6

RBRCX

Fidelity Growth Discovery Fund

FDSVX

Tarkio Fund

TARKX

ATAC Rotation Fund Investor Class

ATACX

Touchstone Large Company Growth Fund Class Institutional

DSMLX

Federated Hermes MDT Small Cap Core Fund Class R6

QLSCX

Touchstone Mid Cap Growth Fund Institutional Class

TEGIX

William Blair Small-Mid Cap Growth Fund Class N

WSMNX

T. Rowe Price Science and Technology Fund I Class

TSNIX

T. Rowe Price Science and Technology Fund

PRSCX

Touchstone Mid Cap Growth Fund Class A

TEGAX

JPMorgan Small Cap Sustainable Leaders Fund Class R5

VSSCX

William Blair Small-Mid Cap Growth Fund Class I

WSMDX

Touchstone Mid Cap Growth Fund Class C

TOECX

Zacks Small-Cap Core Fund Institutional Class

ZSCIX

T. Rowe Price Growth Stock Fund I Class

PRUFX

Touchstone Large Company Growth Fund Class A

TSAGX

TIAA-CREF Large Cap Growth Fund Advisor Class

TILHX

T. Rowe Price Growth Stock Fund

PRGFX

American Century Disciplined Growth Fund Class C

ADCCX

TIAA-CREF Large-Cap Growth Fund Premier Class

TILPX

T. Rowe Price Growth Stock Fund Advisor Class

TRSAX

TIAA-CREF Large-Cap Growth Fund Retail Class

TIRTX

Needham Aggressive Growth Fund Institutional Class

NEAIX

T. Rowe Price Growth Stock Fund R Class

RRGSX

TIAA-CREF Large-Cap Growth Fund Retirement Class

TILRX

Carillon ClariVest Capital Appreciation Fund Class R6

HRCUX

Nuveen Large Cap Select Fund Class I

FLRYX

Loomis Sayles Small Cap Growth Fund Class N

LSSNX

Zacks Small-Cap Core Fund Investor Class

ZSCCX

AQR Large Cap Momentum Style Fund Class R6

QMORX

James Micro Cap Fund

JMCRX

BNY Mellon Small Cap Stock Index Fund Class I

DISIX

BNY Mellon Small Cap Stock Index Fund Investor Shares

DISSX

Nuveen Large Cap Select Fund Class A

FLRAX

Nuveen Large Cap Select Fund Class C

FLYCX

Vanguard Mid-Cap Growth Index Fund Admiral Shares

VMGMX

USAA Growth Fund

USAAX

Fidelity Focused Stock Fund

FTQGX

Federated Hermes MDT Small Cap Growth Fund Class R6

QLSGX

Federated Hermes MDT Small Cap Growth Fund Institutional Shares

QISGX

Federated Hermes MDT Small Cap Growth Fund Class C Shares

QCSGX

AIG Focused Growth Fund Class W

FOCWX

Vanguard Mid-Cap Growth Index Fund Investor Shares

VMGIX

AIG Focused Growth Fund Class C

FOCCX

Parnassus Endeavor Fund Institutional Shares

PFPWX

Federated Hermes MDT Small Cap Growth Fund Class A Shares

QASGX

Edgewood Growth Fund Class Institutional

EGFIX

Vanguard Tax-Managed Small-Cap Fund Institutional Shares

VTSIX

PRIMECAP Odyssey Growth Fund

POGRX

Harbor Capital Appreciation Fund Institutional Class

HACAX

Conestoga Small Cap Fund Investors Class

CCASX

USAA Growth Fund Institutional Shares

UIGRX

Harbor Capital Appreciation Fund Administrative Class

HRCAX

Harbor Capital Appreciation Fund Investor Class

HCAIX

Fidelity Large Cap Growth Enhanced Index Fund

FLGEX

T. Rowe Price Institutional Large Cap Core Growth Fund

TPLGX

Vanguard Tax-Managed Small Cap Fund Admiral Shares

VTMSX

Calvert US Large Cap Core Responsible Index Fund Class C

CSXCX

Parnassus Endeavor Fund Investor Shares

PARWX

Edgewood Growth Fund Retail Class

EGFFX

ProFunds Consumer Services UltraSector Fund Investor Class

CYPIX

Fidelity Blue Chip Growth Fund

FBGRX

AMG TimesSquare Small Cap Growth Fund Class Z

TSCIX

AMG GW&K International Small Cap Fund - Class N

MECAX

William Blair Small Cap Growth Fund Class I

WBSIX

AMG GW&K International Small Cap Fund - Class I

MECIX

T. Rowe Price Blue Chip Growth Fund Advisor Class

PABGX

T. Rowe Price Blue Chip Growth Fund

TRBCX

Fidelity Blue Chip Growth Fund Class K

FBGKX

T. Rowe Price Blue Chip Growth Fund Class R

RRBGX

AQR TM Small Cap Momentum Style Fund Class I

ATSMX

T. Rowe Price Blue Chip Growth Fund I Class

TBCIX

AQR TM Small Cap Momentum Style Fund Class R6

QTSRX

Catalyst Dynamic Alpha Fund Class C

CPECX

William Blair Small Cap Growth Fund Class N

WBSNX

ProFunds Consumer Services UltraSector Fund Service Class

CYPSX

AIG Focused Alpha Large-Cap Fund Class W

SFLWX

Catalyst Dynamic Alpha Fund Class A

CPEAX

JAG Large Cap Growth Fund Class A

JLGAX

Red Oak Technology Select Fund

ROGSX

Calvert Emerging Markets Equity Fund Class I

CVMIX

ProFunds Biotechnology UltraSector Fund Service Class

BIPSX

ProFunds Biotechnology UltraSector Fund Investor Class

BIPIX

AQR Small Cap Momentum Style Fund Class I

ASMOX

Nuveen Small Cap Growth Opportunities Fund Class R6

FMPFX

AMG TimesSquare Small Cap Growth Fund Class N

TSCPX

Emerald Growth Fund Investor Class

FFGRX

Nuveen Small Cap Growth Opportunities Fund Class I

FIMPX

Catalyst Dynamic Alpha Fund Class I

CPEIX

Wells Fargo Small Company Growth Fund - Class Inst

WSCGX

ProFunds Small Cap Growth Fund Investor Class

SGPIX

Federated Hermes Kaufmann Small Cap Fund Class R Shares

FKKSX

Fidelity Trend Fund

FTRNX

Emerald Growth Fund Class A

HSPGX

DF Dent Midcap Growth Fund Investor Shares

DFDMX

Emerald Growth Fund Class C

HSPCX

Alger Focus Equity Fund Class I

ALGRX

Janus Henderson Forty Fund Class S

JARTX

Janus Henderson Forty Fund Class N

JFRNX

Janus Henderson Forty Fund Class I

JCAPX

Nuveen Small Cap Growth Opportunities Fund Class C

FMPCX

Janus Henderson Forty Fund Class A

JDCAX

Alger Focus Equity Fund Class Z

ALZFX

Janus Henderson Forty Fund Class R

JDCRX

Kinetics Market Opportunities Fund Class Institutional

KMKYX

Janus Henderson Forty Fund Class C

JACCX

Alger Focus Equity Fund Class C

ALCFX

Alger Focus Equity Fund Class A

ALAFX

JPMorgan Large Cap Growth Fund Class R6

JLGMX

Cambiar Aggressive Value Fund Investor Class

CAMAX

PRIMECAP Odyssey Aggressive Growth Fund

POAGX

Wasatch Small Cap Growth Fund Investor Class

WAAEX

Kinetics Market Opportunities Fund No Load Class

KMKNX

Vanguard U.S. Growth Fund Admiral Shares

VWUAX

Riverbridge Growth Fund Institutional Class

RIVBX

ProFunds UltraMid Cap Fund Investor Class

UMPIX

T. Rowe Price Communications & Technology Fund I Class

TTMIX

T. Rowe Price Communications & Technology Fund Investor Class

PRMTX

TCM Small Cap Growth Fund

TCMSX

ProFunds UltraMid Cap Fund Service Class

UMPSX

Columbia Seligman Technology and Information Fund Institutional 2 Class

SCMIX

Columbia Seligman Technology and Information Fund Advisor Class

SCIOX

Columbia Seligman Technology and Information Fund Class A

SLMCX

Columbia Seligman Technology and Information Fund Class R

SCIRX

Touchstone Sands Capital Institutional Growth Fund

CISGX

Columbia Seligman Technology and Information Fund Institutional Class

CCIZX

Fidelity Advisor Growth Opportunities Fund Class Z

FZAHX

Aberdeen U.S. Small Cap Equity Fund Institutional Service Class

GSXIX

T. Rowe Price New Horizons Fund I Class

PRJIX

Paradigm Micro-Cap Fund

PVIVX

West Loop Realty Fund Class C Shares

REICX

Nationwide NYSE Arca Tech 100 Index Fund Institutional Service Class

NWJFX

Baron Discovery Fund Institutional Shares

BDFIX

Fidelity Advisor Technology Fund Class M

FATEX

T. Rowe Price New Horizons Fund

PRNHX

Fidelity Advisor Semiconductors Fund Class M

FELTX

Aberdeen U.S. Small Cap Equity Fund Class C

GSXCX

Fidelity Advisor Technology Fund Class A

FADTX

Fidelity Advisor Technology Fund Class C

FTHCX

TCW Select Equities Fund Class N

TGCNX

American Beacon Bridgeway Large Cap Growth Fund Y Class

BLYYX

Fidelity Advisor Semiconductors Fund Class I

FELIX

USAA Science & Technology Fund

USSCX

American Beacon Bridgeway Large Cap Growth Fund A Class

BLYAX

Fidelity Advisor Semiconductors Fund Class A

FELAX

Fidelity Advisor Semiconductors Fund Class C

FELCX

Virtus KAR Small-Cap Growth Fund Class I

PXSGX

Virtus KAR Small-Cap Growth Fund Class C

PSGCX

Virtus KAR Small-Cap Growth Fund Class A

PSGAX

The Hartford Growth Opportunities Fund Class A

HGOAX

The Hartford Growth Opportunities Fund Class R4

HGOSX

Allspring Growth Fund - Class R6

SGRHX

Allspring Growth Fund - Class Inst

SGRNX

Allspring Growth Fund - Class Admin

SGRKX

Allspring Growth Fund - Class A

SGRAX

Nationwide Small Company Growth Fund Class A

NWSAX

Cohen & Steers Realty Shares Fund Class L

CSRSX

Brown Capital Management Small Company Fund Investor Shares

BCSIX

Brown Capital Management Small Company Fund Institutional Shares

BCSSX

Baron Fifth Avenue Growth Fund Institutional Class

BFTIX

BNY Mellon Growth Fund Class I

SSETX

Alger Small Cap Focus Fund Class Z

AGOZX

Wasatch-Hoisington U.S. Treasury Fund

WHOSX

Calvert US Large Cap Core Responsible Index Fund Class A

CSXAX

BlackRock Technology Opportunities Fund Service Shares

BSTSX

Calvert US Large Cap Core Responsible Index Fund Class I

CISIX

ProFunds UltraNASDAQ-100 Fund Investor Class

UOPIX

ProFunds UltraNASDAQ-100 Fund Service Class

UOPSX

Fidelity Advisor International Capital Appreciation Fund Class I

FCPIX

Columbia Acorn European Fund Class C

CAECX

T. Rowe Price Small-Cap Stock Fund Advisor Class

PASSX

T. Rowe Price U.S. Equity Research Fund R Class

RRCOX

T. Rowe Price Institutional Small-Cap Stock Fund

TRSSX

Nuveen Small-Cap Value Opportunities Fund Class C

NSCCX

Vanguard Institutional Total Stock Market Index Fund Institutional Shares

VITNX

Vanguard Institutional Total Stock Market Index Fund Institutional Plus Shares

VITPX

BNY Mellon Focused Equity Opportunities Fund Class M Shares

MFOMX

Victory Integrity Discovery Fund Class C

MMECX

T. Rowe Price Small-Cap Stock Fund

OTCFX

Fidelity Total Market Index Fund

FSKAX

Nationwide WCM Focused Small Cap Fund Class C

NWGQX

JPMorgan Equity Focus Fund Class A

JPFAX

Parnassus Mid Cap Growth Fund - Institutional

PFPRX

Nuveen Large Cap Growth Fund Class I

NLIGX

Parnassus Mid Cap Growth Fund - Investor

PARNX

Fidelity Worldwide Fund

FWWFX

Nuveen Large Cap Growth Fund Class C

NLCGX

Nationwide S&P 500 Index Fund Institutional Service Class

GRISX

Fidelity Advisor International Capital Appreciation Fund Class A

FCPAX

Fidelity Advisor Worldwide Fund Class I

FWIFX

Fidelity International Capital Appreciation Fund

FIVFX

BNY Mellon Focused Equity Opportunities Fund Investor Shares

MFOIX

Natixis Funds Trust II Oakmark Fund Class A

NEFOX

Natixis Funds Trust I Vaughan Nelson Small Cap Value Fund Class A

NEFJX

Value Line Asset Allocation Fund Institutional Class

VLAIX

Fidelity Advisor Worldwide Fund Class C

FWCFX

Fidelity Advisor Worldwide Fund Class A

FWAFX

T. Rowe Price U.S. Large-Cap Core Fund I Class

RCLIX

Value Line Asset Allocation Fund Investor Class

VLAAX

T. Rowe Price U.S. Large-Cap Core Fund

TRULX

Wilmington Large-Cap Strategy Fund Class Institutional

WMLIX

Hartford Schroders US Small Cap Opportunities Fund Class SDR

SCURX

T. Rowe Price U.S. Equity Research Fund Advisor Class

PACOX

PRIMECAP Odyssey Stock Fund

POSKX

T. Rowe Price U.S. Large-Cap Core Fund Advisor Class

PAULX

Smead Value Fund Class Y

SVFYX

Hartford Schroders US Small Cap Opportunities Fund Class I

SCUIX

Hartford Schroders US Small Cap Opportunities Fund Class R5

HOOTX

Fidelity Mid Cap Index Fund

FSMDX

Hartford Schroders US Small Cap Opportunities Fund Class R4

HOOSX

Fidelity Advisor Small Cap Growth Fund Class M

FCTGX

Fidelity Advisor Worldwide Fund Class M

FWTFX

Smead Value Fund Class R1

SVFDX

Buffalo Early Stage Growth Fund

BUFOX

Loomis Sayles Small Capital Value Fund Retail Class

LSCRX

State Street Dynamic Small Cap Fund Class I

SSSJX

Smead Value Fund Class R2

SVFKX

JPMorgan U.S. Equity Fund Class L

JMUEX

Fidelity Advisor International Capital Appreciation Fund Class Z

FIDZX

Smead Value Fund Class A

SVFAX

Hartford Schroders US Small Cap Opportunities Fund Class A

SCUVX

Fidelity Advisor International Capital Appreciation Fund Class C

FCPCX

Natixis Funds Trust I Vaughan Nelson Small Cap Value Fund Class Y

NEJYX

BMO Large-Cap Growth Fund Class Y

MASTX

Loomis Sayles Small Capital Value Fund Admin Class

LSVAX

Loomis Sayles Small Cap Value Fund Class N

LSCNX

Loomis Sayles Small Capital Value Fund Institutional Class

LSSCX

Vanguard Strategic Equity Fund Investor Shares

VSEQX

JPMorgan U.S. Equity Fund Class R2

JUEZX

Praxis Growth Index Fund Class I

MMDEX

Smead Value Fund Investor Class

SMVLX

T. Rowe Price Value Fund Advisor Class

PAVLX

Parnassus Core Equity Fund - Institutional Shares

PRILX

Fidelity Advisor Small Cap Growth Fund Class Z

FIDGX

BNY Mellon Opportunistic Small Cap Fund Investor Shares

DSCVX

Fidelity Advisor Small Cap Growth Fund Class I

FCIGX

T. Rowe Price Value Fund

TRVLX

Fidelity Advisor Telecommunications Fund Class C

FTUCX

The Hartford MidCap Fund Class C

HMDCX

AMG GW&K Small Cap Value Fund II - Class I

ACRTX

Columbia Select Large Cap Equity Fund Institutional 2 Class

CLCRX

Buffalo International Fund

BUFIX

Fidelity Advisor Small Cap Growth Fund Class A

FCAGX

Parnassus Core Equity Fund - Investor Shares

PRBLX

Cambiar International Equity Institutional

CAMYX

Cambiar International Equity Fund Investor Class

CAMIX

TETON Westwood Mighty Mites Fund Class AAA

WEMMX

Columbia Contrarian Core Fund Institutional Class

SMGIX

The Hartford MidCap Fund Class R6

HFMVX

Fidelity Advisor Small Cap Growth Fund Class C

FCCGX

BMO Large-Cap Growth Fund Class R6

BLGRX

Crawford Small Cap Dividend Fund

CDOFX

Columbia Contrarian Core Fund Class C

LCCCX

AMG GW&K Small Cap Value Fund II - Class N

ASCTX

Loomis Sayles Growth Fund Class N

LGRNX

BNY Mellon Opportunistic Small Cap Fund Class Y

DSCYX

TETON Westwood Mighty Mites Fund Class A

WMMAX

BMO Large-Cap Growth Fund Class I

MLCIX

Virtus KAR Small-Cap Value Fund Class R6

VQSRX

T. Rowe Price Value Fund I Class

TRPIX

Baron Asset Fund Institutional Class

BARIX

BNY Mellon Opportunistic Small Cap Fund Class I

DOPIX

Vanguard Strategic Small-Cap Equity Fund Investor Shares

VSTCX

Jackson Square SMID-Cap Growth Fund Institutional Class

JSMTX

BNY Mellon Mid Cap Multi-Strategy Fund Class Investor

MIMSX

Jackson Square SMID-Cap Growth Fund IS Class

DCGTX

Columbia Contrarian Core Fund Class R

CCCRX

Johnson Enhanced Return Fund

JENHX

Calvert Small-Cap Fund Class I

CSVIX

Calvert Small-Cap Fund Class C

CSCCX

Baron Asset Fund Retail Class

BARAX

Vanguard PRIMECAP Core Fund Investor Shares

VPCCX

BMO Large-Cap Growth Fund Class A

BALGX

Columbia Contrarian Core Fund Institutional 3 Class

COFYX

Columbia Contrarian Core Fund Advisor Class

CORRX

Jackson Square SMID-Cap Growth Fund Investor Class

JSMVX

Baron Asset Fund Class R6

BARUX

The Hartford MidCap Fund Class R4

HFMSX

Calvert Small-Cap Fund Class A

CCVAX

Wells Fargo Intrinsic World Equity Fund - Class Inst

EWENX

Columbia Contrarian Core Fund Class V

SGIEX

TETON Westwood Mighty Mites Fund Class C

WMMCX

Fidelity Small Cap Index Fund

FSSNX

Congress Mid Cap Growth Fund Institutional Class

IMIDX

Janus Henderson Enterprise Fund Class D

JANEX

Janus Henderson Enterprise Fund Class A

JDMAX

Janus Henderson Enterprise Fund Class I

JMGRX

The Hartford MidCap Fund Class I

HFMIX

Janus Henderson Enterprise Fund Class N

JDMNX

State Street Institutional Premier Growth Equity Fund Service Class

SSPSX

Janus Henderson Enterprise Fund Class S

JGRTX

Janus Henderson Enterprise Fund Class T

JAENX

Janus Henderson Enterprise Fund Class R

JDMRX

Janus Henderson Enterprise Fund Class C

JGRCX

Congress Mid Cap Growth Fund Retail Class

CMIDX

Natixis Funds Trust I U.S. Equity Opportunities Fund Class A

NEFSX

Eaton Vance Focused Growth Opportunities Fund Class A

EAFGX

JPMorgan Mid Cap Equity Fund Class R2

JMCEX

North Star Dividend Fund Class I

NSDVX

T. Rowe Price Diversified Mid Cap Growth Fund

PRDMX

Loomis Sayles Growth Fund Class C

LGRCX

JPMorgan Mid Cap Equity Fund Class A

JCMAX

JPMorgan Mid Cap Equity Fund Class I

VSNGX

American Century Select Fund A Class

TWCAX

Loomis Sayles Growth Fund Class Y

LSGRX

American Century Select Fund R6 Class

ASDEX

American Century Select Fund I Class

TWSIX

Natixis Funds Trust I U.S. Equity Opportunities Fund Class Y

NESYX

Hennessy Large Cap Financial Fund Institutional Class

HILFX

Clipper Fund

CFIMX

Conestoga SMid Cap Fund Institutional Class

CCSGX

Buffalo Discovery Fund

BUFTX

American Century Select Fund Investor Class

TWCIX

AMG GW&K Small Cap Core Fund Class N

GWETX

American Century Select Fund C Class

ACSLX

American Century Select Fund R Class

ASERX

T. Rowe Price All-Cap Opportunities Fund - I Class

PNAIX

American Century Ultra Fund R6 Class

AULDX

T. Rowe Price All-Cap Opportunities Fund

PRWAX

State Street Institutional Premier Growth Equity Fund Investment Class

SSPGX

Loomis Sayles Growth Fund Class A

LGRRX

T. Rowe Price All-Cap Opportunities Fund - Advisor Class

PAWAX

T. Rowe Price Extended Equity Market Index Fund

PEXMX

AMG GW&K Small Cap Core Fund Class I

GWEIX

CIBC Atlas Disciplined Equity Fund Institutional Class

AWEIX

JPMorgan Tax Aware Equity Fund Class I

JPDEX

Janus Henderson Venture Fund Class N

JVTNX

Janus Henderson Venture Fund Class S

JVTSX

JPMorgan Tax Aware Equity Fund Class A

JPEAX

Calvert Emerging Markets Equity Fund Class A

CVMAX

Janus Henderson Venture Fund Class T

JAVTX

American Century Ultra Fund C Class

TWCCX

William Blair Small Cap Value Fund Class I

ICSCX

Janus Henderson Venture Fund Class I

JVTIX

Polen Growth Fund Investor Class

POLRX

Janus Henderson Venture Fund Class D

JANVX

Hennessy Large Cap Financial Fund Investor Class

HLFNX

Janus Henderson Venture Fund Class C

JVTCX

Nicholas Limited Edition Fund Class N

NNLEX

JPMorgan U.S. GARP Equity Fund Class R2

JIGZX

Federated Hermes MDT Small Cap Core Fund Class A

QASCX

JPMorgan U.S. GARP Equity Fund Class I

JPGSX

JPMorgan U.S. GARP Equity Fund Class A

JIGAX

Federated Hermes MDT Small Cap Core Fund Institutional Class

QISCX

Vanguard Capital Opportunity Fund Investor Shares

VHCOX

BlackRock Advantage Small Cap Core Fund Class K

BDSKX

JPMorgan U.S. GARP Equity Fund Class C

JCICX

BlackRock Advantage Small Cap Core Fund Institutional Shares

BDSIX

Federated Hermes Kaufmann Large Cap Fund Institutional Shares

KLCIX

JPMorgan U.S. GARP Equity Fund R6

JGISX

JPMorgan U.S. GARP Equity Fund R5

JGIRX

Wasatch Core Growth Fund

WGROX

Akre Focus Fund Retail Class

AKREX

Rydex NASDAQ-100 Fund Investor Class

RYOCX

Rydex NASDAQ-100 Fund Class A

RYATX

Vanguard Capital Opportunity Fund Admiral Shares

VHCAX

Federated Hermes MDT Mid Cap Growth Fund Class R6 Shares

FGSKX

Rydex NASDAQ-100 Fund Class H

RYHOX

RBC Small Cap Core Fund Class A

TEEAX

Nationwide Geneva Small Cap Growth Fund Class R6

NWKCX

Vanguard PRIMECAP Fund Admiral Shares

VPMAX

Vanguard PRIMECAP Fund Investor Shares

VPMCX

Nationwide Geneva Small Cap Growth Fund Class A

NWHZX

Guggenheim StylePlus - Mid Growth Fund Class P

SEUPX

AMG TimesSquare Mid Cap Growth Fund Class N

TMDPX

Akre Focus Fund Supra Institutional Class

AKRSX

Ave Maria Growth Fund

AVEGX

Fidelity NASDAQ Composite Index Fund

FNCMX

William Blair Large Cap Growth Fund Class I

LCGFX

Akre Focus Fund Institutional Class

AKRIX

Federated Hermes MDT Small Cap Core Fund Class C

QCSCX

AMG TimesSquare Mid Cap Growth Fund Class Z

TMDIX

Invesco Main Street Fund Class R6

OMSIX

Touchstone Global ESG Equity Fund - Class Y

TIQIX

T. Rowe Price Retirement 2040 Fund Advisor Class

PARDX

Northern Large Cap Core Fund

NOLCX

Hennessy Gas Utility Fund Investor Class

GASFX

T. Rowe Price Retirement 2050 Fund Class R

RRTFX

Sit Balanced Fund

SIBAX

Fidelity Advisor Balanced Fund Class A

FABLX

FMI International Fund Investor Class

FMIJX

Diamond Hill Research Opportunities Fund Class Y

DROYX

Ave Maria Rising Dividend Fund

AVEDX

T. Rowe Price Retirement 2035 Fund

TRRJX

T. Rowe Price Financial Services Fund I Class

TFIFX

AQR Large Cap Defensive Style Fund Class I

AUEIX

T. Rowe Price Retirement 2040 Fund Class R

RRTDX

AQR Large Cap Defensive Style Fund Class R6

QUERX

AQR Large Cap Defensive Style Fund Class N

AUENX

Vanguard International Growth Fund Admiral Shares

VWILX

PGIM QMA Small-Cap Value Fund- Class C

TRACX

Sit Dividend Growth Fund Class I

SDVGX

T. Rowe Price Retirement 2035 Fund Advisor Class

PARKX

Sit Dividend Growth Fund Class S

SDVSX

Hartford Schroders US MidCap Opportunities Fund Class A

SMDVX

Columbia Select Small Cap Value Fund Institutional Class

CSSZX

Vanguard Selected Value Fund Investor Shares

VASVX

The Disciplined Growth Investors Fund

DGIFX

Boston Partners Small Cap Value Fund II Institutional Class

BPSIX

T. Rowe Price Spectrum Moderate Growth Allocation Fund I Class

TGIPX

Columbia Select Small Cap Value Fund Class A

SSCVX

T. Rowe Price Spectrum Moderate Growth Allocation Fund

TRSGX

Fidelity Advisor Asset Manager 85% Fund Class I

FEYIX

T. Rowe Price Mid-Cap Growth Fund I Class

RPTIX

Diamond Hill Research Opportunities Fund Class A

DHROX

Meridian Contrarian Fund Legacy Class

MVALX

T. Rowe Price Retirement 2045 Fund

TRRKX

Hotchkis & Wiley Large Cap Value Fund Class C

HWLCX

T. Rowe Price Mid-Cap Growth Fund Advisor Class

PAMCX

AB Discovery Value Fund Class A

ABASX

Nuveen Large Cap Core Fund Class C

NLCDX

Franklin Corefolio Allocation Fund Advisor Class

FCAZX

Guggenheim StylePlus - Large Core Fund Institutional

GILIX

Hennessy Focus Fund Investor Class

HFCSX

MFS Institutional International Equity Fund

MIEIX

Frontier MFG Core Infrastructure Fund Institutional Class

FMGIX

Columbia Large Cap Enhanced Core Fund Class A

NMIAX

Columbia Large Cap Enhanced Core Fund Institutional Class

NMIMX

Meridian Contrarian Fund Investor Class

MFCIX

Fidelity Advisor Small Cap Value Fund Class I

FCVIX

T. Rowe Price Retirement 2045 Fund Advisor Class

PARLX

Guggenheim StylePlus - Large Core Fund Class P

SFEPX

AB Discovery Value Fund Class I

ABSIX

T. Rowe Price Mid-Cap Growth Fund R Class

RRMGX

Nicholas II Fund Class N

NNTWX

AB Discovery Value Fund Class Z

ABSZX

Meridian Contrarian Fund Class C

MFCCX

Hotchkis & Wiley Value Opportunities Fund Class Institutional

HWAIX

Hennessy Focus Fund Institutional Class

HFCIX

Thrivent Aggressive Allocation Fund Class S

TAAIX

SEI Institutional Managed Trust Mid-Cap Fund Class Y

SFDYX

SEI Institutional Managed Trust Mid-Cap Portfolio Fund Class F

SEMCX

SEI Institutional Managed Trust Mid-Cap Portfolio Fund Class I

SIPIX

T. Rowe Price Financial Services Fund

PRISX

Nuveen Large Cap Core Fund Class A

NLACX

AB Discovery Value Fund Class K

ABSKX

Hotchkis & Wiley Small Cap Value Fund Class A

HWSAX

Nuveen Large Cap Core Fund Class I

NLCIX

T. Rowe Price Small-Cap Value Fund Advisor Class

PASVX

T. Rowe Price Retirement 2045 Fund Class R

RRTRX

Hartford Schroders US MidCap Opportunities Fund Class SDR

SMDRX

T. Rowe Price Retirement 2055 Fund Advisor Class

PAROX

ProFunds Mid Cap Growth Fund Investor Class

MGPIX

Hartford Schroders US MidCap Opportunities Fund Class Y

HFDYX

Hartford Schroders US MidCap Opportunities Fund Class I

SMDIX

Nicholas II Fund Class I

NCTWX

Thrivent Aggressive Allocation Fund Class A

TAAAX

Hotchkis & Wiley Small Cap Value Fund Class C

HWSCX

Hartford Schroders US MidCap Opportunities Fund Class R5

HFDTX

Matthews India Fund Investor Class

MINDX

SEI Institutional Investments Trust Dynamic Asset Allocation Fund Class A

SDLAX

Meridian Contrarian Fund A Class

MFCAX

Franklin Corefolio Allocation Fund Class C

FTCLX

T. Rowe Price Institutional Mid-Cap Equity Growth Fund

PMEGX

PGIM Jennison Focused Value Fund- Class R6

PJOQX

FAM Value Fund Institutional Class

FAMWX

FAM Value Fund Investor Class

FAMVX

AB Discovery Value Fund Advisor Class

ABYSX

Hotchkis & Wiley Small Cap Value Fund Class I

HWSIX

Ariel Appreciation Fund Investor Class

CAAPX

Boston Partners Small Cap Value Fund II Investor Class

BPSCX

T. Rowe Price Retirement 2050 Fund Advisor Class

PARFX

AB Discovery Value Fund Class R

ABSRX

Hartford Schroders US MidCap Opportunities Fund Class R3

HFDRX

T. Rowe Price Small-Cap Value Fund I Class

PRVIX

T. Rowe Price Small-Cap Value Fund

PRSVX

T. Rowe Price Dividend Growth Fund I Class

PDGIX

Pin Oak Equity Fund

POGSX

JPMorgan SMID Cap Equity Fund Class C

ODMCX

American Beacon Mid-Cap Value Fund Class Y

ACMYX

AB Large Cap Growth Fund Class A

APGAX

AB Large Cap Growth Fund Class K

ALCKX

State Street Institutional Small-Cap Equity Fund Investment Class

SIVIX

Hartford Schroders US MidCap Opportunities Fund Class C

HFDCX

Guggenheim StylePlus - Large Core Fund Class A

SECEX

AB Large Cap Growth Fund Advisor Class

APGYX

State Street Institutional Small-Cap Equity Fund Service Class

SSQSX

Hotchkis & Wiley Value Opportunities Fund Class A

HWAAX

AB Large Cap Growth Fund Class Z

APGZX

AB Large Cap Growth Fund Class C

APGCX

Plumb Balanced Fund Investor Shares

PLBBX

Matthews India Fund Institutional Class

MIDNX

T. Rowe Price Dividend Growth Fund

PRDGX

Vanguard Dividend Growth Fund Investor Shares

VDIGX

American Beacon Mid-Cap Value Fund Class A

ABMAX

Touchstone Large Cap Focused Fund Class Y

SICWX

T. Rowe Price Dividend Growth Fund Advisor Class

TADGX

Harbor Small Cap Value Fund Institutional Class

HASCX

Nationwide S&P 500 Index Fund Class R6

GRMIX

BBH Partner Fund - International Equity Class Institutional

BBHLX

Steward Large Cap Enhanced Index Fund A

SEEKX

AMG GW&K Small Cap Value Fund Class N

SKSEX

William Blair Small Cap Value Fund Class N

WBVDX

Neuberger Berman Genesis Fund Investor Class

NBGNX

Neuberger Berman Genesis Fund Trust Class

NBGEX

Northern Stock Index Fund

NOSIX

Neuberger Berman Genesis Fund Institutional Class

NBGIX

PGIM Jennison Focused Value Fund- Class A

PJIAX

PGIM QMA Stock Index Fund- Class I

PDSIX

PGIM QMA Stock Index Fund- Class Z

PSIFX

Janus Henderson Triton Fund Class N

JGMNX

Columbia Large Cap Index Fund Institutional Class

NINDX

Nationwide WCM Focused Small Cap Fund Class R6

NWKEX

State Street S&P 500 Index Fund Class N

SVSPX

GMO Quality Fund Class III

GQETX

Nationwide S&P 500 Index Fund Class A

GRMAX

JPMorgan SMID Cap Equity Fund Class I

WOOPX

MainStay MacKay S&P 500 Index Fund Investor Class

MYSPX

PGIM QMA Stock Index Fund- Class A

PSIAX

T. Rowe Price Equity Index 500 Fund

PREIX

Fidelity 500 Index Fund

FXAIX

Fuller & Thaler Behavioral Small-Cap Equity Fund Institutional Shares

FTHSX

Vanguard Institutional Index Fund Institutional Plus Shares

VIIIX

Vanguard Institutional Index Fund Institutional Shares

VINIX

Janus Henderson Triton Fund Class I

JSMGX

GuideStone Funds Equity Index Fund Institutional Class

GEQYX

Touchstone Large Cap Focused Fund Class A

SENCX

PGIM QMA Large-Cap Core Equity Fund- Class Z

PTEZX

DWS S&P 500 Index Fund - Class A

SXPAX

GuideStone Funds Equity Index Fund Investor Class

GEQZX

DWS Equity 500 Index Fund - Class S

BTIEX

DWS Equity 500 Index Fund - Class Inst

BTIIX

Columbia Large Cap Index Fund Institutional 2 Class

CLXRX

BNY Mellon Institutional S&P 500 Stock Index Fund Class I

DSPIX

Nationwide WCM Focused Small Cap Fund Institutional Service Class

NWGSX

Hotchkis & Wiley Diversified Value Fund Class C

HWCCX

SEI Institutional Managed Trust S&P 500 Index Fund Class I

SPIIX

Columbia Large Cap Index Fund Class A

NEIAX

Victory Integrity Discovery Fund Class Y

MMEYX

Nationwide WCM Focused Small Cap Fund Class A

NWGPX

DWS S&P 500 Index Fund - Class C

SXPCX

Columbia Acorn European Fund Institutional 2 Class

CAEEX

Janus Henderson Triton Fund Class D

JANIX

Government Street Mid-Cap Fund

GVMCX

SEI Institutional Managed Trust S&P 500 Index Fund Class F

SSPIX

Janus Henderson Triton Fund Class S

JGMIX

Fidelity Advisor Mid Cap II Fund Class Z

FZAMX

JPMorgan U.S. Research Enhanced Equity Fund Class A

JDEAX

Harbor Small Cap Value Fund Investor Class

HISVX

Virtus KAR Mid-Cap Core Fund Class C

VMCCX

Fidelity Advisor Materials Fund Class A

FMFAX

PGIM QMA Stock Index Fund- Class C

PSICX

Vanguard Tax-Managed Capital Appreciation Fund Institutional Shares

VTCIX

Virtus KAR Mid-Cap Core Fund Class I

VIMCX

T. Rowe Price Equity Index 500 Fund I Class

PRUIX

Vanguard Tax-Managed Capital Appreciation Fund Admiral Shares

VTCLX

Baron Partners Fund Retail Shares

BPTRX

Harbor Small Cap Value Fund Retirement Class

HNVRX

Fidelity Advisor Mid Cap II Fund Class M

FITIX

American Beacon Mid-Cap Value Fund Investor Class

AMPAX

Needham Small Cap Growth Fund Institutional Class

NESIX

William Blair Small Cap Value Fund Class I

BVDIX

Touchstone Large Cap Focused Fund Class C

SCSCX

JPMorgan U.S. Equity Fund Class R5

JUSRX

Harbor Small Cap Value Fund Administrative Class

HSVRX

Baron Partners Fund Institutional Shares

BPTIX

Baron Partners Fund R6 Shares

BPTUX

JPMorgan U.S. Equity Fund Class I

JUESX

Nationwide S&P 500 Index Fund Class C

GRMCX

USAA 500 Index Fund Reward Shares

USPRX

USAA 500 Index Fund Member Shares

USSPX

T. Rowe Price Total Equity Market Index Fund

POMIX

JPMorgan U.S. Equity Fund Class A

JUEAX

Nuveen Mid Cap Value Fund Class C

FACSX

SEI Institutional Investments Trust Large Cap Index Fund Class A

LCIAX

Nuveen Small-Cap Value Opportunities Fund Class R6

NSCFX

JPMorgan U.S. Equity Fund Class R3

JUEPX

T. Rowe Price Small-Cap Stock Fund I Class

OTIIX

Virtus KAR Mid-Cap Core Fund Class A

VMACX

Northern Small Cap Value Fund

NOSGX

TETON Westwood SmallCap Equity Fund Class AAA

WESCX

Victory Integrity Discovery Fund Class R

MMERX

T. Rowe Price U.S. Equity Research Fund I Class

PCCOX

Janus Henderson Triton Fund Class R

JGMRX

SEI Institutional Investments Trust S&P 500 Index Fund Class A

SPINX

T. Rowe Price U.S. Equity Research Fund

PRCOX

Fidelity Advisor Materials Fund Class C

FMFCX

Fidelity Advisor International Capital Appreciation Fund Class M

FIATX

Dodge & Cox Stock Fund

DODGX

Victory Integrity Discovery Fund Class A

MMEAX

Buffalo Large Cap Fund

BUFEX

Fidelity Mid Cap Enhanced Index Fund

FMEIX

Tributary Small Company Fund Institutional Plus Class

FOSBX

Nuveen Small-Cap Value Opportunities Fund Class I

NSCRX

American Century Balanced Fund I Class

ABINX

American Century Balanced Fund Investor Class

TWBIX

PGIM Balanced Fund- Class Z

PABFX

AMG River Road Mid Cap Value Fund - Class N

CHTTX

PGIM Balanced Fund- Class C

PABCX

T. Rowe Price Spectrum Moderate Allocation Fund I Class

TPPAX

T. Rowe Price Spectrum Moderate Allocation Fund

TRPBX

T. Rowe Price Retirement 2025 Fund Class R

RRTNX

Vanguard LifeStrategy Growth Fund Investor Shares

VASGX

Fidelity Advisor Biotechnology Fund I Class

FBTIX

Vanguard International Value Fund Investor Shares

VTRIX

Prospector Opportunity Fund

POPFX

Fidelity Advisor China Region Fund Class C

FCHKX

Dodge & Cox International Stock Fund

DODFX

Astor Sector Allocation Fund Class A

ASPGX

Boston Trust Walden Balanced Fund

WSBFX

GMO International Developed Equity Allocation Fund Class III

GIOTX

Hennessy Small Cap Financial Fund Investor Class

HSFNX

Columbia Select Large Cap Value Fund Advisor Class

CSERX

Causeway International Value Fund Class Institutional

CIVIX

Thornburg International Equity Fund Class I

TGVIX

GMO SGM Major Markets Fund Class III

GSMFX

Thornburg International Equity Fund Class R5

TIVRX

Vanguard U.S. Value Fund Investor Shares

VUVLX

Touchstone Balanced Fund Class C

SBACX

Thornburg International Equity Fund Class R6

TGIRX

AB Core Opportunities Fund Advisor Class

ADGYX

Touchstone Balanced Fund Class A

SEBLX

Dodge & Cox Balanced Fund

DODBX

JPMorgan Value Advantage Fund Class A

JVAAX

Causeway International Value Fund Class Investor

CIVVX

Vanguard Balanced Index Fund Institutional Shares

VBAIX

Vanguard Balanced Index Fund Admiral Shares

VBIAX

Boston Trust Asset Management Fund

BTBFX

Vanguard Balanced Index Fund Investor Shares

VBINX

Diamond Hill Large Cap Fund Investor Share

DHLAX

Columbia Select Large Cap Value Fund Institutional Class

CSVZX

Touchstone Balanced Fund Class Y

SIBLX

Fidelity Asset Manager 70% Fund

FASGX

Federated Hermes MDT Large Cap Value Fund Institutional Shares

FMSTX

Harbor Large Cap Value Fund Institutional Class

HAVLX

Harbor Large Cap Value Fund Retirement Class

HNLVX

Transamerica Multi-Managed Balanced Fund Class A

IBALX

Fidelity Advisor Asset Manager 70% Fund Class M

FTASX

Harbor Large Cap Value Fund Administrative Class

HRLVX

Nuveen International Growth Fund Class R6

NBQFX

Allspring Large Cap Core Fund - Class Inst

EGOIX

Allspring Large Cap Core Fund - Class R6

EGORX

T. Rowe Price Retirement 2030 Fund Class R

RRTCX

Fidelity Overseas Fund

FOSFX

Fidelity Overseas Fund Class K

FOSKX

SEI Asset Allocation Trust Moderate Strategy Allocation Fund Class F

SXMAX

Champlain Mid Cap Fund Institutional Class

CIPIX

MainStay MacKay Convertible Fund Class I

MCNVX

T. Rowe Price International Stock Fund Advisor Class

PAITX

AB Core Opportunities Fund Class K

ADGKX

Boston Partners All Cap Value Fund Institutional Class

BPAIX

Thornburg International Equity Fund Class A

TGVAX

Thornburg International Equity Fund Class R3

TGVRX

Vanguard Windsor Fund Investor Shares

VWNDX

Diamond Hill All Cap Select Fund Class C

DHTCX

TIAA-CREF Large-Cap Value Fund Retirement Class

TRLCX

Fidelity Advisor Diversified International Fund Class Z

FZABX

JPMorgan Value Advantage Fund Class L

JVAIX

Fidelity Advisor Diversified International Fund Class C

FADCX

JPMorgan Value Advantage Fund Class R6

JVAYX

JPMorgan Value Advantage Fund Class I

JVASX

JPMorgan Value Advantage Fund Class R5

JVARX

Boston Partners All Cap Value Fund Investor Class

BPAVX

T. Rowe Price International Stock Fund Class R

RRITX

Champlain Small Company Fund Class Advisor

CIPSX

Diamond Hill All Cap Select Fund Class Y

DHTYX

Columbia Select Large Cap Value Fund Institutional 3 Class

CSRYX

Meeder Quantex Fund Institutional Class

QNTIX

Meeder Quantex Fund Adviser Class

QNTAX

Diamond Hill All Cap Select Fund Class I

DHLTX

Diamond Hill Large Cap Fund Class Y

DHLYX

Columbia Select Large Cap Value Fund Class A

SLVAX

Diamond Hill Large Cap Fund Class I

DHLRX

Champlain Mid Cap Fund Advisor Class

CIPMX

Meeder Quantex Fund Retail Class

FLCGX

Lord Abbett Focused Small Cap Value Fund Class I

LMVYX

JPMorgan Value Advantage Fund Class C

JVACX

Fidelity Advisor Diversified International Fund Class A

FDVAX

AB Core Opportunities Fund Class Z

ADGZX

Emerald Banking and Finance Fund Class A

HSSAX

T. Rowe Price Retirement 2030 Fund

TRRCX

Vanguard International Explorer Fund Investor Shares

VINEX

Keeley Mid Cap Dividend Value Fund Class A

KMDVX

Federated Hermes MDT Large Cap Value Fund Class R6

FSTLX

T. Rowe Price Balanced Fund

RPBAX

Federated Hermes MDT Large Cap Value Fund Service Shares

FSTKX

Emerald Banking and Finance Fund Investor Class

FFBFX

Emerald Banking and Finance Fund Institutional Class

HSSIX

Federated Hermes MDT Large Cap Value Fund Class A

FSTRX

T. Rowe Price Retirement 2030 Fund Advisor Class

PARCX

BNY Mellon MidCap Index Fund Investor Shares

PESPX

American Beacon Bridgeway Large Cap Value Fund R5 Class

BRLVX

Victory Integrity Mid-Cap Value Fund Class Y

MYIMX

Nuveen Small Cap Value Fund Class R6

FSCWX

Nationwide Mid Cap Market Index Fund Institutional Service Class

NWXQX

JPMorgan International Focus Fund Class I

IUESX

Fidelity Advisor Asset Manager 70% Fund Class I

FAAIX

BMO Low Volatility Equity Fund Class A

BLVAX

Nuveen Small Cap Value Fund Class I

FSCCX

T. Rowe Price QM U.S. Small-Cap Growth Equity Fund

PRDSX

Fidelity Balanced Fund Class K

FBAKX

Fidelity Advisor Asset Manager 70% Fund Class A

FAASX

BNY Mellon Structured Midcap Fund Class C

DPSCX

Lyrical U.S. Value Equity Fund Institutional Class

LYRIX

Emerald Banking and Finance Fund Class C

HSSCX

USAA Sustainable World Fund Class A

USWGX

TIAA-CREF Large-Cap Value Fund Retail Class

TCLCX

JPMorgan SmartRetirement 2040 Fund Class R5

SMTIX

JPMorgan SmartRetirement 2040 Fund Class R6

SMTYX

Nuveen Small Cap Value Fund Class C

FSCVX

Undiscovered Managers Behavioral Value Fund Class I

UBVSX

CRM Small Cap Value Fund Class Investor

CRMSX

JPMorgan SmartRetirement 2040 Fund Class I

SMTSX

Lyrical U.S. Value Equity Fund Investor Class

LYRBX

SEI Asset Allocation Trust Aggressive Strategy Fund Class F

SSGAX

Fidelity Advisor Asset Manager 70% Fund Class C

FCASX

SEI Asset Allocation Trust Core Market Strategy Allocation Fund Class F

SKTAX

JPMorgan SmartRetirement 2040 Fund Class A

SMTAX

T. Rowe Price Large-Cap Value Fund I Class

TILCX

Harbor Large Cap Value Fund Investor Class

HILVX

Undiscovered Managers Behavioral Value Fund Class R2

UBVRX

Nationwide Mid Cap Market Index Fund Class A

GMXAX

Federated Hermes Mid-Cap Index Fund Class R6 Shares

FMCLX

Federated Hermes Mid-Cap Index Fund Service Shares

FMDCX

Fidelity Advisor Diversified International Fund Class I

FDVIX

The Hartford Dividend and Growth Fund Class C

HDGCX

Jensen Quality Growth Fund Class Y

JENYX

Federated Hermes Mid-Cap Index Fund Institutional Shares

FMCRX

Franklin Mutual Financial Services Fund Class A

TFSIX

Undiscovered Managers Behavioral Value Fund Class L

UBVLX

Champlain Small Company Fund Institutional Class

CIPNX

Fidelity Advisor International Growth Fund Class Z

FZAJX

Fidelity International Growth Fund

FIGFX

AB Concentrated Growth Fund Class I

WPSIX

Columbia Balanced Fund Institutional 2 Class

CLREX

Columbia Balanced Fund Institutional Class

CBALX

JPMorgan SmartRetirement 2040 Fund Class C

SMTCX

Parnassus Mid Cap Fund Institutional Shares

PFPMX

Undiscovered Managers Behavioral Value Fund Class A

UBVAX

SEI Asset Allocation Trust Tax-Managed Aggressive Strategy Fund Class F

SISAX

Parnassus Mid Cap Fund

PARMX

Timothy Plan Small Cap Value Fund Class I

TPVIX

Hartford Core Equity Fund Class Y

HGIYX

SEI Asset Allocation Trust Market Growth Strategy Allocation Fund Class F

SGOAX

BNY Mellon MidCap Index Fund Class I

DMIDX

T. Rowe Price QM U.S. Small-Cap Growth Equity Fund I Class

TQAIX

MainStay MacKay Convertible Fund Investor Class

MCINX

TIAA-CREF Large-Cap Value Fund Institutional Class

TRLIX

TIAA-CREF Large Cap Value Fund Advisor Class

TRLHX

Fidelity Four-in-One Index Fund

FFNOX

Nuveen Small Cap Value Fund Class A

FSCAX

Nationwide Mid Cap Market Index Fund Class R

GMXRX

Hartford Core Equity Fund Class R5

HGITX

BNY Mellon Structured MidCap Fund Class Y

DPSYX

SEI Asset Allocation Trust Aggressive Strategy Fund Class I

SEAIX

SEI Institutional Managed Trust Tax-Managed Volatility Fund Class F

TMMAX

SEI Institutional Managed Trust Tax-Managed Managed Volatility Fund Class Y

STVYX

Matthews Asia Growth Fund Investor Class

MPACX

T. Rowe Price QM U.S. Small-Cap Growth Equity Fund Advisor Class

TQAAX

Mairs & Power Small Cap Fund

MSCFX

MainStay MacKay Convertible Fund Class B

MCSVX

First Trust/Confluence Small Cap Value Fund Class A

FOVAX

USAA Sustainable World Fund Shares

USAWX

JPMorgan SmartRetirement 2050 Fund Class R6

JTSYX

JPMorgan SmartRetirement 2050 Fund Class R5

JTSIX

Jensen Quality Growth Fund Class I

JENIX

Sound Shore Fund Institutional Class

SSHVX

JPMorgan SmartRetirement 2050 Fund Class I

JTSSX

Columbia Balanced Fund Institutional 3 Class

CBDYX

Columbia Balanced Fund Advisor Class

CBDRX

Fidelity Advisor Balanced Fund Class C

FABCX

Fidelity Small Cap Value Fund

FCPVX

Northern Mid Cap Index Fund

NOMIX

Columbia Balanced Fund Class A

CBLAX

T. Rowe Price Retirement 2035 Fund Class R

RRTPX

Fidelity Balanced Fund

FBALX

Fidelity Asset Manager 85% Fund

FAMRX

American Beacon Bridgeway Large Cap Value Fund A Class

BWLAX

Frontier MFG Core Infrastructure Fund Service Class

FCIVX

FMI International Fund Institutional Class

FMIYX

JPMorgan SmartRetirement 2050 Fund Class C

JTSCX

Fidelity Advisor Health Care Fund Class I

FHCIX

Thrivent Mid Cap Stock Fund Class A

AASCX

T. Rowe Price Retirement 2055 Fund

TRRNX

Fidelity Advisor Asset Manager 85% Fund Class A

FEYAX

Fidelity Advisor Health Care Fund Class C

FHCCX

Calvert Growth Allocation Fund Class I

CAGIX

Bridgeway Blue Chip Fund

BRLIX

AB Concentrated Growth Fund Class K

WPSKX

Vanguard International Growth Fund Investor Shares

VWIGX

Fidelity Advisor Asset Manager 85% Fund Class M

FEYTX

Fidelity Advisor Health Care Fund Class M

FACTX

Mairs & Power Growth Fund Investor Class

MPGFX

Tweedy, Browne Global Value Fund

TBGVX

Invesco Main Street Fund Class R

OMGNX

T. Rowe Price Retirement 2050 Fund

TRRMX

SGI U.S. Large Cap Equity Fund Class A

LVOLX

Westwood Quality SmallCap Fund Institutional Class

WHGSX

Fidelity Advisor Health Care Fund Class A

FACDX

Fidelity Advisor Balanced Fund Class Z

FZAAX

Diamond Hill Research Opportunities Fund Class C

DROCX

Fidelity Advisor Balanced Fund I Class

FAIOX

SGI U.S. Large Cap Equity Fund Class I

SILVX

T. Rowe Price Retirement 2055 Fund Class R

RRTVX

Thrivent Mid Cap Stock Fund Class S

TMSIX

T. Rowe Price Retirement 2040 Fund

TRRDX

Boston Trust Midcap Fund

BTMFX

Fidelity Advisor Asset Manager 85% Fund Class C

FEYCX

Fidelity Advisor Balanced Fund Class M

FAIGX

Columbia Large Cap Enhanced Core Fund Institutional 2 Class

CLNCX

Invesco Main Street Fund Class Y

MIGYX

Calvert Conservative Allocation Fund Class C

CALCX

Rydex Leisure Fund Class Investor

RYLIX

Fidelity Advisor Managed Retirement 2025 Fund Class A

FARFX

Fidelity Advisor Emerging Asia Fund Class I

FERIX

Baron International Growth Fund Institutional Shares

BINIX

Rydex Leisure Fund Class C

RYLCX

Baron International Growth Fund Retail Shares

BIGFX

Fidelity Freedom 2020 Fund

FFFDX

Leuthold Core Investment Fund Retail Class

LCORX

Fidelity Advisor Managed Retirement 2025 Fund Class I

FIRFX

PGIM QMA Mid-Cap Value Fund- Class Z

SPVZX

PGIM QMA Mid-Cap Value Fund- Class R6

PMVQX

PGIM QMA Mid-Cap Value Fund- Class R

SDVRX

James Balanced: Golden Rainbow Fund Institutional Class

GLRIX

Invesco S&P 500 GARP ETF

SPGP

Invesco S&P SmallCap Value with Momentum ETF

XSVM

SPDR Portfolio TIPS ETF

SPIP

SPDR Portfolio MSCI Global Stock Market ETF

SPGM

Invesco S&P MidCap Momentum ETF

XMMO

Morgan Stanley Institutional Fund, Inc. Next Gen Emerging Markets Portfolio Class A

MFMPX

Morgan Stanley Institutional Fund, Inc. Next Gen Emerging Markets Portfolio Class IS

MSRFX

American Century Mid Cap Value Fund R6 Class

AMDVX

American Century Mid Cap Value Fund Investor Class

ACMVX

Fidelity Small Cap Discovery Fund

FSCRX

Matthews China Dividend Fund Institutional Class

MICDX

Matthews China Dividend Fund Investor Class

MCDFX

Guggenheim Alpha Opportunity Fund Institutional Class

SAOIX

Fidelity Pacific Basin Fund

FPBFX

Guggenheim Alpha Opportunity Fund Class C

SAOCX

Franklin Growth Allocation Fund Class R

FGTRX

First Eagle Overseas Fund Class C

FESOX

Guggenheim Alpha Opportunity Fund Class A

SAOAX

Pear Tree Polaris Foreign Value Fund Class Ordinary

QFVOX

Pear Tree Polaris Foreign Value Fund Class Institutional

QFVIX

First Eagle Overseas Fund Class I

SGOIX

T. Rowe Price Asia Opportunities Fund

TRAOX

Franklin Mutual Shares Fund Class R

TESRX

ProFunds Consumer Goods Ultra Sector Fund Investor Class

CNPIX

ProFunds Consumer Goods Ultra Sector Fund Service Class

CNPSX

First Eagle Overseas Fund Class A

SGOVX

Calvert Moderate Allocation Fund Class A

CMAAX

Franklin Mutual Shares Fund Class A

TESIX

ProFunds UltraSector Oil & Gas Fund Service Class

ENPSX

Wasatch International Growth Fund Institutional Class

WIIGX

Hartford Schroders Emerging Markets Equity Fund Class R4

HHHSX

ProFunds UltraSector Oil & Gas Fund Investor Class

ENPIX

Hartford Schroders Emerging Markets Equity Fund Class SDR

SEMTX

Hartford Schroders Emerging Markets Equity Fund Class I

SEMNX

Hartford Schroders Emerging Markets Equity Fund Class C

HHHCX

RMB Mendon Financial Services Fund Class A

RMBKX

RMB Mendon Financial Services Fund Class C

RMBNX

Rydex Basic Materials Fund Class H

RYBAX

Hartford Schroders Emerging Markets Equity Fund Class A

SEMVX

Rydex Basic Materials Fund Class C

RYBCX

Diamond Hill Small-Mid Cap Fund Class Y

DHMYX

Diamond Hill Small Mid Cap Fund Class I

DHMIX

Diamond Hill Small Mid Cap Fund Investor Share

DHMAX

Fidelity Advisor Emerging Asia Fund Class C

FERCX

Rydex Basic Materials Fund Class Investor

RYBIX

Rydex Basic Materials Fund Class A

RYBMX

Diamond Hill Small Mid Cap Fund Class C

DHMCX

William Blair International Leaders Fund R6 Class Shares

WILJX

William Blair International Leaders Fund Class N Shares

WILNX

Matthews Pacific Tiger Fund Investor Class

MAPTX

Matthews Pacific Tiger Fund Institutional Class

MIPTX

T. Rowe Price New Asia Fund

PRASX

Seven Canyons World Innovators Fund Institutional Class

WIGTX

Seven Canyons World Innovators Fund Investor Class

WAGTX

VanEck Emerging Markets Fund Class A

GBFAX

GMO Strategic Opportunities Allocation Fund Class III

GBATX

AMG TimesSquare International Small Cap Fund Class Z

TCMIX

AMG TimesSquare International Small Cap Fund Class N

TCMPX

JPMorgan Emerging Markets Equity Fund Class I

JEMSX

Nuveen Equity Market Neutral Fund Class I

NIMEX

Nuveen Equity Market Neutral Fund Class A

NMAEX

Driehaus Emerging Markets Growth Fund Investor Class

DREGX

BNY Mellon Diversified Emerging Markets Fund Class Y

SBYEX

BNY Mellon Diversified Emerging Markets Fund Class C

DBECX

T. Rowe Price Institutional Emerging Markets Equity Fund

IEMFX

The Hartford International Opportunities Fund Class A

IHOAX

American Beacon International Equity Fund Class C

AILCX

Clifford Capital Partners Fund Institutional Class

CLIFX

American Beacon International Equity Fund Advisor Class

AAISX

T. Rowe Price Emerging Markets Stock Fund I Class

PRZIX

The Hartford International Opportunities Fund Class I

IHOIX

T. Rowe Price Emerging Markets Stock Fund

PRMSX

BNY Mellon Diversified Emerging Markets Fund Class I

SBCEX

American Beacon International Equity Fund R5 Class

AAIEX

The Hartford International Opportunities Fund Class R5

IHOTX

American Beacon International Equity Fund Class A

AIEAX

The Hartford International Opportunities Fund Class R4

IHOSX

The Hartford International Opportunities Fund Class R3

IHORX

SA U.S. Value Fund Investor Class

SABTX

PGIM QMA Mid-Cap Value Fund- Class C

NCBVX

PGIM QMA Mid-Cap Value Fund- Class A

SPRAX

Hennessy Japan Fund Institutional Class

HJPIX

Hennessy Japan Fund Investor Class

HJPNX

GMO Emerging Domestic Opportunities Fund Class II

GEDTX

Hennessy Japan Small Cap Fund Investor Class

HJPSX

Hennessy Japan Small Cap Fund Institutional Class

HJSIX

T. Rowe Price Latin America Fund

PRLAX

William Blair Emerging Markets Small Cap Growth Fund R6 Class

WESJX

William Blair Emerging Markets Small Cap Growth Fund Class N

WESNX

William Blair Emerging Markets Small Cap Growth Fund Class I

BESIX

Fidelity Freedom 2010 Fund

FFFCX

Columbia Thermostat Fund Class A

CTFAX

Fidelity Advisor Focused Emerging Markets Fund Class Z

FZAEX

GMO Emerging Country Debt Fund Class III

GMCDX

GMO Emerging Country Debt Fund Class IV

GMDFX

Fidelity Advisor Focused Emerging Markets Fund Class C

FMCKX

American Century Zero Coupon 2025 Fund Investor Class

BTTRX

T. Rowe Price International Discovery Fund I Class

TIDDX

T. Rowe Price International Discovery Fund

PRIDX

Fidelity Advisor Focused Emerging Markets Fund Class I

FIMKX

Fidelity Advisor Focused Emerging Markets Fund Class A

FAMKX

Fidelity Advisor Focused Emerging Markets Fund Class M

FTMKX

Artisan International Value Fund Institutional Class

APHKX

Artisan International Value Fund Investor Class

ARTKX

SEI Institutional Managed Trust U.S. Managed Volatility Fund Class F

SVOAX

Matthews Asia Dividend Fund Institutional Class

MIPIX

Dunham International Stock Fund Class N

DNINX

Redwood Managed Volatility Fund Class Y

RWDYX

Redwood Managed Volatility Fund Class I

RWDIX

Artisan International Value Fund Advisor Class

APDKX

First Eagle Gold Fund Class A

SGGDX

Virtus KAR International Small-Mid Cap Fund Class R6

VRISX

Virtus KAR International Small-Mid Cap Fund Class I

VIISX

First Eagle Gold Fund Class C

FEGOX

Hundredfold Select Alternative Fund Investor Class

HFSAX

Harbor Mid Cap Value Fund Administrative Class

HRMVX

Templeton Institutional Fund International Equity Series Service Shares

TFESX

Harbor Mid Cap Value Fund Investor Class

HIMVX

Harbor Mid Cap Value Fund Institutional Class

HAMVX

Harbor Mid Cap Value Fund Retirement Class

HNMVX

Templeton Institutional Fund International Equity Series Primary Shares

TFEQX

First Eagle Gold Fund Class I

FEGIX

Fidelity Advisor China Region Fund Class I

FHKIX

Fidelity Advisor China Region Fund Class A

FHKAX

Royce International Premier Fund Consultant Class

RINPX

Nuveen Large-Cap Value Fund Class R3

NMMTX

Nuveen Large-Cap Value Fund Class I

NNGRX

Dunham Monthly Distribution Fund Class A

DAMDX

Nuveen Large-Cap Value Fund Class A

NNGAX

T. Rowe Price International Stock Fund I Class

PRIUX

Independent Franchise Partners US Equity Fund

IFPUX

Fidelity Mid Cap Value Fund

FSMVX

Fidelity Advisor Mid Cap Value Fund Class I

FMPOX

Dunham Monthly Distribution Fund Class C

DCMDX

Dunham Monthly Distribution Fund Class N

DNMDX

American Century Mid Cap Value Fund I Class

AVUAX

American Century Mid Cap Value Fund R Class

AMVRX

American Century Mid Cap Value Fund C Class

ACCLX

LSV Value Equity Fund Investor Class

LVAEX

Leuthold Core Investment Fund Class Institutional

LCRIX

Vanguard Inflation-Protected Securities Fund Admiral Shares

VAIPX

Guggenheim Alpha Opportunity Fund Class P

SAOSX

T. Rowe Price Retirement 2020 Fund Class R

RRTBX

T. Rowe Price Retirement 2020 Fund Advisor Class

PARBX

T. Rowe Price Retirement 2020 Fund

TRRBX

Fidelity Nordic Fund

FNORX

Guggenheim Limited Duration Fund Class P

GILPX

GMO Opportunistic Income Fund Class VI

GMODX

Virtus KAR Small-Cap Core Fund Class A

PKSAX

T. Rowe Price Mid-Cap Value Fund R Class

RRMVX

Virtus KAR Small-Cap Core Fund Class I

PKSFX

Virtus KAR Small-Cap Core Fund Class R6

VSCRX

T. Rowe Price Mid-Cap Value Fund Advisor Class

TAMVX

T. Rowe Price Mid-Cap Value Fund I Class

TRMIX

T. Rowe Price Mid-Cap Value Fund

TRMCX

American Beacon Balanced Fund R5 Class

AADBX

Virtus KAR Small-Cap Core Fund Class C

PKSCX

Fidelity Freedom 2030 Fund

FFFEX

T. Rowe Price Retirement 2010 Fund Class R

RRTAX

T. Rowe Price Retirement 2010 Fund Advisor Class

PARAX

SEI Institutional Managed Trust U.S. Managed Volatility Fund Class Y

SUSYX

T. Rowe Price Retirement 2010 Fund

TRRAX

T. Rowe Price Spectrum Conservative Allocation Fund

PRSIX

Rydex High Yield Strategy Fund Class C

RYHHX

Poplar Forest Partners Fund Institutional Class

IPFPX

Poplar Forest Partners Fund Class A

PFPFX

Guggenheim Limited Duration Fund A-Class

GILDX

Rydex High Yield Strategy Fund Class H

RYHGX

Rydex High Yield Strategy Fund Class A

RYHDX

Guggenheim Floating Rate Strategies Fund Class C

GIFCX

Guggenheim Floating Rate Strategies Fund Class A

GIFAX

Guggenheim Floating Rate Strategies Fund Class P

GIFPX

Guggenheim Floating Rate Strategies Fund Institutional Class

GIFIX

Guggenheim Macro Opportunities Fund Class C

GIOCX

Guggenheim Macro Opportunities Fund Class A

GIOAX

Guggenheim Macro Opportunities Fund Class P

GIOPX

Guggenheim Macro Opportunities Fund Institutional Class

GIOIX

Morgan Stanley Institutional Fund, Inc. International Opportunity Portfolio Class A

MIOPX

Fidelity Advisor Managed Retirement 2020 Fund Class I

FIIVX

Fidelity Advisor Managed Retirement 2020 Fund Class A

FARVX

Fidelity Managed Retirement 2020 Fund

FIRVX

Fidelity Managed Retirement 2015 Fund

FIRSX

Fidelity Advisor Managed Retirement 2010 Fund Class I

FRQIX

Fidelity Simplicity RMD 2010 Fund

FIRRX

Guggenheim Large Cap Value Fund Class P

SEGPX

Victory Sycamore Established Value Fund Class R6

VEVRX

Victory Sycamore Established Value Fund Class I

VEVIX

Fidelity Advisor International Small Cap Fund Class I

FIXIX

Fidelity International Small Cap Fund

FISMX

Fidelity Advisor International Small Cap Fund Class A

FIASX

Fidelity Advisor International Small Cap Fund Class M

FTISX

Fidelity Advisor International Small Cap Fund Class C

FICSX

Guggenheim Large Cap Value Fund Class Institutional

GILCX

Vanguard LifeStrategy Conservative Growth Fund Investor Shares

VSCGX

Franklin Gold and Precious Metals Fund Advisor Class

FGADX

Mairs & Power Balanced Fund Investor Class

MAPOX

Victory Sycamore Established Value Fund Class R

GETGX

Victory Sycamore Established Value Fund Class C

VEVCX

SEI Institutional Managed Trust U.S. Managed Volatility Fund Class I

SEVIX

Calvert Conservative Allocation Fund Class I

CFAIX

Calvert Conservative Allocation Fund Class A

CCLAX

Victory INCORE Investment Grade Convertible Fund Class A

SBFCX

The Hartford International Opportunities Fund Class Y

HAOYX

IVA Worldwide Fund Class A

IVWAX

Dunham International Stock Fund Class A

DAINX

JPMorgan SmartRetirement Blend 2045 Fund Class R5

JMBRX

JPMorgan SmartRetirement Blend 2045 Fund Class R6

JMYAX

Rydex Consumer Products Fund Class A

RYPDX

Touchstone International Equity Fund Class Y

SIIEX

Rydex Consumer Products Fund Class C

RYCPX

Touchstone International Equity Fund Class A

SWRLX

Columbia Select Large Cap Value Fund Institutional 2 Class

SLVIX

Allspring Large Cap Core Fund - Class A

EGOAX

Allspring Large Cap Core Fund - Class R

EGOHX

Allspring Large Cap Core Fund - Class Admin

WFLLX

Brandes International Equity Fund Class C

BIECX

JPMorgan SmartRetirement Blend 2040 Fund Class R5

JOBBX

Vivaldi Multi-Strategy Fund Class I

OMOIX

Scharf Multi-Asset Opportunity Fund Retail Class

LOGBX

FPA Crescent Fund

FPACX

Federated Hermes International Leaders Fund Class R

FGFRX

Federated Hermes International Leaders Fund Class R6 Shares

FGRSX

Federated Hermes International Leaders Fund Class A Shares

FGFAX

Fidelity International Index Fund

FSPSX

Columbia Thermostat Fund Institutional 3 Class

CYYYX

Columbia Thermostat Fund Advisor Class

CTORX

RBC SMID Cap Growth Fund Class R6

RSMRX

JPMorgan SmartRetirement Blend 2030 Fund Class R6

JRBYX

JPMorgan SmartRetirement Blend 2035 Fund Class R5

JPBRX

JPMorgan SmartRetirement Blend 2035 Fund Class R6

JPYRX

LKCM Balanced Fund

LKBAX

PGIM Balanced Fund- Class R

PALRX

JPMorgan Diversified Fund Class A

JDVAX

JPMorgan Diversified Fund Class L

JPDVX

JPMorgan Diversified Fund Class I

JDVSX

Guggenheim Limited Duration Fund Institutional Class

GILHX

Vanguard Wellington Fund Admiral Shares

VWENX

Fidelity Japan Smaller Companies Fund

FJSCX

Vivaldi Multi-Strategy Fund Class A

OMOAX

T. Rowe Price Retirement 2025 Fund Advisor Class

PARJX

T. Rowe Price Retirement 2025 Fund

TRRHX

Fidelity Advisor Asset Manager 50% Fund Class M

FFTMX

T. Rowe Price Spectrum Conservative Allocation Fund I Class

PPIPX

iShares S&P 500 Index Fund Institutional Shares

BSPIX

Meridian Growth Fund A Class

MRAGX

iShares S&P 500 Index Fund Investor A Shares

BSPAX

Meridian Small Cap Growth Fund Class C

MSGCX

Matthews Japan Fund Institutional Class

MIJFX

Western Asset Managed Municipals Fund Class 1

SMMOX

Western Asset Managed Municipals Fund Class A

SHMMX

Western Asset Managed Municipals Fund Class C

SMMCX

Fidelity Large Cap Stock Fund

FLCSX

Fidelity Advisor Large Cap Fund Class C

FLCCX

Fidelity Advisor Large Cap Fund Class A

FALAX

T. Rowe Price Capital Appreciation Fund

PRWCX

T. Rowe Price Capital Appreciation Fund I Class

TRAIX

Matthews Japan Fund Investor Class

MJFOX

Fidelity Advisor Large Cap Fund Class Z

FIDLX

Fidelity Advisor Large Cap Fund Class I

FALIX

Fidelity Value Discovery Fund Class K

FVDKX

T. Rowe Price Capital Appreciation Fund Advisor Class

PACLX

Meridian Small Cap Growth Fund A Class

MSGAX

Meridian Small Cap Growth Fund Legacy Class

MSGGX

Meridian Small Cap Growth Fund Institutional Class

MSGRX

JPMorgan Hedged Equity Fund Class C

JHQCX

JPMorgan Hedged Equity Fund Class R5

JHQPX

JPMorgan Hedged Equity Fund Class R6

JHQRX

Brandes International Equity Fund A

BIEAX

Brandes International Equity Fund Class I

BIIEX

USAA Growth and Tax Strategy Fund

USBLX

Matthew 25 Fund

MXXVX

Becker Value Equity Fund Retail Class

BVEFX

Becker Value Equity Fund Institutional Class

BVEIX

FAM Small Cap Fund Investor Class

FAMFX

Rydex Consumer Products Fund Class Investor

RYCIX

Vanguard Tax-Managed Balanced Fund Admiral Shares

VTMFX

JPMorgan SmartRetirement Blend 2040 Fund Class I

JOBEX

Vanguard Energy Fund Investor Shares

VGENX

Vanguard Energy Fund Admiral Shares

VGELX

Fidelity Advisor Energy Fund Class I

FANIX

Fidelity Advisor Energy Fund Class M

FAGNX

Rydex Biotechnology Fund Class Investor

RYOIX

T. Rowe Price Health Sciences Fund

PRHSX

T. Rowe Price Health Sciences Fund I Class

THISX

Fidelity Advisor Biotechnology Fund Class M

FBTTX

Fidelity Advisor Biotechnology Fund Class A

FBTAX

13D Activist Fund Class A

DDDAX

13D Activist Fund Class I

DDDIX

13D Activist Fund Class C

DDDCX

Adirondack Small Cap Fund

ADKSX

Meridian Growth Fund Investor Class

MRIGX

Columbia Research Enhanced Value ETF

REVS

Innovator Loup Frontier Tech ETF

LOUP

SPDR S&P Kensho New Economies Composite ETF

KOMP

Goldman Sachs Physical Gold ETF

AAAU

ARK Fintech Innovation ETF

ARKF

Absolute Core Strategy ETF

ABEQ

QRAFT AI-Enhanced U.S. Large Cap Momentum ETF

AMOM

First Trust Active Factor Small Cap ETF

AFSM

First Trust Active Factor Mid Cap ETF

AFMC

Virtus AllianzGI Artificial Intelligence & Technology Opportunities Fund

AIO

First Trust Active Factor Large Cap ETF

AFLG

Avantis International Small Cap Value ETF

AVDV

Innovator IBD Breakout Opportunities ETF

BOUT

BlackRock Health Sciences Trust II

BMEZ

SPDR Gold MiniShares

GLDM

iShares Genomics Immunology and Healthcare ETF

IDNA

Pacer Benchmark Industrial Real Estate SCTR ETF

INDS

IQ 500 International ETF

IQIN

Franklin FTSE Latin America ETF

FLLA

iShares Self-Driving EV and Tech ETF

IDRV

Xtrackers MSCI Emerging Markets ESG Leaders Equity ETF

EMSG

iShares Focused Value Factor ETF

FOVL

Principal Investment Grade Corporate Active ETF

IG

Innovator MSCI EAFE Power Buffer ETF January

IJAN

IQ Candriam ESG International Equity ETF

IQSI

Xtrackers International Real Estate ETF

HAUZ

Franklin Liberty Systematic Style Premia ETF

FLSP

Franklin FTSE Saudi Arabia ETF

FLSA

IQ Candriam ESG US Equity ETF

IQSU

iShares Cybersecurity and Tech ETF

IHAK

iM DBi Hedge Strategy ETF

DBEH

Innovator MSCI Emerging Markets Power Buffer ETF - July

EJUL

Invesco Investment Grade Defensive ETF

IIGD

John Hancock Multifactor Emerging Markets ETF

JHEM

iShares Trust - iShares ESG Aware U.S. Aggregate Bond ETF

EAGG

iShares Bloomberg Roll Select Broad Commodity ETF

CMDY

SPDR S&P Kensho Future Security ETF

FITE

Pacer US Cash Cows Growth ETF

BUL

Fidelity High Yield Factor ETF

FDHY

First Trust EIP Carbon Impact ETF

ECLN

iM DBi Managed Futures Strategy ETF

DBMF

Defiance 5G Next Gen Connectivity ETF

FIVG

Fidelity Small-Mid Multifactor ETF

FSMD

Alpha Architect Gdsdn Dynmc Mlt-Asst ETF

GDMA

AAM S&P Developed Markets High Dividend Value ETF

DMDV

iShares Robotics and Artificial Intelligence Multisector ETF

IRBO

Innovator MSCI EAFE Power Buffer ETF - July

IJUL

Distillate U.S. Fundamental Stability & Value ETF

DSTL

CP High Yield Trend ETF

HYTR

MicroSectors FANG+ ETN

FNGS

Innovator MSCI Emerging Markets Power Buffer ETF January

EJAN

Federated Hermes, Inc.

FHI

Xtrackers MSCI EAFE ESG Leaders Equity ETF

EASG

Quadratic Interest Rate Volatility and Inflation Hedge ETF New

IVOL

SPDR S&P Kensho Smart Mobility ETF

HAIL

SPDR Kensho Clean Power ETF

CNRG

Sculptor Capital Management, Inc.

SCU

SPDR Kensho Final Frontiers ETF

ROKT

Xtrackers Russell 1000 US QARP ETF

QARP

First Trust Long Duration Opportunities ETF

LGOV

SoFi Social 50 ETF

SFYF

PPTY – U.S. Diversified Real Estate ETF

PPTY

KraneShares MSCI Emerging Markets ex China Index ETF

KEMX

Goldman Sachs JUST U.S. Large Cap Equity ETF

JUST

Janus Henderson Mortgage-Backed Securities ETF

JMBS

Virtus InfraCap U.S. Preferred Stock ETF

PFFA

ETRACS 2xMonthly Pay Leveraged Preferred Stock Index ETN

PFFL

Pacer Trendpilot US Bond ETF

PTBD

Hartford Multifactor Small Cap ETF

ROSC

Opus Small Cap Value Plus ETF

OSCV

KraneShares MSCI All China Index ETF

KALL

VanEck Vectors Low Carbon Energy ETF

SMOG

FlexShares US Quality Low Volatility Index Fund

QLV

SPDR Portfolio Intermediate Term Treasury ETF

SPTI

Xtrackers S&P 500 ESG ETF

SNPE

Leuthold Core ETF

LCR

American Century Quality Diversified International ETF

QINT

Pacer Trendpilot International ETF

PTIN

ProShares S&P 500 Bond ETF

SPXB

HCM Defender 100 Index ETF

QQH

HCM Defender 500 Index ETF

LGH

FlexShares Developed Markets ex-US Quality Low Volatility Index Fund

QLVD

Columbia Multi-Sector Municipal Income ETF

MUST

FlexShares Emerging Markets Quality Low Volatility Index Fund

QLVE

Nuveen Municipal Credit Opportunities Fund

NMCO

USCF SummerHaven Dynamic Commodity Strategy No K-1 Fund

SDCI

SPDR S&P Kensho Intelligent Structures ETF

SIMS

PGIM Ultra Short Bond ETF

PULS

Nationwide Risk-Managed Income ETF

NUSI

VanEck Inflation Allocation ETF

RAAX

QRAFT AI-Enhanced U.S. Large Cap ETF

QRFT

WisdomTree U.S. Efficient Core Fund

NTSX

Global X S&P 500 Quality Dividend ETF

QDIV

RPAR Risk Parity ETF

RPAR

First Trust Vivaldi Merger Arbitrage ETF

MARB

PIMCO RAFI ESG U.S. ETF PIMCO RAFI ESG U.S. ETF

RAFE

American Century U.S. Quality Growth ETF

QGRO

Virtus Seix Senior Loan ETF

SEIX

Overlay Shares Foreign Equity ETF

OVF

Overlay Shares Large Cap Equity ETF

OVL

SPDR Portfolio Corporate Bond ETF

SPBO

Overlay Shares Small Cap Equity ETF

OVS

Schwab Long-Term U.S. Treasury ETF

SCHQ

ProShares Trust - ProShares Online Retail ETF

ONLN

Pacer US Export Leaders ETF

PEXL

ALPS REIT Dividend Dogs ETF

RDOG

SmartETFs Smart Transportation & Technology ETF

MOTO

LeaderSharesTM AlphaFactor US Core Equity ETF

LSAF

ETF Series Solutions - Defiance Quantum ETF

QTUM

SPDR Portfolio Europe ETF

SPEU

Inspire International ESG ETF

WWJD

Invesco S&P MidCap Value with Momentum ETF

XMVM

Timothy Plan High Dividend Stock ETF

TPHD

Pacer CFRA-Stovall Equal Weight Seasonal Rotation ETF

SZNE

SPDR SSGA U.S. Sector Rotation ETF

XLSR

Pacer Trendpilot Fund of Funds ETF

TRND

Invesco S&P MidCap Quality ETF

XMHQ

iShares U.S. Tech Breakthrough Multisector ETF

TECB

Timothy Plan International ETF

TPIF

Virtus Private Credit ETF

VPC

Timothy Plan US Large/Mid Cap Core ETF

TPLC

Day Hagan/Ned Davis Research Smart Sector ETF

SSUS

Direxion Daily Robotics, Artificial Intelligence & Automation Index Bull 2X Shares

UBOT

North Shore Global Uranium Mining ETF

URNM

The Acquirers Fund ETF

ZIG

Xtrackers MSCI USA ESG Leaders Equity ETF

USSG

IQ Ultra Short Duration ETF

ULTR

Pacer Benchmark Data & Infrastructure Real Estate SCTR ETF

SRVR

Direxion Daily Dow Jones Internet Bull 3X Shares

WEBL

Amplify BlackSwan Growth & Treasury Core ETF

SWAN

Direxion Daily Dow Jones Internet Bear 3X Shares

WEBS

Virtus Real Asset Income ETF

VRAI

Communication Services Select Sector SPDR Fund

XLC

Timothy Plan US Small Cap Core ETF

TPSC

Invesco S&P SmallCap Momentum ETF

XSMO

US Vegan Climate ETF

VEGN

WisdomTree Cloud Computing Fund

WCLD

Global X Cybersecurity ETF

BUG

Northern Trust Corporation

NTRSO

Calamos Long/Short Equity & Dynamic Income Term Trust

CPZ

VanEck Vectors Video Gaming and eSports ETF

ESPO

SWK Holdings Corporation

SWKH

Global X Video Games & Esports ETF

HERO

iShares ESG MSCI EM Leaders ETF

LDEM

Crescent Capital BDC, Inc.

CCAP

Procure Space ETF

UFO

Fidus Investment Corporation

FDUSZ

Portman Ridge Finance Corporation

PTMN

Oxford Square Capital Corp. 6.50% NT 24

OXSQL

Oxford Square Capital Corp. - 6

OXSQZ

Newtek Business Services Corp.

NEWTL

AdvisorShares Dorsey Wright FSM US Core ETF

DWUS

AdvisorShares Dorsey Wright FSM All Cap World ETF

DWAW

Tetragon Financial Group Limited

TFG.AS

Royal Canadian Mint - Canadian Gold Reserves

MNT.TO

Royal Canadian Mint - Canadian Silver Reserves

MNS.TO

Clifford Capital Partners Fund Investor Class

CLFFX

Fidelity Freedom 2035 Fund

FFTHX

JPMorgan Large Cap Value Fund Class R2

JLVZX

BlackRock Advantage Small Cap Core Fund Investor C Shares

BDSCX

Lord Abbett Micro Cap Growth Fund Class I

LMIYX

JPMorgan Large Cap Value Fund Class A

OLVAX

Dunham International Stock Fund Class C

DCINX

Hartford International Value Fund Class R3

HILRX

Touchstone International Equity Fund Class C

SWFCX

JPMorgan Large Cap Value Fund Class I

HLQVX

JPMorgan Large Cap Value Fund Class R6

JLVMX

American Beacon Mid-Cap Value Fund C Class

AMCCX

Vanguard Morgan Growth Fund

VMRGX

Guggenheim StylePlus - Large Core Fund Class C

SFECX

Columbia Select Large Cap Equity Fund Class A

NSGAX

Transamerica Capital Growth Fund Class C

ILLLX

GMO Trust - GMO SGM Major Markets Fund

GSMJX

iShares iBonds Dec 2028 Term Muni Bond ETF

IBMQ

Wells Fargo C&B Large Cap Value Fund - Class C

CBECX

Aptus Drawdown Managed Equity ETF

ADME

Anfield Universal Fixed Income ETF

AFIF

Anfield U.S. Equity Sector Rotation ETF

AESR

ALPS Clean Energy ETF

ACES

Astor Sector Allocation Fund Class I

STARX

Touchstone Anti-Benchmark US Core Equity Fund - Y

TDEYX

Columbia Thermostat Fund Institutional Class

COTZX

Monongahela All Cap Value Fund

MCMVX

Nuance Concentrated Value Fund Institutional Class

NCVLX

Wells Fargo C&B Large Cap Value Fund - Class Inst

CBLSX

Touchstone Anti-Benchmark US Core Equity Fund - I

TDELX

Wells Fargo C&B Large Cap Value Fund - Class Admin

CBLLX

Touchstone Anti-Benchmark US Core Equity Fund - A

TDEAX

Innovator S&P 500 Power Buffer ETF - November

PNOV

iShares U.S. Infrastructure ETF

IFRA

Vanguard ESG U.S. Stock ETF

ESGV

Innovator S&P 500 Power Buffer ETF — July

PJUL

Innovator S&P 500 Power Buffer ETF - New

PJUN

Innovator S&P 500 Ultra Buffer ETF - August

UAUG

Vanguard ESG International Stock ETF

VSGX

iShares iBonds Dec 2026 Term Muni Bond ETF

IBMO

Innovator S&P 500 Power Buffer ETF - August

PAUG

Innovator S&P 500 Ultra Buffer ETF - November

UNOV

JPMorgan BetaBuilders Developed Asia ex-Japan ETF

BBAX

Innovator S&P 500 Buffer ETF January

BJAN

Franklin Liberty High Yield Corporate ETF

FLHY

Innovator S&P 500 Buffer ETF - December

BDEC

JPMorgan BetaBuilders Canada ETF

BBCA

iShares Evolved U.S. Discretionary Spending ETF

IEDI

FT Cboe Vest U.S. Equity Buffer ETF - November

FNOV

Innovator S&P 500 Power Buffer ETF - October

POCT

Innovator S&P 500 Buffer ETF - April New

BAPR

VanEck Vectors Morningstar Durable Dividend ETF

DURA

Innovator S&P 500 Buffer ETF - September

BSEP

iShares Evolved U.S. Technology ETF

IETC

FT Cboe Vest U.S. Equity Buffer ETF - August

FAUG

ProShares Trust - ProShares Pet Care ETF

PAWZ

Strategy Shares Newfound/ReSolve Robust Momentum ETF

ROMO

Innovator S&P 500 Buffer ETF – July

BJUL

JPMorgan BetaBuilders U.S. Equity ETF

BBUS

Innovator S&P 500 Ultra Buffer ETF - February

UFEB

Goldman Sachs Access Ultra Short Bond ETF

GSST

Alpha Architect Freedom 100 Emerging Markets ETF

FRDM

Innovator S&P 500 Ultra Buffer ETF - October

UOCT

Innovator Nasdaq-100 Power Buffer ETF - January

NJAN

ProShares Russell US Dividend Growers ETF

TMDV

iShares Trust - iShares ESG Aware MSCI USA Small-Cap ETF

ESML

JPMorgan BetaBuilders Europe ETF

BBEU

Innovator Russell 2000 Power Buffer ETF

KOCT

Innovator S&P 500 Buffer ETF - June

BJUN

Innovator S&P 500 Buffer ETF - August

BAUG

Innovator S&P 500 Buffer ETF - November

BNOV

JPMorgan Municipal ETF

JMUB

Cambria Cannabis ETF

TOKE

Innovator S&P 500 Power Buffer ETF - February

PFEB

Aptus Defined Risk ETF

DRSK

Innovator S&P 500 Ultra Buffer ETF - December

UDEC

Fidelity Stocks for Inflation ETF

FCPI

Hartford Multifactor Diversified International ETF

RODE

Nuveen ESG Large-Cap ETF

NULC

Innovator S&P 500 Buffer ETF - October

BOCT

JPMorgan BetaBuilders International Equity ETF

BBIN

Innovator S&P 500 Power Buffer ETF January

PJAN

Innovator S&P 500 Power Buffer ETF - April New

PAPR

JPMorgan BetaBuilders Japan ETF

BBJP

Cambria Trinity ETF

TRTY

Innovator S&P 500 Ultra Buffer ETF January

UJAN

Innovator S&P 500 Ultra Buffer ETF - April New

UAPR

Franklin Liberty Senior Loan ETF

FLBL

Innovator S&P 500 Power Buffer ETF - December

PDEC

iShares Factors US Growth Style ETF

STLG

Fidelity Emerging Markets Multifactor ETF

FDEM

Innovator S&P 500 Ultra Buffer ETF - June

UJUN

Innovator S&P 500 Power Buffer ETF - September

PSEP

Innovator S&P 500 Ultra Buffer ETF — July

UJUL

Fidelity International Multifactor ETF

FDEV

FT Cboe Vest U.S. Equity Deep Buffer ETF - August

DAUG

FT Cboe Vest U.S. Equity Deep Buffer ETF - November

DNOV

Innovator Nasdaq-100 Power Buffer ETF

NOCT

ProShares S&P Technology Dividend Aristocrats ETF

TDV

Innovator S&P 500 Ultra Buffer ETF - September

USEP

Innovator Russell 2000 Power Buffer ETF January

KJAN

Fidelity Low Duration Bond Factor ETF

FLDR

iShares Gold Strategy ETF

IAUF

First Trust Lunt U.S. Factor Rotation ETF

FCTR

Innovator S&P 500 Buffer ETF - February

BFEB

Hercules Capital, Inc.

HCXZ

Hercules Capital, Inc.

HCXY

ETFMG Travel Tech ETF

AWAY

Avantis Emerging Markets Equity ETF

AVEM

Avantis U.S. Small Cap Value ETF

AVUV

Avantis U.S. Equity ETF

AVUS

Amplify Lithium & Battery Technology ETF

BATT

Avantis International Equity ETF

AVDE

WisdomTree Emerging Markets Multifactor Fund

EMMF

Eagle Point Credit Company Inc. 6.6875% NT 28

ECCX

The Hoya Capital Housing ETF

HOMZ

BlackRock ETF Trust - BlackRock U.S. Equity Factor Rotation ETF

DYNF

WisdomTree International Multifactor Fund

DWMF

Amplify Seymour Cannabis ETF

CNBS

ETRACS Bloomberg Commodity Index Total ReturnSM ETN Series B

DJCB

Syntax Stratified MidCap ETF

SMDY

SoFi Select 500 ETF

SFY

SoFi Next 500 ETF

SFYX

Impact Shares NAACP Minority Empowerment ETF

NACP

SP Funds Dow Jones Global Sukuk ETF

SPSK

SP Funds S&P 500 Sharia Industry Exclusions ETF

SPUS

Columbia Research Enhanced Core ETF

RECS

Syntax Stratified LargeCap ETF

SSPY

AdvisorShares Pure Cannabis ETF

YOLO

MicroSectors U.S. Big Banks Index 3X Leveraged ETNs

BNKU

DoubleLine Yield Opportunities Fund

DLY

TrueShares Technology, AI and Deep Learning ETF

LRNZ

iShares iBonds Dec 2028 Term Treasury ETF

IBTI

iShares iBonds Dec 2026 Term Treasury ETF

IBTG

Oxford Lane Capital Corp.

OXLCP

Franklin Intelligent Machines ETF

IQM

Franklin Disruptive Commerce ETF

BUYZ

Franklin Genomic Advancements ETF

HELX

Innovator S&P 500 Ultra Buffer ETF - March

UMAR

Innovator S&P 500 Buffer ETF - March

BMAR

Innovator S&P 500 Power Buffer ETF - March

PMAR

FT Cboe Vest U.S. Equity Deep Buffer ETF - February

DFEB

FT Cboe Vest U.S. Equity Buffer ETF - February

FFEB

First Trust Horizon Managed Volatility Small/Mid ETF

HSMV

Wedbush ETFMG Global Cloud Technology ETF

IVES

BNY Mellon US Mid Cap Core Equity ETF

BKMC

BNY Mellon US Small Cap Core Equity ETF

BKSE

Xtrackers MSCI Kokusai Equity ETF

KOKU

BNY Mellon US Large Cap Core Equity ETF

BKLC

JPMorgan BetaBuilders U.S. Mid Cap Equity ETF

BBMC

BNY Mellon Emerging Markets Equity ETF

BKEM

American Century Focused Large Cap Value ETF

FLV

Innovator Nasdaq-100 Power Buffer ETF - April

NAPR

American Century Focused Dynamic Growth ETF

FDG

Esoterica NextG Economy ETF

WUGI

Innovator Russell 2000 Power Buffer ETF - April

KAPR

BNY Mellon High Yield Beta ETF

BKHY

BNY Mellon International Equity ETF

BKIE

First Trust TCW Securitized Plus ETF

DEED

VanEck Vectors India Growth Leaders ETF

GLIN

Innovator S&P 500 Power Buffer ETF - May

PMAY

Innovator S&P 500 Ultra Buffer ETF - May

UMAY

Innovator S&P 500 Buffer ETF - May

BMAY

AltShares Merger Arbitrage ETF

ARB

6 Meridian Hedged Equity-Index Option Strategy ETF

SIXH

6 Meridian Small Cap Equity ETF

SIXS

6 Meridian Mega Cap Equity ETF

SIXA

6 Meridian Low Beta Equity Strategy ETF

SIXL

LeaderShares Equity Skew ETF

SQEW

LHA Market State Alpha Seeker ETF

MSVX

First Eagle Senior Loan Fund

FSLF

JPMorgan International Growth ETF

JIG

FT Cboe Vest U.S. Equity Deep Buffer ETF - May

DMAY

Goldman Sachs MarketBeta International Equity ETF

GSID

Goldman Sachs MarketBeta US Equity ETF

GSUS

Goldman Sachs MarketBeta Emerging Markets Equity ETF

GSEE

FT Cboe Vest U.S. Equity Buffer ETF - May

FMAY

Clearbridge Focus Value ESG ETF

CFCV

Syntax Stratified SmallCap ETF

SSLY

Roundhill Sports Betting & iGaming ETF

BETZ

ETRACS Monthly Pay 1.5X Leveraged Mortgage REIT ETN

MVRL

Fidelity Blue Chip Growth ETF

FBCG

Fidelity New Millennium ETF

FMIL

Fidelity Blue Chip Value ETF

FBCV

Fidelity Contrafund Fund

FCNTX

Fidelity International Small Cap Opportunities Fund

FSCOX

FS KKR Capital Corp. II

FSKR

ETFMG Treatments, Testing and Advancements ETF

GERM

iShares Trust - iShares ESG Advanced MSCI EAFE ETF

DMXF

iShares Trust - iShares ESG Advanced MSCI USA ETF

USXF

iShares ESG Aware Conservative Allocation ETF

EAOK

iShares ESG Aware Moderate Allocation ETF

EAOM

iShares ESG Aware Aggressive Allocation ETF

EAOA

iShares ESG Aware Growth Allocation ETF

EAOR

ETRACS Alerian Midstream Energy Index ETN

AMNA

Roundhill Acquirers Deep Value ETF

DEEP

FT Cboe Vest U.S. Equity Buffer ETF - June

FJUN

FT Cboe Vest U.S. Equity Deep Buffer ETF - June

DJUN

Pacer Lunt MidCap Multi-Factor Alternator ETF

PAMC

Direxion Work From Home ETF

WFH

Pacer Lunt Large Cap Multi-Factor Alternator ETF

PALC

iShares Trust - iShares ESG Advanced Total USD Bond Market ETF

EUSB

Pacer Lunt Large Cap Alternator ETF

ALTL

First Trust High Yield Opportunities 2027 Term Fund

FTHY

Toews Agility Shares Managed Risk ETF

MRSK

Pacer BioThreat Strategy ETF

VIRS

Innovator Russell 2000 Power Buffer ETF - July

KJUL

Innovator Nasdaq-100 Power Buffer ETF - July

NJUL

Trueshares Structured Outcome (July) ETF

JULZ

Inspire Tactical Balanced ESG ETF

RISN

Franklin Liberty Ultra Short Bond ETF

FLUD

American Century Sustainable Equity ETF

ESGA

American Century Mid Cap Growth Impact ETF

MID

ETRACS Alerian Midstream Energy High Dividend Index ETN

AMND

SPDR S&P 500 ESG ETF

EFIV

First Trust Multi-Manager Large Growth ETF

MMLG

Virtus WMC International Dividend ETF

VWID

FT Cboe Vest U.S. Equity Buffer ETF - July

FJUL

FT Cboe Vest U.S. Equity Deep Buffer ETF - July

DJUL

First Eagle Alternative Capital

FCRZ

T. Rowe Price Dividend Growth ETF

TDVG

T. Rowe Price Blue Chip Growth ETF

TCHP

T. Rowe Price Growth Stock ETF

TGRW

First Eagle Alternative Capital BDC, Inc.

FCRD

TrueShares Structured Outcome (August) ETF

AUGZ

Vanguard Health Care Fund Admiral Shares

VGHAX

Vanguard Health Care Fund Investor Shares

VGHCX

BlackRock, Inc.

BLQA.DE

Ameriprise Financial, Inc.

A4S.DE

Allied Minds plc

ALM.L

The Biotech Growth Trust PLC

BIOG.L

JPEL Private Equity Limited

JPEL.L

JZ Capital Partners Limited

JZCP.L

Marble Point Loan Financing Limited

MPLF.L

NB Private Equity Partners Limited

NBPE.L

Pershing Square Holdings, Ltd.

PSH.L

Pershing Square Holdings, Ltd.

PSHD.L

Riverstone Energy Limited

RSE.L

RTW Venture Fund Limited

RTW.L

Sherborne Investors (Guernsey) C Limited

SIGC.L

Tetragon Financial Group Limited

TFG.L

Tetragon Financial Group Limited

TFGS.L

Third Point Investors Limited

TPOS.L

Third Point Investors Limited

TPOU.L

Weiss Korea Opportunity Fund Ltd.

WKOF.L

Worldwide Healthcare Trust PLC

WWH.L

Motion Acquisition Corp.

MOTNU

StepStone Group Inc.

STEP

GCM Grosvenor Inc.

GCMG

Great-West Aggressive Profile Fund Investor Class

MXAPX

Virtuoso Acquisition Corp.

VOSOU

Multi Units Luxembourg - Lyxor China Enterprise (HSCEI) UCITS ETF

ASIU.L

WisdomTree Energy Enhanced

BENE.L

Multi Units Luxembourg - Lyxor Euro Stoxx Banks (DR) UCITS ETF

BNKE.L

Multi Units Luxembourg - Lyxor Green Bond (DR) UCITS ETF

CLMU.L

Franklin Libertyshares ICAV - Franklin Ftse Korea Ucits ETF

FLRK.L

Franklin Libertyshares ICAV - Franklin Ftse China Ucits ETF

FRCH.L

Market Access - Market Access NYSE Arca Gold BUGS Index UCITS ETF

GOLB.L

Market Access - Market Access Rogers International Commodity Index UCITS ETF

RICI.L

Multi Units Luxembourg - Lyxor MSCI World Information Technology TR UCITS ETF

TNOW.L

VanEck Vectors ETFs N.V. - VanEck Vectors Sustainable World Equal Weight UCITS ETF

TSWE.L

WisdomTree Issuer ICAV - Artificial Intelligence Ucits Fund

WTAI.L

Ares Management Corporation

ARES-PA

BBX Capital, Inc.

BBXIB

Cardiff Lexington Corporation

CDIX

Concierge Technologies, Inc.

CNCG

Fifth Street Asset Management Inc.

FSAM

GlassBridge Enterprises, Inc.

GLAE

Kyto Technology and Life Science, Inc.

KBPH

New Mountain Finance Corporation

NMFCL

PhenixFIN Corporation

PFX

Princeton Capital Corporation

PIAC

Revolution Acceleration Acquisition Corp

RAACU

State Street Corporation

STT-PD

State Street Corporation

STT-PG

Enterprise Diversified, Inc.

SYTE

GigCapital4, Inc.

GIGGU

Direxion Shares ETF Trust - Direxion Moonshot Innovators ETF

MOON

ALPS Active REIT ETF

REIT

Global X Renewable Energy Producers ETF

RNRG

KraneShares CICC China 5G & Semiconductor Index ETF

KFVG

Legato Merger Corp.

LEGO

VanEck Vectors Social Sentiment ETF

BUZZ

Avantis Core Municipal Fixed Income ETF

AVMU

FT Cboe Vest Gold Tactical Buffer ETF

BGLD

Cambria Global Real Estate ETF

BLDG

BlackRock Future Health ETF

BMED

Blue Horizon BNE ETF

BNE

BlackRock Future Tech ETF

BTEK

FT Cboe Vest Fund of Deep Buffer ETFs

BUFD

First Trust Cboe Vest Fund of Buffer ETFs

BUFR

Changebridge Capital Sustainable Equity ETF

CBSE

iShares Commodity Curve Carry Strategy ETF

CCRV

FT Cboe Vest U.S. Equity Deep Buffer ETF - December

DDEC

TrueShares Structured Outcome (December) ETF

DECZ

Dimensional Emerging Core Equity Market ETF

DFAE

Dimensional International Core Equity Market ETF

DFAI

Dimensional US Core Equity Market ETF

DFAU

TrimTabs Donoghue Forlines Tactical High Yield ETF

DFHY

TrimTabs Donoghue Forlines Risk Managed Innovation ETF

DFNV

FT Cboe Vest U.S. Equity Deep Buffer ETF - January

DJAN

FT Cboe Vest U.S. Equity Deep Buffer ETF - October

DOCT

FT Cboe Vest U.S. Equity Deep Buffer ETF - September

DSEP

First Trust TCW Emerging Markets Debt ETF

EFIX

FT Cboe Vest U.S. Equity Buffer ETF - December

FDEC

TrueShares Structured Outcome (February) ETF

FEBZ

First Trust International Developed Cap Strength ETF

FICS

FT Cboe Vest U.S. Equity Buffer ETF - January

FJAN

Fidelity Magellan ETF

FMAG

FT Cboe Vest U.S. Equity Buffer ETF - October

FOCT

Fidelity Real Estate Investment ETF

FPRO

Alger Mid Cap 40 ETF

FRTY

FT Cboe Vest U.S. Equity Buffer ETF - September

FSEP

CornerCap Fundametrics Large-Cap ETF FUNL

FUNL

Inspire Faithward Mid Cap Momentum ESG ETF

GLRY

iShares 25+ Year Treasury STRIPS Bond ETF

GOVZ

Gotham Enhanced 500 ETF

GSPY

IQ Healthy Hearts ETF

HART

Swan Hedged Equity US Large Cap ETF

HEGD

Humankind US Stock ETF

HKND

Horizon Kinetics Inflation Beneficiaries ETF

INFL

Amplify BlackSwan ISWN ETF

ISWN

Invesco Real Assets ESG ETF

IVRA

TrueShares Structured Outcome (January) ETF

JANZ

JPMorgan International Bond Opportunities ETF

JPIB

KFA Mount Lucas Index Strategy ETF

KMLM

KraneShares SSE STAR Market 50 Index ETF

KSTR

KFA Value Line Dynamic Core Equity Index ETF

KVLE

iShares MSCI Kuwait ETF

KWT

American Century Low Volatility ETF

LVOL

TrueShares Structured Outcome (March) ETF

MARZ

SPDR Nuveen Municipal Bond ETF

MBND

Ballast Small/Mid Cap ETF

MGMT

Xtrackers S&P MidCap 400 ESG ETF

MIDE

LHA Market State Tactical Beta ETF

MSTB

TrueShares Structured Outcome (October) ETF

OCTZ

Overlay Shares Hedged Large Cap Equity ETF

OVLH

Pacer Swan SOS Conservative (December) ETF

PSCX

Pacer Swan SOS Flex (December) ETF

PSFD

Pacer Swan SOS Fund of Funds ETF

PSFF

Pacer Swan SOS Moderate (December) ETF

PSMD

FT Cboe Vest Growth-100 Buffer ETF - December

QDEC

AdvisorShares Q Dynamic Growth ETF

QPX

Rayliant Quantamental China Equity ETF

RAYC

ATAC US Rotation ETF

RORO

Rareview Tax Advantaged Income ETF

RTAI

TrueShares Structured Outcome (September) ETF

SEPZ

ProShares Ultra Cloud Computing

SKYU

Xtrackers S&P SmallCap 600 ESG ETF

SMLE

iShares US Small Cap Value Factor ETF

SVAL

Innovator Long Term Treasury Floor ETF - July

TFJL

Main Thematic Innovation ETF

TMAT

ProShares Ultra Nasdaq Cybersecurity

UCYB

Virtus Newfleet ABS/MBS ETF

VABS

Simplify Volt RoboCar Disruption and Tech ETF

VCAR

Vanguard ESG U.S. Corporate Bond ETF

VCEB

Natixis Vaughan Nelson Mid Cap ETF

VNMC

WisdomTree Cybersecurity Fund

WCBR

Franklin Exponential Data ETF

XDAT

iShares ESG Screened S&P Mid-Cap ETF

XJH

iShares ESG Screened S&P Small-Cap ETF

XJR

iShares Trust - iShares ESG Screened S&P 500 ETF

XVV

FT Cboe Vest International Equity Buffer ETF - December

YDEC

Fidelity Investment Grade Securitized ETF

FSEC

Invesco NASDAQ Next Gen 100 ETF

QQQJ

AdvisorShares Pure US Cannabis ETF

MSOS

Global X Telemedicine & Digital Health ETF

EDOC

Invesco NASDAQ 100 ETF

QQQM

Cabana Target Drawdown 10 ETF

TDSC

Goldman Sachs Innovate Equity ETF

GINN

Cabana Target Drawdown 7 ETF

TDSB

VictoryShares Nasdaq Next 50 ETF

QQQN

Janus Henderson AAA CLO ETF

JAAA

Simplify US Equity PLUS Downside Convexity ETF

SPD

iShares ESG Advanced High Yield Corporate Bond ETF

HYXF

Simplify US Equity PLUS Convexity ETF

SPYC

LeaderShares AlphaFactor Tactical Focused ETF

LSAT

LeaderShares Activist Leaders ETF

ACTV

ProShares MSCI Transformational Changes ETF

ANEW

ETRACS 2x Leveraged MSCI US Quality Factor TR ETN

QULL

Sterling Capital Focus Equity ETF

LCG

ETRACS 2x Leveraged MSCI US Momentum Factor TR ETN

MTUL

AdvisorShares Vice ETF

VICE

iShares ESG Advanced MSCI EM ETF

EMXF

Global X NASDAQ 100 Covered Call & Growth ETF

QYLG

Invesco BulletShares 2028 High Yield Corporate Bond ETF

BSJS

AAF First Priority CLO Bond ETF

AAA

SPDR Bloomberg Barclays 3-12 Month T-Bill ETF

BILS

Simplify US Equity PLUS Upside Convexity ETF

SPUC

Fidelity U.S. Multifactor ETF

FLRG

Natixis Vaughan Nelson Select ETF

VNSE

iShares Virtual Work and Life Multisector ETF

IWFH

American Conservative Values ETF

ACVF

Democratic Large Cap Core ETF

DEMZ

ETF Series Solutions - Defiance Next Gen H2 ETF

HDRO

JPMorgan Emerging Markets Equity Core ETF

JEMA

VanEck Vectors Digital Transformation ETF

DAPP

OFS Credit Company, Inc.

OCCIO

Grayscale Ethereum Trust

ETHE

ARK Space Exploration & Innovation ETF

ARKX

ProShares Nasdaq-100 Dorsey Wright Select ETF

QQQA

Simplify U.S. Equity PLUS GBTC ETF

SPBC

Bridge Investment Group Holdings Inc.

BRDG

AdvisorShares Gerber Kawasaki ETF

GK

Fidelity Disruptive Finance Fund

FNTEX

Fidelity Extended Market Index Fund

FSMAX

Fidelity Disruptive Automation Fund

FBOTX

Fidelity Disruptive Technology Fund

FTEKX

Trinity Capital Inc.

TRIN

Thornburg Income Builder Opportunities Trust

TBLD

Invesco Shipping ETF

SEA

Pacer Swan SOS Moderate (April) ETF

PSMR

Pacer Swan SOS Moderate (July) ETF

PSMJ

Pacer Swan SOS Flex (April) ETF

PSFM

Pacer Swan SOS Flex (July) ETF

PSFJ

Pacer Swan SOS Conservative (April) ETF

PSCW

Pacer Swan SOS Conservative (July) ETF

PSCJ

Pioneer Emerging Markets Equity Fund Class A

PEMEX

Pimco Dynamic Income Opportunities Fund

PDO

Nuveen Dynamic Municipal Opportunities Fund

NDMO

Fidelity Natural Resources Fund

FNARX

Invent Ventures, Inc.

IDEA

FT Cboe Vest U.S. Equity Buffer ETF - April

FAPR

Columbia Adaptive Retirement 2030 Fund Institutional 3 Class

CARMX

ZEGA Buy and Hedge ETF

ZHDG

Invesco PHLX Semiconductor ETF

SOXQ

Schwab International Dividend Equity ETF

SCHY

BlackRock U.S. Carbon Transition Readiness ETF

LCTU

Invesco Nasdaq Biotechnology ETF

IBBQ

Direxion Shares ETF Trust - Direxion Hydrogen ETF

HJEN

Dimensional U.S. Equity ETF

DFUS

Dimensional U.S. Targeted Value ETF

DFAT

Dimensional U.S. Small Cap ETF

DFAS

Dimensional U.S. Core Equity 2 ETF

DFAC

Defiance Hotel, Airline, and Cruise ETF

CRUZ

Global X Blockchain ETF

BKCH

WisdomTree Trust - WisdomTree Target Range Fund

GTR

Victory Portfolios II - VictoryShares ESG Corporate Bond ETF

UCRD

Victory Portfolios II - VictoryShares THB Mid Cap ESG ETF

MDCP

Hoya Capital High Dividend Yiel

RIET

Amundi Index Solutions - Amundi MSCI Europe Quality Factor

AMEQ.DE

MULTI-UNITS LUXEMBOURG - Lyxor Smart Overnight Return

EGV2.DE

Tiger 200 Total Return

310960.KS

P10, Inc.

PX

The RBB Fund, Inc. - MFAM Small-Cap Growth ETF

TMFS

Vanguard Total Stock Market Index Fund Admiral Shares

VTSAX

Blackstone Secured Lending Fund

BXSL

TPG Inc.

TPG

WisdomTree Trust - WisdomTree International AI Enhanced Value Fund

AIVI

WisdomTree Trust - WisdomTree U.S. AI Enhanced Value Fund

AIVL

Gold Bullion Securities ETC

GBSS.L

iShares II Public Limited Company - iShares Developed Markets Property Yield UCITS ETF

IDWP.L

iShares S&P U.S. Banks ETF

BNKS.L

JPMorgan ETFs (Ireland) ICAV - Europe Research Enhanced Index Equity UCITS ETF - EUR (acc)

JERE.L

JPMorgan ETFs (Ireland) ICAV - US Research Enhanced Index Equity UCITS ETF - USD (acc)

JURE.L

Kraneshares Icav - Kraneshares Icbccs Sse Star Market 50 Index Ucits ETF

KSTR.L

UBS(Lux)Fund Solutions – MSCI EMU UCITS ETF(EUR)A-dis

UB06.L

UBS(Lux)Fund Solutions – MSCI EMU Value UCITS ETF(EUR)A-dis

UB17.L

UBS(Lux)Fund Solutions – MSCI Europe UCITS ETF(EUR)A-dis

UB12.L

WisdomTree Agriculture

AGAP.L

WisdomTree Broad Commodities

AGCP.L

WisdomTree Carbon

CARP.L

WisdomTree Gold

BULP.L

WisdomTree Grains

AGGP.L

WisdomTree Natural Gas

NGSP.L

WisdomTree Petroleum 2x Daily Leveraged

LPET.L

WisdomTree Physical Gold

PHGP.L

WisdomTree Physical Precious Metals

PHPP.L

WisdomTree Physical Silver

PHSP.L

SPAC and New Issue ETF

SPCX

Alimco Financial Corporation

ALMC

BKF Capital Group, Inc.

BKFG

Bexil Corporation

BXLC

FRMO Corporation

FRMO

Huntwicke Capital Group Inc.

HCGI

Regency Affiliates, Inc.

RAFI

Teton Advisors, Inc

TETAB

Teton Advisors, Inc

TETAA

Phoenix Rising Companies

PRCX

Vanguard 500 Index Fund Investor Shares

VFINX

Vanguard Financials Index Fund Admiral Shares

VFAIX

First Trust Innovation Leaders ETF

ILDR

Putnam Panagora ESG International Equity ETF

PPIE

WealthTrust DBS Long Term Growth ETF

WLTG

iShares iBonds Dec 2031 Term Corporate ETF

IBDW

UBS (Irl) ETF plc - MSCI Australia UCITS ETF (hedged to GBP) A-acc

AUGA.L

UBS (Irl) ETF plc - MSCI USA UCITS ETF (USD) A-dis

UC03.L

KraneShares California Carbon Allowance ETF

KCCA

Amundi Physical Gold ETC C

GLDA.L

Jpmorgan Active Growth ETF

JGRO

Amundi Index Solutions - Amundi Index Euro AGG SRI

EAHG.L

Timothy Plan Market Neutral ETF

TPMN

L&G Quality Equity Dividends ESG Exclusions Emerging Markets UCITS ETF

LDME.L

Clarymore CEF GS Connect ETN

GCEC

Dimensional International Small Cap ETF

DFIS

PIMCO Preferred And Capital Securities Active Exchange-Traded Fund

PRFD

Gabelli Love Our Planet & People ETF

LOPP

Panagram Bbb-B Clo ETF

CLOZ

Xtrackers S&P Global Infrastructure Swap UCITS ETF

XGID.L

Dimensional US High Profitability ETF

DUHP

iShares 20+ Year Treasury Bond Buywrite Strategy ETF

TLTW

Putnam ESG High Yield ETF

PHYD

WisdomTree International Efficient Core Fund

NTSI

iShares High Yield Corporate Bond Buywrite Strategy ETF

HYGW

iShares iBonds 2027 Term High Yield and Income ETF

IBHG

AllianzIM U.S. Large Cap Buffer20 Jul ETF

JULW

Lyxor MSCI World UCITS ETF Dist

WLDD.L

JPMorgan Realty Income ETF

JPRE

Invesco BulletShares 2031 Corporate Bond ETF

BSCV

Proshares S&P Global Core Battery Metals ETF

ION

Lyxor MSCI China A (DR) UCITS ETF

CNAA.L

L&G Gold Mining UCITS ETF

AUCP.L

Vanguard S&P 500 UCITS ETF

VUSA.AS

Innovator U.S. Equity Accelerated ETF – April

XDAP

iPath Bloomberg Copper Subindex Total Return(SM) ETN

JJCTF

Sprott Lithium Miners ETF

LITP

Saturna Al-Kawthar Global Focused Equity UCITS ETF

AMAP.L

The RBB Fund, Inc. - US Treasury 12 Month Bill ETF

OBIL

ETFB Green SRI REITs ETF

RITA

IQ Cleaner Transport ETF

CLNR

Direxion All Cap Insider Sentiment Shares

KNOW

Pacer BlueStar Digital Entertainment ETF

ODDS

TrueShares Structured Outcome (May) ETF

MAYZ

Monarch Blue Chips Core ETF

MBCC

Franklin Emerging Market Core Dividend Tilt Index ETF

DIEM

Amundi Index Solutions - Amundi Prime Europe

PRIE.L

Monarch ProCap ETF

MPRO

Innovator Growth-100 Accelerated Plus ETF – April

QTAP

Innovator U.S. Equity Accelerated ETF – Quarterly

XDSQ

Amundi Index Solutions - Amundi MSCI USA Minimum Volatility Factor

MIVU.PA

Innovator Growth Accelerated Plus ETF - July

QTJL

USCF Sustainable Battery Metals Strategy Fund

ZSB

BlackRock ETF Trust II - BlackRock AAA CLO ETF

CLOA

KraneShares Trust - KraneShares China Internet and Covered Call Strategy ETF

KLIP

Matthews Emerging Markets Ex China Active ETF

MEMX

Invesco Agriculture Commodity Strategy No K-1 ETF

PDBA

UBS ETF - Bloomberg Barclays Japan Treasury 1-3 Year Bond UCITS ETF

JT13.L

Pacer Metaurus US Large Cap Dividend Multiplier 400 ETF

QDPL

AllianzIM U.S. Large Cap 6 Month Buffer10 Jan/Jul ETF

SIXJ

Alger 35 ETF

ATFV

Akros Monthly Payout ETF

MPAY

Adaptiv Select ETF

ADPV

VanEck Morningstar Global Wide Moat ETF

MOTG

Sparkline Intangible Value ETF

ITAN

Impact Shares YWCA Women's Empowerment ETF

WOMN

Virtus Duff & Phelps Clean Energy ETF

VCLN

ETC 6 Meridian Quality Growth ETF

SXQG

Amundi Index Solutions - Amundi MSCI Europe SRI PAB

ESDU.L

SPDR Nuveen Municipal Bond ESG ETF

MBNE

Amplify Emerging Markets FinTech ETF

EMFQ

Putnam Sustainable Future ETF

PFUT

First Trust IPOX Europe Equity Opportunities UCITS ETF

IPXE.L

Dimensional Emerging Markets Core Equity 2 ETF

DFEM

Franklin LibertyQ U.S. Equity UCITS ETF

FLXU.L

UBS(Lux)Fund Solutions – Bloomberg Barclays US Liquid Corporates 1-5 Year UCITS ETF(USD)A-dis

UC86.L

Avantis Real Estate ETF

AVRE

Innovator Defined Wealth Shield ETF

BALT

Day Hagan/Ned Davis Research Smart Sector International ETF

SSXU

TD Q U.S. Low Volatility ETF

TULV.TO

Invesco International Developed Dynamic Multifactor ETF

IMFL

JPMorgan Climate Change Solutions ETF

TEMP

iShares MSCI EMU ESG Screened UCITS ETF

SMUD.L

Avantis U.S. Large Cap Value ETF

AVLV

AllianzIM U.S. Large Cap Buffer20 Apr ETF

APRW

Putnam BioRevolution ETF

SYNB

Teucrium Aila Long-Short Agriculture Strategy ETF

OAIA

Iq Candriam ESG U.S. Mid Cap Equity ETF

IQSM

Main International ETF

INTL

Brompton Flaherty & Crumrine Enhanced Investment Grade Preferred ETF

BEPR.TO

KraneShares Electrification Metals Strategy ETF

KMET

Lyxor MSCI Emerging Markets (LUX) UCITS ETF

LEMA.L

Engine No. 1 Transform 500 ETF

VOTE

iShares Neuroscience and Healthcare ETF

IBRN

Putnam BDC Income ETF

PBDC

AllianzIM U.S. Large Cap Buffer10 Oct ETF

OCTT

AllianzIM U.S. Large Cap Buffer20 Jan ETF

JANW

Unlimited HFND Multi-Strategy Return Tracker ETF

HFND

Allianzim U.S. Large Cap Buffer20 Nov ETF

NVBW

Pacer US Large Cap Cash Cows Growth Leaders ETF

COWG

Global X Disruptive Materials ETF

DMAT

VanEck Digital India ETF

DGIN

Goldman Sachs MarketBeta U.S. 1000 Equity ETF

GUSA

American Century Select High Yield ETF

AHYB

WisdomTree Efficient Gold Plus Gold Miners Strategy Fund

GDMN

SmartETFs Asia Pacific Dividend Builder ETF

ADIV

FMQQ The Next Frontier Internet & Ecommerce ETF

FMQQ

Ea Bridgeway Blue Chip ETF

BBLU

AdvisorShares Psychedelics ETF

PSIL

Lyxor MSCI Brazil UCITS ETF

RIOL.L

WisdomTree BioRevolution UCITS ETF

WRNA.F

iShares Edge MSCI Europe Multifactor UCITS ETF EUR (Acc)

IEEU.L

Syntax Stratified Total Market II ETF

SYII

Acruence Active Hedge U.S. Equity ETF

XVOL

First Trust Alerian Disruptive Technology Real Estate ETF

DTRE

MicroSectors Travel 3X Leveraged ETNs

FLYU

Federated Hermes U.S. Strategic Dividend ETF

FDV

Quadratic Deflation ETF

BNDD

Main Buywrite ETF

BUYW

Innovator Hedged TSLA Strategy ETF

TSLH

Invesco S&P 500 UCITS ETF

SPXD.L

Invesco Markets II plc - Invesco MSCI Japan ESG Universal Screened UCITS ETF

ESJS.L

T. Rowe Price Total Return ETF

TOTR

First Trust Alerian Disruptive Technology Real Estate UCITS ETF

DTRE.L

iPath Bloomberg Grains Subindex Total Return(SM) ETN

JJGTF

Burney U.S. Factor Rotation ETF

BRNY

AllianzIM U.S. Large Cap Buffer10 Jan ETF

JANT

Barron's 400 ETF

BFOR

John Hancock International High Dividend ETF

JHID

JPMorgan ETFs (Ireland) ICAV - BetaBuilders US Equity UCITS ETF

BBSU.L

Amundi Index Solutions - Amundi S&P 500 Buyback

BYBG.L

Invesco Markets II plc - Invesco MSCI Pacific Ex Japan ESG Universal Screened UCITS ETF

ESPS.L

Fidelity Sustainable U.S. Equity ETF

FSST

Putnam Focused Large Cap Value ETF

PVAL

American Century Quality Preferred ETF

QPFF

FT Cboe Vest Nasdaq-100 Buffer ETF – March

QMAR

DFLV

MicroSectors Solactive FANG & Innovation -3X Inverse Leveraged ETNs

BERZ

JPMorgan BetaBuilders U.S. Small Cap Equity ETF

BBSC

AdvisorShares Hotel ETF

BEDZ

KPOP and Korean Entertainment ETF

KPOP

Axs Green Alpha ETF

NXTE

Goldman Sachs Future Real Estate and Infrastructure Equity ETF

GREI

US Treasury 3 Month Bill ETF

TBIL

Motley Fool Capital Efficiency 100 Index ETF

TMFE

Strategas Macro Thematic Opportunities ETF

SAMT

Invesco Morningstar US Energy Infrastructure MLP UCITS ETF

MLPD.L

iShares V PLC - iShares MSCI ACWI UCITS ETF USD (Acc)

ISAC.L

VanEck Green Infrastructure ETF

RNEW

AdvisorShares Cornerstone Small Cap ETF

SCAP

ETFMG U.S. Alternative Harvest ETF

MJUS

Lyxor Core MSCI Japan (DR) UCITS ETF

LCJD.L

Dimensional US Small Cap Value ETF

DFSV

BNY Mellon Concentrated International ETF

BKCI

Amplify Thematic All-Stars ETF

MVPS

QVOY

God Bless America ETF

YALL

TrueShares Structured Outcome (June) ETF

JUNZ

Grayscale Future of Finance ETF

GFOF

AllianzIM U.S. Large Cap Buffer10 Apr ETF

APRT

AltShares Event-Driven ETF

EVNT

Syntax Stratified U.S. Total Market ETF

SYUS

Allianzim U.S. Large Cap Buffer10 Dec ETF

DECT

Fidelity Cloud Computing ETF

FCLD

JPMorgan ETFs (Ireland) ICAV - USD Emerging Markets Sovereign Bond UCITS ETF

JMAB.L

iShares US Mortgage Backed Securities UCITS ETF USD (Dist)

IMBS.L

Gabelli Growth Innovators ETF

GGRW

John Hancock U.S. High Dividend ETF

JHDV

VanEck Future of Food ETF

YUMY

AAM Transformers ETF

TRFM

Fidelity Sustainable High Yield ETF

FSYD

SPDR MSCI USA Climate Paris Aligned ETF

NZUS

T. Rowe Price Floating Rate ETF

TFLR

T. Rowe Price U.S. High Yield ETF

THYF

Janus Henderson International Sustainable Equity ETF

SXUS

Bitwise Web3 ETF

BWEB

Btd Capital Fund

DIP

Ossiam Shiller Barclays Cape Europe Sector Value TR

CAPE.L

Innovator Equity Managed Floor ETF

SFLR

SRH U.S. Quality ETF

SRHQ

ETRACS Alerian Midstream Energy Total Return Index ETN

AMTR

Jacob Forward ETF

JFWD

ETRACS IFED Invest with the Fed TR Index ETN

IFED

Lyxor US Treasury 1-3Y (DR) UCITS ETF

US13.L

Global X Solar ETF

RAYS

Capital Group Short Duration Income ETF

CGSD

Matthews Asia Innovators Active ETF

MINV

UBS (Lux) Fund Solutions – MSCI World UCITS ETF

UC68.L

First Trust Emerging Markets AlphaDEX UCITS ETF

FEMU.L

Thrivent Small-Mid Cap ESG ETF

TSME

SPDR Bloomberg Emerging Markets USD Bond ETF

EMHC

Simplify Managed Futures Strategy ETF

CTA

Invesco S&P MidCap 400 QVM Multi-factor ETF

QVMM

Invesco UK Gilts UCITS ETF

GLTA.L

Invesco S&P 500 QVM Multi-factor ETF

QVML

RH Tactical Rotation ETF

RHRX

Touchstone Dividend Select ETF

DVND

FPA Global Equity ETF

FPAG

Simplify Aggregate Bond PLUS Credit Hedge ETF

AGGH

First Trust Limited Duration Investment Grade Corporate ETF

FSIG

Franklin U.S. Equity Index ETF

USPX

WisdomTree Europe Equity UCITS ETF

HEDG.L

Applied Finance Valuation Large Cap US ETF

VSLU

LeaderShares Dynamic Yield ETF

DYLD

HSBC MSCI CHINA A UCITS ETF

HMCT.L

VanEck Smart Home Active UCITS ETF

CAVE.L

KraneShares Hang Seng TECH Index ETF

KTEC

Harbor Corporate Culture Leaders ETF

HAPY

Avantis International Large Cap Value ETF

AVIV

Lyxor MSCI Turkey UCITS ETF

TURU.L

Neuberger Berman Commodity Strategy ETF

NBCM

AllianzIM U.S. Large Cap Buffer20 Oct ETF

OCTW

Wisdomtree U.S. Quality Growth Fund

QGRW

UBS AG, London Branch

ESUS

UPAR Ultra Risk Parity ETF

UPAR

Angel Oak Ultrashort Income ETF

UYLD

Dimensional World ex U.S. Core Equity 2 ETF

DFAX

Legal & General UCITS ETF Plc - L&G Digital Payments UCITS ETF

DPAY.L

Pacer Swan SOS Flex (October) ETF

PSFO

MicroSectors Travel -3X Inverse Leveraged ETNs

FLYD

ALPS O'Shares Global Internet Giants ETF Shares

OGIG

Dimensional Inflation-Protected Securities ETF

DFIP

ProShares Smart Materials ETF

TINT

US Treasury 2 Year Note ETF

UTWO

Amundi Index Solutions - Amundi Prime US Corporates

PRUC.L

FT Cboe Vest U.S. Equity Enhance & Moderate Buffer ETF - September

XSEP

Franklin International Core Dividend Tilt Index ETF

DIVI

WisdomTree Emerging Markets SmallCap Dividend UCITS ETF

DGSD.L

Hartford Longevity Economy ETF

HLGE

AdvisorShares Restaurant ETF

EATZ

Amundi Index Solutions - Amundi MSCI Europe SRI PAB

ESDG.L

Lyxor MSCI Emerging Markets UCITS ETF

LEMD.L

BNPP E Energy & Metals EnhRoll ETF EUR C

GSCE

Lyxor Fed Funds US Dollar Cash UCITS ETF - C-USD

FEDF.L

Avantis U.S. Small Cap Equity ETF

AVSC

BlackRock Future Financial and Technology ETF

BPAY

UBS (Irl) ETF plc - MSCI USA Socially Responsible UCITS ETF

SRIU.L

VelocityShares 3x Long Gold ETN Linked to the S&P GSCI Gold Index ER

UGLDF

Harbor Health Care ETF

MEDI

iShares EURO STOXX UCITS ETF (DE)

EXSI.F

Dimensional US Sustainability Core 1 ETF

DFSU

Global X Health Care Covered Call & Growth ETF

HYLG

AllianzIM U.S. Large Cap Buffer10 Jul ETF

JULT

Roundhill Ball Metaverse ETF

METV

First Trust Expanded Technology ETF

XPND

GraniteShares 1.5x Long NVDA Daily ETF

NVDL

Invesco Markets II plc - Invesco Global Clean Energy UCITS ETF

GCEX.L

iShares MSCI EM ex China UCITS ETF

EXCS.L

The Meet Kevin Pricing Power ETF

PP

iShares Asia Property Yield UCITS ETF USD (Dist)

IDAR.L

iShares Environmental Infrastructure and Industrials ETF

EFRA

Strategas Global Policy Opportunities ETF

SAGP

Rayliant Quantamental Emerging Market Equity ETF

RAYE

Invesco ESG NASDAQ Next Gen 100 ETF

QQJG

Xtrackers MSCI AC Asia ex Japan ESG Swap UCITS ETF

XAXD.L

OneAscent Large Cap Core ETF

OALC

Xtrackers MSCI EM Latin America ESG Swap UCITS ETF

XMLD.L

SmartETFs Dividend Builder ETF

DIVS

UBS AG, London Branch

FEDL

Barclays ETN+ FI Enhanced Europe 50 ETN Series B

FLEU

GraniteShares ETF Trust - GraniteShares 1.5x Long COIN Daily ETF

CONL

Lyxor CAC 40 (DR) UCITS ETF

CAC.PA

American Century Sustainable Growth ETF

ESGY

L&G Clean Water UCITS ETF

GLUG.L

abrdn ETFs - abrdn Bloomberg Industrial Metals Strategy K-1 Free ETF

BCIM

UBS (Irl) ETF plc - S&P 500 ESG UCITS ETF Hedged to EUR A Acc

5ESGE.MI

Pacer Industrials and Logistics ETF

SHPP

VanEck Global Real Estate UCITS ETF

TREG.L

Goldman Sachs Future Planet Equity ETF

GSFP

HSBC MSCI AC FAR EAST ex JAPAN UCITS ETF

HMAD.L

Newday Ocean Health ETF

AHOY

Xtrackers MSCI Japan ESG UCITS ETF

XESJ.L

Ossiam US ESG Low Carbon Equity Factors UCITS ETF

LOUF.L

SPDR S&P 500 UCITS ETF

SPX5.L

Xtrackers (IE) Plc - Xtrackers Russell Midcap UCITS ETF 1C

XRMU.L

iShares iBonds Dec 2032 Term Corporate ETF

IBDX

Lyxor Core US Treasury 7-10Y (DR) UCITS ETF

US71.L

Relative Sentiment Tactical Allocation ETF

MOOD

UBS (Lux) Fund Solutions – Bloomberg MSCI Euro Area Liquid Corporates Sustainable UCITS ETF

CBSE.L

McElhenny Sheffield Managed Risk ETF

MSMR

HSBC FTSE EPRA NAREIT Developed UCITS ETF

HPRD.L

Putnam Sustainable Leaders ETF

PLDR

IQ Winslow Large Cap Growth ETF

IWLG

JPMorgan Active Value ETF

JAVA

Spear Alpha ETF

SPRX

iPath Bloomberg Sugar Subindex Total Return(SM) ETN

SGGFF

IQ Winslow Focused Large Cap Growth ETF

IWFG

Innovator Growth-100 Accelerated ETF – Quarterly

XDQQ

SPDR MSCI EM Asia UCITS ETF

EMAD.L

Invesco MSCI USA ESG Climate Paris Aligned UCITS ETF

PAUS.L

Timothy Plan US Large/Mid Cap Core Enhanced ETF

TPLE

Innovator U.S. Equity Accelerated ETF - July

XDJL

Preferred-Plus ETF

IPPP

ProShares On-Demand ETF

OND

John Hancock Preferred Income ETF

JHPI

MULTI-UNITS LUXEMBOURG - Lyxor DAX (DR) UCITS ETF

DAX.PA

Global X S&P 500 Tail Risk ETF

XTR

Guru Favorite Stocks ETF

GFGF

Invesco MSCI Emerging Markets ESG Universal Screened UCITS ETF

ESES.L

Dimensional Emerging Markets Value ETF

DFEV

Nuveen ESG Dividend ETF

NUDV

JPMorgan Carbon Transition U.S. Equity ETF

JCTR

iPath Bloomberg Aluminum Subindex Total Return(SM) ETN

JJUFF

Xtrackers MSCI Emerging Markets UCITS ETF

XMMS.L

FT Cboe Vest U.S. Equity Buffer ETF - March

FMAR

Global X Interest Rate Volatility & Inflation Hedge ETF

IRVH

Alexis Practical Tactical ETF

LEXI